<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/06?registers=between&min-day=1&max-day=30 Sat, 27 Apr 2024 05:01:16 -0700 Sat, 27 Apr 2024 05:01:16 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/06?registers=between&min-day=1&max-day=30 Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to Proposed Rule Change and Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Relating to the Listing and Trading of Shares of the ProShares Trust https://regulations.justia.com/regulations/fedreg/2006/06/30/06-5907.html https://regulations.justia.com/regulations/fedreg/2006/06/30/06-5907.html Fri, 30 Jun 2006 00:00:00 -0700 06-5907 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-30/pdf/06-5907.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change Relating to an Amendment to Amex Rule 27 https://regulations.justia.com/regulations/fedreg/2006/06/30/06-5906.html https://regulations.justia.com/regulations/fedreg/2006/06/30/06-5906.html Fri, 30 Jun 2006 00:00:00 -0700 06-5906 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-30/pdf/06-5906.pdf Notice - Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Eighth and Ninth Substantive Amendments to the Second Restatement of the Consolidated Tape Association Plan and the Sixth Substantive Amendment to the Restated Consolidated Quotation Plan https://regulations.justia.com/regulations/fedreg/2006/06/30/06-5905.html https://regulations.justia.com/regulations/fedreg/2006/06/30/06-5905.html Fri, 30 Jun 2006 00:00:00 -0700 06-5905 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-30/pdf/06-5905.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Options Marketing Fee Program https://regulations.justia.com/regulations/fedreg/2006/06/30/06-5904.html https://regulations.justia.com/regulations/fedreg/2006/06/30/06-5904.html Fri, 30 Jun 2006 00:00:00 -0700 06-5904 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-30/pdf/06-5904.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of Principal Protected Notes Linked to the Metals-China Basket https://regulations.justia.com/regulations/fedreg/2006/06/29/E6-10244.html https://regulations.justia.com/regulations/fedreg/2006/06/29/E6-10244.html Thu, 29 Jun 2006 00:00:00 -0700 E6-10244 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-29/pdf/E6-10244.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (a/k/a New York Stock Exchange LLC); Notice of Filing of Proposed Rule Change Relating to Annual Financial Statement Distribution Requirements and Listed Company Manual Sections 103.00, 203.00, 203.01, 203.02, 203.03, 204.00 Through .33, 303A.14, 313.00, 401.04, and 703.09 https://regulations.justia.com/regulations/fedreg/2006/06/29/E6-10243.html https://regulations.justia.com/regulations/fedreg/2006/06/29/E6-10243.html Thu, 29 Jun 2006 00:00:00 -0700 E6-10243 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-29/pdf/E6-10243.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto To Implement the Boston Equities Exchange (“BeX”) Trading System https://regulations.justia.com/regulations/fedreg/2006/06/29/E6-10242.html https://regulations.justia.com/regulations/fedreg/2006/06/29/E6-10242.html Thu, 29 Jun 2006 00:00:00 -0700 E6-10242 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-29/pdf/E6-10242.pdf Notice - Sunshine Act Meeting Notice https://regulations.justia.com/regulations/fedreg/2006/06/29/06-5903.html https://regulations.justia.com/regulations/fedreg/2006/06/29/06-5903.html Thu, 29 Jun 2006 00:00:00 -0700 06-5903 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-29/pdf/06-5903.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 3 Thereto To Create a New Electronic Trading Facility, the Boston Equities Exchange (“BeX”), To Be Operated by BSX Group, LLC https://regulations.justia.com/regulations/fedreg/2006/06/29/06-5793.html https://regulations.justia.com/regulations/fedreg/2006/06/29/06-5793.html Thu, 29 Jun 2006 00:00:00 -0700 06-5793 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-29/pdf/06-5793.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to the Deletion of Certain Exchange Rules https://regulations.justia.com/regulations/fedreg/2006/06/29/06-5792.html https://regulations.justia.com/regulations/fedreg/2006/06/29/06-5792.html Thu, 29 Jun 2006 00:00:00 -0700 06-5792 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-29/pdf/06-5792.pdf Notice - In the Matter of Rudy 45; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2006/06/29/06-5791.html https://regulations.justia.com/regulations/fedreg/2006/06/29/06-5791.html Thu, 29 Jun 2006 00:00:00 -0700 06-5791 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-29/pdf/06-5791.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Relating to iShares® GSCI Commodity-Indexed Trust https://regulations.justia.com/regulations/fedreg/2006/06/28/06-5757.html https://regulations.justia.com/regulations/fedreg/2006/06/28/06-5757.html Wed, 28 Jun 2006 00:00:00 -0700 06-5757 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-28/pdf/06-5757.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Approval to Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to Amendments to NASD Rule 6530 To Clarify the Review Process for OTCBB Eligibility Determinations and To Implement Fees for Such Review https://regulations.justia.com/regulations/fedreg/2006/06/28/06-5756.html https://regulations.justia.com/regulations/fedreg/2006/06/28/06-5756.html Wed, 28 Jun 2006 00:00:00 -0700 06-5756 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-28/pdf/06-5756.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Specialist Algorithmic Quoting Messages Permitted Pursuant to Exchange Rule 104 https://regulations.justia.com/regulations/fedreg/2006/06/28/06-5754.html https://regulations.justia.com/regulations/fedreg/2006/06/28/06-5754.html Wed, 28 Jun 2006 00:00:00 -0700 06-5754 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-28/pdf/06-5754.pdf Notice - Cohen & Steers VIF Realty Fund, Inc. et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/06/28/06-5747.html https://regulations.justia.com/regulations/fedreg/2006/06/28/06-5747.html Wed, 28 Jun 2006 00:00:00 -0700 06-5747 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-28/pdf/06-5747.pdf Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing Amendment No. 2 to Proposed Rule Relating to Sales Practice Standards and Supervisory Requirements for Transactions in Deferred Variable Annuities https://regulations.justia.com/regulations/fedreg/2006/06/28/06-5730.html https://regulations.justia.com/regulations/fedreg/2006/06/28/06-5730.html Wed, 28 Jun 2006 00:00:00 -0700 06-5730 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-28/pdf/06-5730.