Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/06?limit=200®isters=between&min-day=1&max-day=30&mode=atom2024-04-19T19:59:58-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2006/06/30/06-5907.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to Proposed Rule Change and Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Relating to the Listing and Trading of Shares of the ProShares Trust2006-06-30T00:00:00-07:002006-06-30T00:00:00-07:0006-5907Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-30/pdf/06-5907.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/30/06-5906.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change Relating to an Amendment to Amex Rule 272006-06-30T00:00:00-07:002006-06-30T00:00:00-07:0006-5906Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-30/pdf/06-5906.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/30/06-5905.htmlNotice - Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Eighth and Ninth Substantive Amendments to the Second Restatement of the Consolidated Tape Association Plan and the Sixth Substantive Amendment to the Restated Consolidated Quotation Plan2006-06-30T00:00:00-07:002006-06-30T00:00:00-07:0006-5905Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-30/pdf/06-5905.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/30/06-5904.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Options Marketing Fee Program2006-06-30T00:00:00-07:002006-06-30T00:00:00-07:0006-5904Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-30/pdf/06-5904.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/29/E6-10244.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of Principal Protected Notes Linked to the Metals-China Basket2006-06-29T00:00:00-07:002006-06-29T00:00:00-07:00E6-10244Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-29/pdf/E6-10244.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/29/E6-10243.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (a/k/a New York Stock Exchange LLC); Notice of Filing of Proposed Rule Change Relating to Annual Financial Statement Distribution Requirements and Listed Company Manual Sections 103.00, 203.00, 203.01, 203.02, 203.03, 204.00 Through .33, 303A.14, 313.00, 401.04, and 703.092006-06-29T00:00:00-07:002006-06-29T00:00:00-07:00E6-10243Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-29/pdf/E6-10243.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/29/E6-10242.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto To Implement the Boston Equities Exchange (“BeX”) Trading System2006-06-29T00:00:00-07:002006-06-29T00:00:00-07:00E6-10242Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-29/pdf/E6-10242.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/29/06-5903.htmlNotice - Sunshine Act Meeting Notice2006-06-29T00:00:00-07:002006-06-29T00:00:00-07:0006-5903Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-29/pdf/06-5903.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/29/06-5793.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 3 Thereto To Create a New Electronic Trading Facility, the Boston Equities Exchange (“BeX”), To Be Operated by BSX Group, LLC2006-06-29T00:00:00-07:002006-06-29T00:00:00-07:0006-5793Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-29/pdf/06-5793.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/29/06-5792.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to the Deletion of Certain Exchange Rules2006-06-29T00:00:00-07:002006-06-29T00:00:00-07:0006-5792Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-29/pdf/06-5792.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/29/06-5791.htmlNotice - In the Matter of Rudy 45; Order of Suspension of Trading2006-06-29T00:00:00-07:002006-06-29T00:00:00-07:0006-5791Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-29/pdf/06-5791.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/28/06-5757.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Relating to iShares® GSCI Commodity-Indexed Trust2006-06-28T00:00:00-07:002006-06-28T00:00:00-07:0006-5757Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-28/pdf/06-5757.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/28/06-5756.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Approval to Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to Amendments to NASD Rule 6530 To Clarify the Review Process for OTCBB Eligibility Determinations and To Implement Fees for Such Review2006-06-28T00:00:00-07:002006-06-28T00:00:00-07:0006-5756Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-28/pdf/06-5756.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/28/06-5754.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Specialist Algorithmic Quoting Messages Permitted Pursuant to Exchange Rule 1042006-06-28T00:00:00-07:002006-06-28T00:00:00-07:0006-5754Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-28/pdf/06-5754.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/28/06-5747.htmlNotice - Cohen & Steers VIF Realty Fund, Inc. et al.; Notice of Application2006-06-28T00:00:00-07:002006-06-28T00:00:00-07:0006-5747Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-28/pdf/06-5747.