Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/07/21?limit=200&registers=between&mode=atom 2024-11-21T20:03:15-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11581.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Exchange Rule 70 To Provide Floor Brokers With the Ability To Enter Discretionary Instructions and/or Pegging Instructions With Respect to Floor Broker Agency Interest Files (e-Quotes) 2006-07-21T00:00:00-07:00 2006-07-21T00:00:00-07:00 E6-11581 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-21/pdf/E6-11581.pdf https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11575.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise Equity Transaction Fees and to Exempt Specialist Firms From ETF Transaction Fees 2006-07-21T00:00:00-07:00 2006-07-21T00:00:00-07:00 E6-11575 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-21/pdf/E6-11575.pdf https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11573.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a One-Year Pilot Extension Until July 18, 2007 for the Price Improvement Mechanism 2006-07-21T00:00:00-07:00 2006-07-21T00:00:00-07:00 E6-11573 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-21/pdf/E6-11573.pdf https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11572.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Two Pilot Programs Until July 18, 2007 Related to the Exchange's Automated Improvement Mechanism 2006-07-21T00:00:00-07:00 2006-07-21T00:00:00-07:00 E6-11572 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-21/pdf/E6-11572.pdf https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11571.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Granting Approval of Proposed Rule Change Relating to Automatic Execution of Non-Customer Orders 2006-07-21T00:00:00-07:00 2006-07-21T00:00:00-07:00 E6-11571 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-21/pdf/E6-11571.pdf https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11570.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Payment for Order Flow Fee Changes 2006-07-21T00:00:00-07:00 2006-07-21T00:00:00-07:00 E6-11570 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-21/pdf/E6-11570.pdf https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11569.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Moratorium on the Qualification and Registration of New Competitive Traders and New Registered Competitive Market Makers, Governed by NYSE Rules 110 and 107A, Respectively, for an Additional Six Months 2006-07-21T00:00:00-07:00 2006-07-21T00:00:00-07:00 E6-11569 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-21/pdf/E6-11569.pdf https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11568.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Marketing Fee Program 2006-07-21T00:00:00-07:00 2006-07-21T00:00:00-07:00 E6-11568 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-21/pdf/E6-11568.pdf https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11567.html Notice - Proposed Collection; Comment Request 2006-07-21T00:00:00-07:00 2006-07-21T00:00:00-07:00 E6-11567 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-21/pdf/E6-11567.pdf https://regulations.justia.com/regulations/fedreg/2006/07/21/06-6408.html Notice - Sunshine Act Meetings; Notice 2006-07-21T00:00:00-07:00 2006-07-21T00:00:00-07:00 06-6408 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-21/pdf/06-6408.pdf https://regulations.justia.com/regulations/fedreg/2006/07/21/06-6386.html Proposed Rule - Amendments to Regulation SHO 2006-07-21T00:00:00-07:00 2006-07-21T00:00:00-07:00 06-6386 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2006-07-21/pdf/06-6386.pdf https://regulations.justia.com/regulations/fedreg/2006/07/21/06-6357.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, 3, 4, and 5 Thereto Relating to the New Amex Hybrid Market Structure 2006-07-21T00:00:00-07:00 2006-07-21T00:00:00-07:00 06-6357 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-21/pdf/06-6357.pdf