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.); Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating and Order Granting Partial Accelerated Approval To Trading Shares of the Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2006/06/28/06-5729.html https://regulations.justia.com/regulations/fedreg/2006/06/28/06-5729.html Wed, 28 Jun 2006 00:00:00 -0700 06-5729 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-28/pdf/06-5729.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5748.html https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5748.html Tue, 27 Jun 2006 00:00:00 -0700 06-5748 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5748.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Listing and Trading the Shares of Six CurrencyShares Trusts https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5703.html https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5703.html Tue, 27 Jun 2006 00:00:00 -0700 06-5703 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5703.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to the Exchange's Disciplinary Process https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5682.html https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5682.html Tue, 27 Jun 2006 00:00:00 -0700 06-5682 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5682.pdf Notice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing of Proposed Rule Change To Allow the Primary Market Print Protection Rule To Be Applied on an Optional Basis https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5681.html https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5681.html Tue, 27 Jun 2006 00:00:00 -0700 06-5681 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5681.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Position Limits for VIX Options https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5680.html https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5680.html Tue, 27 Jun 2006 00:00:00 -0700 06-5680 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5680.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Concerning Priority in Trades Involving Synthetic Option Orders https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5679.html https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5679.html Tue, 27 Jun 2006 00:00:00 -0700 06-5679 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5679.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to Establishment of a Neutral “Referee” https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5678.html https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5678.html Tue, 27 Jun 2006 00:00:00 -0700 06-5678 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5678.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5677.html https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5677.html Tue, 27 Jun 2006 00:00:00 -0700 06-5677 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5677.pdf Rule - Fund of Funds Investments https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5650.html https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5650.html Tue, 27 Jun 2006 00:00:00 -0700 06-5650 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5650.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Order Approving Proposed Rule Change as Amended by Amendments No. 1 and 2 Amending an Interpretation of NYSE Rule 345 (Employees-Registration, Approval, Records) https://regulations.justia.com/regulations/fedreg/2006/06/26/E6-9986.html https://regulations.justia.com/regulations/fedreg/2006/06/26/E6-9986.html Mon, 26 Jun 2006 00:00:00 -0700 E6-9986 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/E6-9986.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto, and Notice of Filing and Order Granting Accelerated Approval To Amendment No. 2, Relating to Listing and Trading Shares of the iShares GSCI Commodity Indexed Trust Under New Rules 1300B and 1301B, et seq. https://regulations.justia.com/regulations/fedreg/2006/06/26/E6-9985.html https://regulations.justia.com/regulations/fedreg/2006/06/26/E6-9985.html Mon, 26 Jun 2006 00:00:00 -0700 E6-9985 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/E6-9985.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Section 902.02 of the Listed Company Manual To Exempt Companies Transferring From NYSE Arca From Initial Listing Fees and the Annual Fee for the Year of Such Transfer https://regulations.justia.com/regulations/fedreg/2006/06/26/E6-9984.html https://regulations.justia.com/regulations/fedreg/2006/06/26/E6-9984.html Mon, 26 Jun 2006 00:00:00 -0700 E6-9984 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/E6-9984.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify NASD Rule 7010(c)(2) To Allow NASD Members To Receive Transaction Credits for Automated Executions in Tape B Securities on an Estimated Monthly Basis https://regulations.justia.com/regulations/fedreg/2006/06/26/E6-9983.html https://regulations.justia.com/regulations/fedreg/2006/06/26/E6-9983.html Mon, 26 Jun 2006 00:00:00 -0700 E6-9983 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/E6-9983.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Regarding a Disaster Recovery Facility https://regulations.justia.com/regulations/fedreg/2006/06/26/E6-9982.html https://regulations.justia.com/regulations/fedreg/2006/06/26/E6-9982.html Mon, 26 Jun 2006 00:00:00 -0700 E6-9982 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/E6-9982.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Approval of Market Data Fees for NYSE Arca Data https://regulations.justia.com/regulations/fedreg/2006/06/26/06-5641.html https://regulations.justia.com/regulations/fedreg/2006/06/26/06-5641.html Mon, 26 Jun 2006 00:00:00 -0700 06-5641 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/06-5641.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Locked Markets https://regulations.justia.com/regulations/fedreg/2006/06/26/06-5640.html https://regulations.justia.com/regulations/fedreg/2006/06/26/06-5640.html Mon, 26 Jun 2006 00:00:00 -0700 06-5640 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/06-5640.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to a Pilot Program for NYSE Arca BBO Data https://regulations.justia.com/regulations/fedreg/2006/06/26/06-5639.html https://regulations.justia.com/regulations/fedreg/2006/06/26/06-5639.html Mon, 26 Jun 2006 00:00:00 -0700 06-5639 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/06-5639.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Establish an Annual Administrative Fee for Market Data Distributors That Are Recipients of Nasdaq Proprietary Data Products https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9938.html https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9938.html Fri, 23 Jun 2006 00:00:00 -0700 E6-9938 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9938.