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/28/06-5730.htmlNotice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing Amendment No. 2 to Proposed Rule Relating to Sales Practice Standards and Supervisory Requirements for Transactions in Deferred Variable Annuities2006-06-28T00:00:00-07:002006-06-28T00:00:00-07:0006-5730Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-28/pdf/06-5730.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/28/06-5729.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.); Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating and Order Granting Partial Accelerated Approval To Trading Shares of the Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges2006-06-28T00:00:00-07:002006-06-28T00:00:00-07:0006-5729Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-28/pdf/06-5729.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/27/06-5748.htmlNotice - Sunshine Act Meeting2006-06-27T00:00:00-07:002006-06-27T00:00:00-07:0006-5748Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5748.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/27/06-5703.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Listing and Trading the Shares of Six CurrencyShares Trusts2006-06-27T00:00:00-07:002006-06-27T00:00:00-07:0006-5703Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5703.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/27/06-5682.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to the Exchange's Disciplinary Process2006-06-27T00:00:00-07:002006-06-27T00:00:00-07:0006-5682Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5682.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/27/06-5681.htmlNotice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing of Proposed Rule Change To Allow the Primary Market Print Protection Rule To Be Applied on an Optional Basis2006-06-27T00:00:00-07:002006-06-27T00:00:00-07:0006-5681Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5681.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/27/06-5680.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Position Limits for VIX Options2006-06-27T00:00:00-07:002006-06-27T00:00:00-07:0006-5680Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5680.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/27/06-5679.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Concerning Priority in Trades Involving Synthetic Option Orders2006-06-27T00:00:00-07:002006-06-27T00:00:00-07:0006-5679Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5679.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/27/06-5678.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to Establishment of a Neutral “Referee”2006-06-27T00:00:00-07:002006-06-27T00:00:00-07:0006-5678Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5678.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/27/06-5677.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes2006-06-27T00:00:00-07:002006-06-27T00:00:00-07:0006-5677Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5677.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/27/06-5650.htmlRule - Fund of Funds Investments2006-06-27T00:00:00-07:002006-06-27T00:00:00-07:0006-5650Rulehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5650.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/26/E6-9986.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Order Approving Proposed Rule Change as Amended by Amendments No. 1 and 2 Amending an Interpretation of NYSE Rule 345 (Employees-Registration, Approval, Records)2006-06-26T00:00:00-07:002006-06-26T00:00:00-07:00E6-9986Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/E6-9986.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/26/E6-9985.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto, and Notice of Filing and Order Granting Accelerated Approval To Amendment No. 2, Relating to Listing and Trading Shares of the iShares GSCI Commodity Indexed Trust Under New Rules 1300B and 1301B, et seq.2006-06-26T00:00:00-07:002006-06-26T00:00:00-07:00E6-9985Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/E6-9985.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/26/E6-9984.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Section 902.02 of the Listed Company Manual To Exempt Companies Transferring From NYSE Arca From Initial Listing Fees and the Annual Fee for the Year of Such Transfer2006-06-26T00:00:00-07:002006-06-26T00:00:00-07:00E6-9984Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/E6-9984.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/26/E6-9983.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify NASD Rule 7010(c)(2) To Allow NASD Members To Receive Transaction Credits for Automated Executions in Tape B Securities on an Estimated Monthly Basis2006-06-26T00:00:00-07:002006-06-26T00:00:00-07:00E6-9983Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/E6-9983.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/26/E6-9982.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Regarding a Disaster Recovery Facility2006-06-26T00:00:00-07:002006-06-26T00:00:00-07:00E6-9982Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/E6-9982.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/26/06-5641.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Approval of Market Data Fees for NYSE Arca Data2006-06-26T00:00:00-07:002006-06-26T00:00:00-07:0006-5641Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/06-5641.