<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/07/21?registers=between Wed, 01 May 2024 20:42:51 -0700 Wed, 01 May 2024 20:42:51 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/07/21?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Exchange Rule 70 To Provide Floor Brokers With the Ability To Enter Discretionary Instructions and/or Pegging Instructions With Respect to Floor Broker Agency Interest Files (e-Quotes) https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11581.html https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11581.html Fri, 21 Jul 2006 00:00:00 -0700 E6-11581 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-21/pdf/E6-11581.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise Equity Transaction Fees and to Exempt Specialist Firms From ETF Transaction Fees https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11575.html https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11575.html Fri, 21 Jul 2006 00:00:00 -0700 E6-11575 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-21/pdf/E6-11575.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a One-Year Pilot Extension Until July 18, 2007 for the Price Improvement Mechanism https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11573.html https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11573.html Fri, 21 Jul 2006 00:00:00 -0700 E6-11573 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-21/pdf/E6-11573.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Two Pilot Programs Until July 18, 2007 Related to the Exchange's Automated Improvement Mechanism https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11572.html https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11572.html Fri, 21 Jul 2006 00:00:00 -0700 E6-11572 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-21/pdf/E6-11572.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Granting Approval of Proposed Rule Change Relating to Automatic Execution of Non-Customer Orders https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11571.html https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11571.html Fri, 21 Jul 2006 00:00:00 -0700 E6-11571 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-21/pdf/E6-11571.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Payment for Order Flow Fee Changes https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11570.html https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11570.html Fri, 21 Jul 2006 00:00:00 -0700 E6-11570 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-21/pdf/E6-11570.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Moratorium on the Qualification and Registration of New Competitive Traders and New Registered Competitive Market Makers, Governed by NYSE Rules 110 and 107A, Respectively, for an Additional Six Months https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11569.html https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11569.html Fri, 21 Jul 2006 00:00:00 -0700 E6-11569 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-21/pdf/E6-11569.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Marketing Fee Program https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11568.html https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11568.html Fri, 21 Jul 2006 00:00:00 -0700 E6-11568 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-21/pdf/E6-11568.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11567.html https://regulations.justia.com/regulations/fedreg/2006/07/21/E6-11567.html Fri, 21 Jul 2006 00:00:00 -0700 E6-11567 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-21/pdf/E6-11567.pdf Notice - Sunshine Act Meetings; Notice https://regulations.justia.com/regulations/fedreg/2006/07/21/06-6408.html https://regulations.justia.com/regulations/fedreg/2006/07/21/06-6408.html Fri, 21 Jul 2006 00:00:00 -0700 06-6408 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-21/pdf/06-6408.pdf Proposed Rule - Amendments to Regulation SHO https://regulations.justia.com/regulations/fedreg/2006/07/21/06-6386.html https://regulations.justia.com/regulations/fedreg/2006/07/21/06-6386.html Fri, 21 Jul 2006 00:00:00 -0700 06-6386 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2006-07-21/pdf/06-6386.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, 3, 4, and 5 Thereto Relating to the New Amex Hybrid Market Structure https://regulations.justia.com/regulations/fedreg/2006/07/21/06-6357.html https://regulations.justia.com/regulations/fedreg/2006/07/21/06-6357.html Fri, 21 Jul 2006 00:00:00 -0700 06-6357 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-21/pdf/06-6357.pdf