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by National Association of Securities Dealers, Inc. To Modify the Fees for Trading and Compliance Data and the Data Package Available to NASD Member Firms via NasdaqTrader.com https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9936.html https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9936.html Fri, 23 Jun 2006 00:00:00 -0700 E6-9936 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9936.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to the Nullification and Adjustment of Equity Options Transactions https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9935.html https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9935.html Fri, 23 Jun 2006 00:00:00 -0700 E6-9935 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9935.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Accelerated Approval of Proposed Rule Change as Amended by Amendment No. 1 Relating to the Exchange's Business Conduct Committee and Disciplinary Rules https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9934.html https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9934.html Fri, 23 Jun 2006 00:00:00 -0700 E6-9934 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9934.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.); Order Granting Approval of a Proposed Rule Change as Amended by Amendments No. 1, No. 2 and No. 4, to Revise Fees for Equity Securities Issued by Operating Companies Listed on the Archipelago Exchange https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9933.html https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9933.html Fri, 23 Jun 2006 00:00:00 -0700 E6-9933 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9933.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Establishing the OX Trading Platform https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9930.html https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9930.html Fri, 23 Jun 2006 00:00:00 -0700 E6-9930 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9930.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 To Establish a Package of Real-Time and Near-Real-Time Data Products Called the Market Analytics Data Package https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9929.html https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9929.html Fri, 23 Jun 2006 00:00:00 -0700 E6-9929 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9929.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Back-Up Communication Channel to Internet Access for Clearing Members https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9694.html https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9694.html Fri, 23 Jun 2006 00:00:00 -0700 E6-9694 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9694.pdf Notice - Joint Industry Plan; Notice of Filing of Joint Amendment No. 19 to the Intermarket Option Linkage Plan To Modify the Manner in Which the Participation Fee Applicable to New Participants Is Calculated https://regulations.justia.com/regulations/fedreg/2006/06/22/E6-9854.html https://regulations.justia.com/regulations/fedreg/2006/06/22/E6-9854.html Thu, 22 Jun 2006 00:00:00 -0700 E6-9854 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-22/pdf/E6-9854.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto To Amend Obsolete, Outdated and/or Unnecessary Rules https://regulations.justia.com/regulations/fedreg/2006/06/22/E6-9853.html https://regulations.justia.com/regulations/fedreg/2006/06/22/E6-9853.html Thu, 22 Jun 2006 00:00:00 -0700 E6-9853 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-22/pdf/E6-9853.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Exempt All Securities Included in the NASDAQ 100 Index From the Price Test Set Forth in NASD Rule 3350(a) https://regulations.justia.com/regulations/fedreg/2006/06/22/E6-9852.html https://regulations.justia.com/regulations/fedreg/2006/06/22/E6-9852.html Thu, 22 Jun 2006 00:00:00 -0700 E6-9852 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-22/pdf/E6-9852.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/06/22/E6-9833.html https://regulations.justia.com/regulations/fedreg/2006/06/22/E6-9833.html Thu, 22 Jun 2006 00:00:00 -0700 E6-9833 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-22/pdf/E6-9833.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Trading of WisdomTree Exchange Traded Funds Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2006/06/22/E6-9831.html https://regulations.justia.com/regulations/fedreg/2006/06/22/E6-9831.html Thu, 22 Jun 2006 00:00:00 -0700 E6-9831 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-22/pdf/E6-9831.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Notice of Filing and Amendment No. 1 Thereto and Order Granting Accelerated Approval of Proposed Rule Change To List and Trade Thirty-Four WisdomTree Exchange Traded Funds https://regulations.justia.com/regulations/fedreg/2006/06/22/06-5626.html https://regulations.justia.com/regulations/fedreg/2006/06/22/06-5626.html Thu, 22 Jun 2006 00:00:00 -0700 06-5626 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-22/pdf/06-5626.pdf Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Amendments to Rule 3210 https://regulations.justia.com/regulations/fedreg/2006/06/21/E6-9723.html https://regulations.justia.com/regulations/fedreg/2006/06/21/E6-9723.html Wed, 21 Jun 2006 00:00:00 -0700 E6-9723 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-21/pdf/E6-9723.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Order Approving Proposed Rule Change and Amendment Nos. 2 and 3 Thereto Relating to Proposed New Rules 342.24 (“Annual Branch Office Inspection”) and 342.25 (“Risk-Based Surveillance and Branch Office Identification”) To Permit Member Organizations To Classify Appropriate Branch Offices for Cyclical Inspections and Proposed New Rule 342.26 (“Criteria for Inspection Programs”) https://regulations.justia.com/regulations/fedreg/2006/06/21/E6-9695.html https://regulations.justia.com/regulations/fedreg/2006/06/21/E6-9695.html Wed, 21 Jun 2006 00:00:00 -0700 E6-9695 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-21/pdf/E6-9695.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Short Term Option Series Pilot Program https://regulations.justia.com/regulations/fedreg/2006/06/21/E6-9692.html https://regulations.justia.com/regulations/fedreg/2006/06/21/E6-9692.html Wed, 21 Jun 2006 00:00:00 -0700 E6-9692 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-21/pdf/E6-9692.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee for Extension of Time Requests https://regulations.justia.com/regulations/fedreg/2006/06/21/E6-9691.html https://regulations.justia.com/regulations/fedreg/2006/06/21/E6-9691.html Wed, 21 Jun 2006 00:00:00 -0700 E6-9691 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-21/pdf/E6-9691.