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/26/06-5640.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Locked Markets2006-06-26T00:00:00-07:002006-06-26T00:00:00-07:0006-5640Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/06-5640.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/26/06-5639.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to a Pilot Program for NYSE Arca BBO Data2006-06-26T00:00:00-07:002006-06-26T00:00:00-07:0006-5639Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/06-5639.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9938.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Establish an Annual Administrative Fee for Market Data Distributors That Are Recipients of Nasdaq Proprietary Data Products2006-06-23T00:00:00-07:002006-06-23T00:00:00-07:00E6-9938Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9938.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9936.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by National Association of Securities Dealers, Inc. To Modify the Fees for Trading and Compliance Data and the Data Package Available to NASD Member Firms via NasdaqTrader.com2006-06-23T00:00:00-07:002006-06-23T00:00:00-07:00E6-9936Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9936.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9935.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to the Nullification and Adjustment of Equity Options Transactions2006-06-23T00:00:00-07:002006-06-23T00:00:00-07:00E6-9935Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9935.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9934.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Accelerated Approval of Proposed Rule Change as Amended by Amendment No. 1 Relating to the Exchange's Business Conduct Committee and Disciplinary Rules2006-06-23T00:00:00-07:002006-06-23T00:00:00-07:00E6-9934Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9934.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9933.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.); Order Granting Approval of a Proposed Rule Change as Amended by Amendments No. 1, No. 2 and No. 4, to Revise Fees for Equity Securities Issued by Operating Companies Listed on the Archipelago Exchange2006-06-23T00:00:00-07:002006-06-23T00:00:00-07:00E6-9933Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9933.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9930.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Establishing the OX Trading Platform2006-06-23T00:00:00-07:002006-06-23T00:00:00-07:00E6-9930Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9930.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9929.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 To Establish a Package of Real-Time and Near-Real-Time Data Products Called the Market Analytics Data Package2006-06-23T00:00:00-07:002006-06-23T00:00:00-07:00E6-9929Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9929.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9694.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Back-Up Communication Channel to Internet Access for Clearing Members2006-06-23T00:00:00-07:002006-06-23T00:00:00-07:00E6-9694Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9694.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/22/E6-9854.htmlNotice - Joint Industry Plan; Notice of Filing of Joint Amendment No. 19 to the Intermarket Option Linkage Plan To Modify the Manner in Which the Participation Fee Applicable to New Participants Is Calculated2006-06-22T00:00:00-07:002006-06-22T00:00:00-07:00E6-9854Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-22/pdf/E6-9854.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/22/E6-9853.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto To Amend Obsolete, Outdated and/or Unnecessary Rules2006-06-22T00:00:00-07:002006-06-22T00:00:00-07:00E6-9853Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-22/pdf/E6-9853.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/22/E6-9852.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Exempt All Securities Included in the NASDAQ 100 Index From the Price Test Set Forth in NASD Rule 3350(a)2006-06-22T00:00:00-07:002006-06-22T00:00:00-07:00E6-9852Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-22/pdf/E6-9852.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/22/E6-9833.htmlNotice - Proposed Collection; Comment Request2006-06-22T00:00:00-07:002006-06-22T00:00:00-07:00E6-9833Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-22/pdf/E6-9833.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/22/E6-9831.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Trading of WisdomTree Exchange Traded Funds Pursuant to Unlisted Trading Privileges2006-06-22T00:00:00-07:002006-06-22T00:00:00-07:00E6-9831Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-22/pdf/E6-9831.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/22/06-5626.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Notice of Filing and Amendment No. 1 Thereto and Order Granting Accelerated Approval of Proposed Rule Change To List and Trade Thirty-Four WisdomTree Exchange Traded Funds2006-06-22T00:00:00-07:002006-06-22T00:00:00-07:0006-5626Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-22/pdf/06-5626.