Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/07/24?limit=200&registers=between&mode=atom 2024-11-21T17:24:15-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/07/24/Z6-10762.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval To a Proposed Rule Change and Amendment No. 1 Thereto Relating to a Retroactive Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock[reg] (QQQQ) 2006-07-24T00:00:00-07:00 2006-07-24T00:00:00-07:00 Z6-10762 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-24/pdf/Z6-10762.pdf https://regulations.justia.com/regulations/fedreg/2006/07/24/E6-11682.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Listing Standards for Broad-Based Index Options 2006-07-24T00:00:00-07:00 2006-07-24T00:00:00-07:00 E6-11682 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-24/pdf/E6-11682.pdf https://regulations.justia.com/regulations/fedreg/2006/07/24/E6-11681.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Enhancements to ACATS-Fund/SERV Processing Capabilities 2006-07-24T00:00:00-07:00 2006-07-24T00:00:00-07:00 E6-11681 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-24/pdf/E6-11681.pdf https://regulations.justia.com/regulations/fedreg/2006/07/24/E6-11680.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Removing References to Outdated EPN Reports 2006-07-24T00:00:00-07:00 2006-07-24T00:00:00-07:00 E6-11680 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-24/pdf/E6-11680.pdf https://regulations.justia.com/regulations/fedreg/2006/07/24/C6-5679.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Concerning Priority in Trades Involving Synthetic Option Orders 2006-07-24T00:00:00-07:00 2006-07-24T00:00:00-07:00 C6-5679 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-24/pdf/C6-5679.pdf https://regulations.justia.com/regulations/fedreg/2006/07/24/06-6410.html Rule - Commission Guidance Regarding Client Commission Practices Under Section 28(e) of the Securities Exchange Act of 1934 2006-07-24T00:00:00-07:00 2006-07-24T00:00:00-07:00 06-6410 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-07-24/pdf/06-6410.pdf https://regulations.justia.com/regulations/fedreg/2006/07/24/06-6409.html Rule - Amendments to the Informal and Other Procedures; Public Company Accounting Oversight Board Budget Approval Process 2006-07-24T00:00:00-07:00 2006-07-24T00:00:00-07:00 06-6409 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-07-24/pdf/06-6409.pdf