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change To Amend Phlx Rule 784, Reports of Options https://regulations.justia.com/regulations/fedreg/2006/06/21/E6-9690.html https://regulations.justia.com/regulations/fedreg/2006/06/21/E6-9690.html Wed, 21 Jun 2006 00:00:00 -0700 E6-9690 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-21/pdf/E6-9690.pdf Notice - Existing Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/06/21/E6-9689.html https://regulations.justia.com/regulations/fedreg/2006/06/21/E6-9689.html Wed, 21 Jun 2006 00:00:00 -0700 E6-9689 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-21/pdf/E6-9689.pdf Rule - Amendments to Plan of Organization and Operation Effective During Emergency Conditions https://regulations.justia.com/regulations/fedreg/2006/06/21/C6-5232.html https://regulations.justia.com/regulations/fedreg/2006/06/21/C6-5232.html Wed, 21 Jun 2006 00:00:00 -0700 C6-5232 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-06-21/pdf/C6-5232.pdf Notice - Findings of Scientific Misconduct https://regulations.justia.com/regulations/fedreg/2006/06/21/C6-5204.html https://regulations.justia.com/regulations/fedreg/2006/06/21/C6-5204.html Wed, 21 Jun 2006 00:00:00 -0700 C6-5204 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-21/pdf/C6-5204.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/06/21/06-5541.html https://regulations.justia.com/regulations/fedreg/2006/06/21/06-5541.html Wed, 21 Jun 2006 00:00:00 -0700 06-5541 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-21/pdf/06-5541.pdf Notice - ING USA Annuity and Life Insurance Company, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/06/20/E6-9607.html https://regulations.justia.com/regulations/fedreg/2006/06/20/E6-9607.html Tue, 20 Jun 2006 00:00:00 -0700 E6-9607 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-20/pdf/E6-9607.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Relating to American Depositary Receipt Fees https://regulations.justia.com/regulations/fedreg/2006/06/20/E6-9606.html https://regulations.justia.com/regulations/fedreg/2006/06/20/E6-9606.html Tue, 20 Jun 2006 00:00:00 -0700 E6-9606 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-20/pdf/E6-9606.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Reducing Staffing Requirements for Options Specialist Units https://regulations.justia.com/regulations/fedreg/2006/06/20/E6-9605.html https://regulations.justia.com/regulations/fedreg/2006/06/20/E6-9605.html Tue, 20 Jun 2006 00:00:00 -0700 E6-9605 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-20/pdf/E6-9605.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Regarding Market-Maker Appointments https://regulations.justia.com/regulations/fedreg/2006/06/20/E6-9578.html https://regulations.justia.com/regulations/fedreg/2006/06/20/E6-9578.html Tue, 20 Jun 2006 00:00:00 -0700 E6-9578 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-20/pdf/E6-9578.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change Relating to Minor Rule Violations and the Bunching of Odd-Lot Orders https://regulations.justia.com/regulations/fedreg/2006/06/19/E6-9579.html https://regulations.justia.com/regulations/fedreg/2006/06/19/E6-9579.html Mon, 19 Jun 2006 00:00:00 -0700 E6-9579 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-19/pdf/E6-9579.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Regarding the e-DPM Membership Ownership Requirement https://regulations.justia.com/regulations/fedreg/2006/06/19/E6-9577.html https://regulations.justia.com/regulations/fedreg/2006/06/19/E6-9577.html Mon, 19 Jun 2006 00:00:00 -0700 E6-9577 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-19/pdf/E6-9577.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Increasing the Maximum Weighting of Certain Component Stocks in Indexes or Portfolios Underlying Investment Company Units https://regulations.justia.com/regulations/fedreg/2006/06/19/E6-9534.html https://regulations.justia.com/regulations/fedreg/2006/06/19/E6-9534.html Mon, 19 Jun 2006 00:00:00 -0700 E6-9534 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-19/pdf/E6-9534.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Relating To Manning Price-Improvement Standards for Decimalized Securities https://regulations.justia.com/regulations/fedreg/2006/06/19/E6-9530.html https://regulations.justia.com/regulations/fedreg/2006/06/19/E6-9530.html Mon, 19 Jun 2006 00:00:00 -0700 E6-9530 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-19/pdf/E6-9530.pdf Notice - In the Matter of America's Sports Voice, Inc. (n/k/a Milagro Holdings, Inc.), Dawcin International Corp., and Trans Continental Entertainment Group, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2006/06/19/06-5531.html https://regulations.justia.com/regulations/fedreg/2006/06/19/06-5531.html Mon, 19 Jun 2006 00:00:00 -0700 06-5531 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-19/pdf/06-5531.pdf Proposed Rule - Investment Company Governance https://regulations.justia.com/regulations/fedreg/2006/06/19/06-5493.html https://regulations.justia.com/regulations/fedreg/2006/06/19/06-5493.html Mon, 19 Jun 2006 00:00:00 -0700 06-5493 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2006-06-19/pdf/06-5493.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Mechanism by Which It Will Collect and Pass-Through Fees Owed by Participants to American Depository Receipt Agents for Certain Issues and To Collect a Charge for This Service https://regulations.justia.com/regulations/fedreg/2006/06/16/E6-9439.html https://regulations.justia.com/regulations/fedreg/2006/06/16/E6-9439.html Fri, 16 Jun 2006 00:00:00 -0700 E6-9439 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-16/pdf/E6-9439.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Approval of a Proposed Rule Change To Require Members To Report All Transactions That Must Be Reported to NASD and Are Subject to a Regulatory Transaction Fee to the Nasdaq Market Center and/or the Trade Reporting and Comparison Service https://regulations.justia.com/regulations/fedreg/2006/06/16/E6-9438.html https://regulations.justia.com/regulations/fedreg/2006/06/16/E6-9438.html Fri, 16 Jun 2006 00:00:00 -0700 E6-9438 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-16/pdf/E6-9438.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to List and Trade Index-Linked Notes of Barclays Bank PLC Linked to the Performance of the Goldman Sachs Crude Oil Total Return IndexTM https://regulations.justia.com/regulations/fedreg/2006/06/16/E6-9437.html https://regulations.justia.com/regulations/fedreg/2006/06/16/E6-9437.html Fri, 16 Jun 2006 00:00:00 -0700 E6-9437 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-16/pdf/E6-9437.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of an Options Licensing Fee in Connection With Certain Russell Indexes https://regulations.justia.com/regulations/fedreg/2006/06/16/E6-9436.html https://regulations.justia.com/regulations/fedreg/2006/06/16/E6-9436.html Fri, 16 Jun 2006 00:00:00 -0700 E6-9436 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-16/pdf/E6-9436.