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/21/E6-9723.htmlNotice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Amendments to Rule 32102006-06-21T00:00:00-07:002006-06-21T00:00:00-07:00E6-9723Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-21/pdf/E6-9723.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/21/E6-9695.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Order Approving Proposed Rule Change and Amendment Nos. 2 and 3 Thereto Relating to Proposed New Rules 342.24 (“Annual Branch Office Inspection”) and 342.25 (“Risk-Based Surveillance and Branch Office Identification”) To Permit Member Organizations To Classify Appropriate Branch Offices for Cyclical Inspections and Proposed New Rule 342.26 (“Criteria for Inspection Programs”)2006-06-21T00:00:00-07:002006-06-21T00:00:00-07:00E6-9695Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-21/pdf/E6-9695.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/21/E6-9692.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Short Term Option Series Pilot Program2006-06-21T00:00:00-07:002006-06-21T00:00:00-07:00E6-9692Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-21/pdf/E6-9692.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/21/E6-9691.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee for Extension of Time Requests2006-06-21T00:00:00-07:002006-06-21T00:00:00-07:00E6-9691Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-21/pdf/E6-9691.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/21/E6-9690.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change To Amend Phlx Rule 784, Reports of Options2006-06-21T00:00:00-07:002006-06-21T00:00:00-07:00E6-9690Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-21/pdf/E6-9690.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/21/E6-9689.htmlNotice - Existing Collection; Comment Request2006-06-21T00:00:00-07:002006-06-21T00:00:00-07:00E6-9689Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-21/pdf/E6-9689.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/21/C6-5232.htmlRule - Amendments to Plan of Organization and Operation Effective During Emergency Conditions2006-06-21T00:00:00-07:002006-06-21T00:00:00-07:00C6-5232Rulehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-21/pdf/C6-5232.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/21/C6-5204.htmlNotice - Findings of Scientific Misconduct2006-06-21T00:00:00-07:002006-06-21T00:00:00-07:00C6-5204Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-21/pdf/C6-5204.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/21/06-5541.htmlNotice - Proposed Collection; Comment Request2006-06-21T00:00:00-07:002006-06-21T00:00:00-07:0006-5541Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-21/pdf/06-5541.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/20/E6-9607.htmlNotice - ING USA Annuity and Life Insurance Company, et al.; Notice of Application2006-06-20T00:00:00-07:002006-06-20T00:00:00-07:00E6-9607Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-20/pdf/E6-9607.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/20/E6-9606.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Relating to American Depositary Receipt Fees2006-06-20T00:00:00-07:002006-06-20T00:00:00-07:00E6-9606Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-20/pdf/E6-9606.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/20/E6-9605.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Reducing Staffing Requirements for Options Specialist Units2006-06-20T00:00:00-07:002006-06-20T00:00:00-07:00E6-9605Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-20/pdf/E6-9605.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/20/E6-9578.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Regarding Market-Maker Appointments2006-06-20T00:00:00-07:002006-06-20T00:00:00-07:00E6-9578Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-20/pdf/E6-9578.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/19/E6-9579.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change Relating to Minor Rule Violations and the Bunching of Odd-Lot Orders2006-06-19T00:00:00-07:002006-06-19T00:00:00-07:00E6-9579Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-19/pdf/E6-9579.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/19/E6-9577.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Regarding the e-DPM Membership Ownership Requirement2006-06-19T00:00:00-07:002006-06-19T00:00:00-07:00E6-9577Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-19/pdf/E6-9577.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/19/E6-9534.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Increasing the Maximum Weighting of Certain Component Stocks in Indexes or Portfolios Underlying Investment Company Units2006-06-19T00:00:00-07:002006-06-19T00:00:00-07:00E6-9534Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-19/pdf/E6-9534.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/19/E6-9530.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Relating To Manning Price-Improvement Standards for Decimalized Securities2006-06-19T00:00:00-07:002006-06-19T00:00:00-07:00E6-9530Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-19/pdf/E6-9530.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/19/06-5531.htmlNotice - In the Matter of America's Sports Voice, