<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/07/18?registers=between Sat, 21 Dec 2024 06:56:44 -0800 Sat, 21 Dec 2024 06:56:44 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/07/18?registers=between Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Granting Approval of Plan for Allocation of Regulatory Responsibilities Between The NASDAQ Stock Market LLC and the National Association of Securities Dealers, Inc. https://regulations.justia.com/regulations/fedreg/2006/07/18/E6-11327.html https://regulations.justia.com/regulations/fedreg/2006/07/18/E6-11327.html Tue, 18 Jul 2006 00:00:00 -0700 E6-11327 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-18/pdf/E6-11327.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Short Term Option Series Pilot Program https://regulations.justia.com/regulations/fedreg/2006/07/18/E6-11326.html https://regulations.justia.com/regulations/fedreg/2006/07/18/E6-11326.html Tue, 18 Jul 2006 00:00:00 -0700 E6-11326 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-18/pdf/E6-11326.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Amendments Nos. 1, 2 and 3 to Proposed Rule Change To Revise Rule 10322 of the NASD Code of Arbitration Procedure Which Pertains to Subpoenas and the Power To Direct Appearances https://regulations.justia.com/regulations/fedreg/2006/07/18/E6-11325.html https://regulations.justia.com/regulations/fedreg/2006/07/18/E6-11325.html Tue, 18 Jul 2006 00:00:00 -0700 E6-11325 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-18/pdf/E6-11325.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the NYSE Arca, Inc. Amending Rules To Mandate Listed Companies Become Eligible To Participate in a Direct Registration System https://regulations.justia.com/regulations/fedreg/2006/07/18/E6-11313.html https://regulations.justia.com/regulations/fedreg/2006/07/18/E6-11313.html Tue, 18 Jul 2006 00:00:00 -0700 E6-11313 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-18/pdf/E6-11313.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change to Rule 431 (“Margin Requirements”) and Rule 726 (“Delivery of Options Disclosure Document and Prospectus”) To Expand the Products Eligible for Customer Portfolio Margining and Cross-Margining Pilot Program https://regulations.justia.com/regulations/fedreg/2006/07/18/E6-11312.html https://regulations.justia.com/regulations/fedreg/2006/07/18/E6-11312.html Tue, 18 Jul 2006 00:00:00 -0700 E6-11312 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-18/pdf/E6-11312.pdf Proposed Rule - Concept Release Concerning Management's Reports on Internal Control Over Financial Reporting https://regulations.justia.com/regulations/fedreg/2006/07/18/E6-11226.html https://regulations.justia.com/regulations/fedreg/2006/07/18/E6-11226.html Tue, 18 Jul 2006 00:00:00 -0700 E6-11226 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2006-07-18/pdf/E6-11226.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2006/07/18/06-6303.html https://regulations.justia.com/regulations/fedreg/2006/07/18/06-6303.html Tue, 18 Jul 2006 00:00:00 -0700 06-6303 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-18/pdf/06-6303.pdf