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Its Marketing Fee Program https://regulations.justia.com/regulations/fedreg/2006/06/16/E6-9435.html https://regulations.justia.com/regulations/fedreg/2006/06/16/E6-9435.html Fri, 16 Jun 2006 00:00:00 -0700 E6-9435 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-16/pdf/E6-9435.pdf Notice - Sunshine Act; Notice of Meetings https://regulations.justia.com/regulations/fedreg/2006/06/16/06-5506.html https://regulations.justia.com/regulations/fedreg/2006/06/16/06-5506.html Fri, 16 Jun 2006 00:00:00 -0700 06-5506 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-16/pdf/06-5506.pdf Notice - Self-Regulatory Organizations; National Stock ExchangeSM https://regulations.justia.com/regulations/fedreg/2006/06/15/E6-9354.html https://regulations.justia.com/regulations/fedreg/2006/06/15/E6-9354.html Thu, 15 Jun 2006 00:00:00 -0700 E6-9354 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-15/pdf/E6-9354.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change and Amendment No. 1 Relating to Withdrawal of Obsolete Question-and-Answer Interpretive Guidance Under Former Rule G-38, on Consultants, and Certain Question-and-Answer Interpretive Guidance Relating to the Definition of “Solicitation” Under Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business https://regulations.justia.com/regulations/fedreg/2006/06/15/E6-9353.html https://regulations.justia.com/regulations/fedreg/2006/06/15/E6-9353.html Thu, 15 Jun 2006 00:00:00 -0700 E6-9353 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-15/pdf/E6-9353.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change Consisting of Interpretive Guidance on Customer Protection Obligations of Brokers, Dealers and Municipal Securities Dealers Relating to the Marketing of 529 College Savings Plans https://regulations.justia.com/regulations/fedreg/2006/06/15/E6-9352.html https://regulations.justia.com/regulations/fedreg/2006/06/15/E6-9352.html Thu, 15 Jun 2006 00:00:00 -0700 E6-9352 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-15/pdf/E6-9352.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Modify Nasdaq's Delisting Procedures To Conform to Recent Amendments To Commission Rules Regarding Removal From Listing and Withdrawal From Registration https://regulations.justia.com/regulations/fedreg/2006/06/15/E6-9349.html https://regulations.justia.com/regulations/fedreg/2006/06/15/E6-9349.html Thu, 15 Jun 2006 00:00:00 -0700 E6-9349 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-15/pdf/E6-9349.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Delete an Obsolete Provision in Its Minor Rule Violation Plan https://regulations.justia.com/regulations/fedreg/2006/06/15/E6-9348.html https://regulations.justia.com/regulations/fedreg/2006/06/15/E6-9348.html Thu, 15 Jun 2006 00:00:00 -0700 E6-9348 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-15/pdf/E6-9348.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Definition of Solicitation Under MSRB Rules G-37 and G-38 https://regulations.justia.com/regulations/fedreg/2006/06/15/E6-9347.html https://regulations.justia.com/regulations/fedreg/2006/06/15/E6-9347.html Thu, 15 Jun 2006 00:00:00 -0700 E6-9347 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-15/pdf/E6-9347.pdf Notice - Self-Regulatory Organization; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Waiver Extensions https://regulations.justia.com/regulations/fedreg/2006/06/15/06-5420.html https://regulations.justia.com/regulations/fedreg/2006/06/15/06-5420.html Thu, 15 Jun 2006 00:00:00 -0700 06-5420 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-15/pdf/06-5420.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of an Annual Branch Office System Processing Fee and the Waiver of the Annual Branch Office System Processing Fee and the Annual Branch Office Registration Fee for One Branch Officer per Member per Year https://regulations.justia.com/regulations/fedreg/2006/06/15/06-5419.html https://regulations.justia.com/regulations/fedreg/2006/06/15/06-5419.html Thu, 15 Jun 2006 00:00:00 -0700 06-5419 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-15/pdf/06-5419.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Odd-Lots in Nasdaq Securities https://regulations.justia.com/regulations/fedreg/2006/06/15/06-5418.html https://regulations.justia.com/regulations/fedreg/2006/06/15/06-5418.html Thu, 15 Jun 2006 00:00:00 -0700 06-5418 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-15/pdf/06-5418.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Transfer of Securities Among Co-Specialists Within a Specialist Firm https://regulations.justia.com/regulations/fedreg/2006/06/15/06-5417.html https://regulations.justia.com/regulations/fedreg/2006/06/15/06-5417.html Thu, 15 Jun 2006 00:00:00 -0700 06-5417 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-15/pdf/06-5417.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to Rule A-11, on Indemnification of Members and Employees https://regulations.justia.com/regulations/fedreg/2006/06/15/06-5416.html https://regulations.justia.com/regulations/fedreg/2006/06/15/06-5416.html Thu, 15 Jun 2006 00:00:00 -0700 06-5416 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-15/pdf/06-5416.pdf Notice - Joint Industry Plan; Order Approving Options Regulatory Surveillance Authority Plan by the American Stock Exchange LLC, Boston Stock Exchange, Inc., Chicago Board Options Exchange, Incorporated, International Securities Exchange, Inc., Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.) and Philadelphia Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2006/06/14/06-5375.html https://regulations.justia.com/regulations/fedreg/2006/06/14/06-5375.html Wed, 14 Jun 2006 00:00:00 -0700 06-5375 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-14/pdf/06-5375.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change To Modify the Cure Period Available to an Issuer That Loses an Independent Director or Audit Committee Member https://regulations.justia.com/regulations/fedreg/2006/06/14/06-5374.html https://regulations.justia.com/regulations/fedreg/2006/06/14/06-5374.html Wed, 14 Jun 2006 00:00:00 -0700 06-5374 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-14/pdf/06-5374.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to ISE Rule 720 https://regulations.justia.com/regulations/fedreg/2006/06/14/06-5373.html https://regulations.justia.com/regulations/fedreg/2006/06/14/06-5373.html Wed, 14 Jun 2006 00:00:00 -0700 06-5373 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-14/pdf/06-5373.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Locked Markets https://regulations.justia.com/regulations/fedreg/2006/06/14/06-5372.html https://regulations.justia.com/regulations/fedreg/2006/06/14/06-5372.html Wed, 14 Jun 2006 00:00:00 -0700 06-5372 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-14/pdf/06-5372.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Amend the Annual Fee for Certain Listed Bonds and Debentures https://regulations.justia.com/regulations/fedreg/2006/06/14/06-5371.html https://regulations.justia.com/regulations/fedreg/2006/06/14/06-5371.html Wed, 14 Jun 2006 00:00:00 -0700 06-5371 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-14/pdf/06-5371.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Automatic Execution of Non-Customer Orders https://regulations.justia.com/regulations/fedreg/2006/06/14/06-5370.html https://regulations.justia.com/regulations/fedreg/2006/06/14/06-5370.html Wed, 14 Jun 2006 00:00:00 -0700 06-5370 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-14/pdf/06-5370.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change To Extend the Pilot Program for the Quote Assist Feature in the ANTE System https://regulations.justia.com/regulations/fedreg/2006/06/14/06-5369.html https://regulations.justia.com/regulations/fedreg/2006/06/14/06-5369.html Wed, 14 Jun 2006 00:00:00 -0700 06-5369 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-14/pdf/06-5369.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Until June 5, 2007, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals https://regulations.justia.com/regulations/fedreg/2006/06/13/E6-9155.html https://regulations.justia.com/regulations/fedreg/2006/06/13/E6-9155.html Tue, 13 Jun 2006 00:00:00 -0700 E6-9155 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-13/pdf/E6-9155.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto To List and Trade Options on Corporate Debt Securities https://regulations.justia.com/regulations/fedreg/2006/06/13/E6-9154.html https://regulations.justia.com/regulations/fedreg/2006/06/13/E6-9154.html Tue, 13 Jun 2006 00:00:00 -0700 E6-9154 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-13/pdf/E6-9154.pdf Notice - Pruco Life Insurance Company, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/06/13/E6-9153.html https://regulations.justia.com/regulations/fedreg/2006/06/13/E6-9153.html Tue, 13 Jun 2006 00:00:00 -0700 E6-9153 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-13/pdf/E6-9153.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/06/13/E6-9152.html https://regulations.justia.com/regulations/fedreg/2006/06/13/E6-9152.html Tue, 13 Jun 2006 00:00:00 -0700 E6-9152 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-13/pdf/E6-9152.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to a Pilot Program for NYSE Arca BBO Data https://regulations.justia.com/regulations/fedreg/2006/06/09/06-5301.html https://regulations.justia.com/regulations/fedreg/2006/06/09/06-5301.html Fri, 09 Jun 2006 00:00:00 -0700 06-5301 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-09/pdf/06-5301.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Approval of Market Data Fees for NYSE Arca Data https://regulations.justia.com/regulations/fedreg/2006/06/09/06-5300.html https://regulations.justia.com/regulations/fedreg/2006/06/09/06-5300.html Fri, 09 Jun 2006 00:00:00 -0700 06-5300 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-09/pdf/06-5300.pdf Rule - Amendments to Plan of Organization and Operation Effective During Emergency Conditions https://regulations.justia.com/regulations/fedreg/2006/06/09/06-5232.html https://regulations.justia.com/regulations/fedreg/2006/06/09/06-5232.html Fri, 09 Jun 2006 00:00:00 -0700 06-5232 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-06-09/pdf/06-5232.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the PHLX/KBW Bank Index https://regulations.justia.com/regulations/fedreg/2006/06/08/E6-8883.html https://regulations.justia.com/regulations/fedreg/2006/06/08/E6-8883.html Thu, 08 Jun 2006 00:00:00 -0700 E6-8883 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-08/pdf/E6-8883.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Marketing Fee Program https://regulations.justia.com/regulations/fedreg/2006/06/08/E6-8881.html https://regulations.justia.com/regulations/fedreg/2006/06/08/E6-8881.html Thu, 08 Jun 2006 00:00:00 -0700 E6-8881 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-08/pdf/E6-8881.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to CBOE's Listing and Trading of Options on the iShares MSCI Emerging Markets Index Fund https://regulations.justia.com/regulations/fedreg/2006/06/08/E6-8880.html https://regulations.justia.com/regulations/fedreg/2006/06/08/E6-8880.html Thu, 08 Jun 2006 00:00:00 -0700 E6-8880 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-08/pdf/E6-8880.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Notice of Filing of Proposed Rule Change Relating to Exchange Rule 1000 (NYSE Direct+) https://regulations.justia.com/regulations/fedreg/2006/06/08/E6-8879.html https://regulations.justia.com/regulations/fedreg/2006/06/08/E6-8879.html Thu, 08 Jun 2006 00:00:00 -0700 E6-8879 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-08/pdf/E6-8879.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Establish Pricing for the Nasdaq IPO/Halt Cross https://regulations.justia.com/regulations/fedreg/2006/06/08/E6-8877.html https://regulations.justia.com/regulations/fedreg/2006/06/08/E6-8877.html Thu, 08 Jun 2006 00:00:00 -0700 E6-8877 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-08/pdf/E6-8877.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Increasing the Maximum Weighting of Certain Component Stocks in Indexes or Portfolios Underlying Investment Company Units https://regulations.justia.com/regulations/fedreg/2006/06/08/E6-8875.html https://regulations.justia.com/regulations/fedreg/2006/06/08/E6-8875.html Thu, 08 Jun 2006 00:00:00 -0700 E6-8875 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-08/pdf/E6-8875.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by The NASDAQ Stock Market LLC To Require Securities Be Eligible for a Direct Registration System https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8819.html https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8819.html Wed, 07 Jun 2006 00:00:00 -0700 E6-8819 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8819.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the American Stock Exchange LLC Relating to Direct Registration System Eligibility Requirements https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8817.html https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8817.html Wed, 07 Jun 2006 00:00:00 -0700 E6-8817 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8817.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the New York Stock Exchange LLC Amending the Listed Company Manual To Mandate Listed Companies Become Eligible To Participate in a Direct Registration System https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8816.html https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8816.html Wed, 07 Jun 2006 00:00:00 -0700 E6-8816 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8816.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend NASD Rules To Modify and Expand NASD's Authority To Initiate Trading and Quotation Halts in OTC Equity Securities https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8810.html https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8810.html Wed, 07 Jun 2006 00:00:00 -0700 E6-8810 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8810.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Declaration of Effectiveness of the Fingerprint Plan of the NASDAQ Stock Market LLC https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8808.html https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8808.html Wed, 07 Jun 2006 00:00:00 -0700 E6-8808 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8808.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8807.html https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8807.html Wed, 07 Jun 2006 00:00:00 -0700 E6-8807 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8807.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8806.html https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8806.html Wed, 07 Jun 2006 00:00:00 -0700 E6-8806 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8806.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Extending the Exchange's Preferred Market-Maker Pilot Program https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8805.html https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8805.html Wed, 07 Jun 2006 00:00:00 -0700 E6-8805 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8805.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Extend the Pilot Period for Preferenced Orders https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8804.html https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8804.html Wed, 07 Jun 2006 00:00:00 -0700 E6-8804 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8804.pdf Notice - Barclays Global Fund Advisors, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8803.html https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8803.html Wed, 07 Jun 2006 00:00:00 -0700 E6-8803 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8803.pdf Notice - Self-Regulatory Organizations; American Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to Written Compliance and Supervisory Controls https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8802.html https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8802.html Wed, 07 Jun 2006 00:00:00 -0700 E6-8802 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8802.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Relating to the Processing of Complex Orders in the Hybrid Trading System https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8801.html https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8801.html Wed, 07 Jun 2006 00:00:00 -0700 E6-8801 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8801.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 476 https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8800.html https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8800.html Wed, 07 Jun 2006 00:00:00 -0700 E6-8800 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8800.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Complex Order Execution https://regulations.justia.com/regulations/fedreg/2006/06/06/E6-8717.html https://regulations.justia.com/regulations/fedreg/2006/06/06/E6-8717.html Tue, 06 Jun 2006 00:00:00 -0700 E6-8717 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-06/pdf/E6-8717.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Establish a Public Disclosure Program https://regulations.justia.com/regulations/fedreg/2006/06/06/E6-8716.html https://regulations.justia.com/regulations/fedreg/2006/06/06/E6-8716.html Tue, 06 Jun 2006 00:00:00 -0700 E6-8716 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-06/pdf/E6-8716.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Establish a Public Disclosure Program https://regulations.justia.com/regulations/fedreg/2006/06/06/E6-8700.html https://regulations.justia.com/regulations/fedreg/2006/06/06/E6-8700.html Tue, 06 Jun 2006 00:00:00 -0700 E6-8700 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-06/pdf/E6-8700.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Options Licensing Fee for Options on Market Vectors-Gold Miners Exchange-Traded Fund https://regulations.justia.com/regulations/fedreg/2006/06/05/E6-8644.html https://regulations.justia.com/regulations/fedreg/2006/06/05/E6-8644.html Mon, 05 Jun 2006 00:00:00 -0700 E6-8644 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-05/pdf/E6-8644.pdf Notice - In the Matter of Universal Medical Systems, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2006/06/05/06-5128.html https://regulations.justia.com/regulations/fedreg/2006/06/05/06-5128.html Mon, 05 Jun 2006 00:00:00 -0700 06-5128 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-05/pdf/06-5128.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Regarding Its Board Review Authority https://regulations.justia.com/regulations/fedreg/2006/06/02/E6-8552.html https://regulations.justia.com/regulations/fedreg/2006/06/02/E6-8552.html Fri, 02 Jun 2006 00:00:00 -0700 E6-8552 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-02/pdf/E6-8552.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Split Price Priority in Options https://regulations.justia.com/regulations/fedreg/2006/06/02/E6-8550.html https://regulations.justia.com/regulations/fedreg/2006/06/02/E6-8550.html Fri, 02 Jun 2006 00:00:00 -0700 E6-8550 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-02/pdf/E6-8550.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Relating to the Listing and Trading of Index-Linked Securities of Barclays Bank PLC Linked to the Performance of the Dow Jones-AIG Commodity Index Total Return https://regulations.justia.com/regulations/fedreg/2006/06/02/E6-8549.html https://regulations.justia.com/regulations/fedreg/2006/06/02/E6-8549.html Fri, 02 Jun 2006 00:00:00 -0700 E6-8549 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-02/pdf/E6-8549.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2006/06/02/E6-8548.html https://regulations.justia.com/regulations/fedreg/2006/06/02/E6-8548.html Fri, 02 Jun 2006 00:00:00 -0700 E6-8548 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-02/pdf/E6-8548.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Trading of the United States Oil Fund, LP Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2006/06/02/E6-8547.html https://regulations.justia.com/regulations/fedreg/2006/06/02/E6-8547.html Fri, 02 Jun 2006 00:00:00 -0700 E6-8547 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-02/pdf/E6-8547.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Numerical Designations of Paragraphs in Amex Rule 935-ANTE https://regulations.justia.com/regulations/fedreg/2006/06/02/E6-8538.html https://regulations.justia.com/regulations/fedreg/2006/06/02/E6-8538.html Fri, 02 Jun 2006 00:00:00 -0700 E6-8538 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-02/pdf/E6-8538.pdf Notice - Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8495.html https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8495.html Thu, 01 Jun 2006 00:00:00 -0700 E6-8495 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8495.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8494.html https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8494.html Thu, 01 Jun 2006 00:00:00 -0700 E6-8494 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8494.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8492.html https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8492.html Thu, 01 Jun 2006 00:00:00 -0700 E6-8492 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8492.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8488.html https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8488.html Thu, 01 Jun 2006 00:00:00 -0700 E6-8488 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8488.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Retroactive Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock® (QQQQ) https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8486.html https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8486.html Thu, 01 Jun 2006 00:00:00 -0700 E6-8486 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8486.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Extension of the Exchange's Directed Order Flow Pilot Program https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8484.html https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8484.html Thu, 01 Jun 2006 00:00:00 -0700 E6-8484 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8484.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Participant Fees and Credits https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8482.html https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8482.html Thu, 01 Jun 2006 00:00:00 -0700 E6-8482 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8482.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Regarding Transfer of Designated Primary Market Maker Appointments https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8480.html https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8480.html Thu, 01 Jun 2006 00:00:00 -0700 E6-8480 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8480.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding Options Quote Size Mitigation https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8477.html https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8477.html Thu, 01 Jun 2006 00:00:00 -0700 E6-8477 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8477.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Communications Review Fee and DPM Linkage Fees Credit Program https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8476.html https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8476.html Thu, 01 Jun 2006 00:00:00 -0700 E6-8476 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8476.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8474.html https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8474.html Thu, 01 Jun 2006 00:00:00 -0700 E6-8474 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8474.pdf Notice - Privacy Act of 1974: System of Records: Office of Inspector General Investigative Files (SEC-43) https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8472.html https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8472.html Thu, 01 Jun 2006 00:00:00 -0700 E6-8472 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8472.pdf Notice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Amend the Exchange's Tape B Market Data Revenue Sharing Program and To Establish a Tape C Market Data Revenue Sharing Program https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8441.html https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8441.html Thu, 01 Jun 2006 00:00:00 -0700 E6-8441 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8441.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Eligibility To Become a Funds-Only Settling Bank Member https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8439.html https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8439.html Thu, 01 Jun 2006 00:00:00 -0700 E6-8439 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8439.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the DB Commodity Index Tracking Fund https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8438.html https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8438.html Thu, 01 Jun 2006 00:00:00 -0700 E6-8438 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8438.pdf Notice - Self-Regulatory Organization; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Waiving a Notice Provision Relating to the Renewal of Trading Permits https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8437.html https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8437.html Thu, 01 Jun 2006 00:00:00 -0700 E6-8437 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8437.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto To Permit the Listing and Trading of Quarterly Options Series https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8435.html https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8435.html Thu, 01 Jun 2006 00:00:00 -0700 E6-8435 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8435.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Cancellation Fee Changes https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8434.html https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8434.html Thu, 01 Jun 2006 00:00:00 -0700 E6-8434 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8434.pdf Notice - Sunshine Act Meeting Notice https://regulations.justia.com/regulations/fedreg/2006/06/01/06-5077.html https://regulations.justia.com/regulations/fedreg/2006/06/01/06-5077.html Thu, 01 Jun 2006 00:00:00 -0700 06-5077 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/06-5077.pdf Notice - Self-Regulatory Organizations; National Stock Exchange; Order Granting Approval to Proposed Rule Change To Prohibit Tape Shredding https://regulations.justia.com/regulations/fedreg/2006/06/01/06-4998.html https://regulations.justia.com/regulations/fedreg/2006/06/01/06-4998.html Thu, 01 Jun 2006 00:00:00 -0700 06-4998 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/06-4998.pdf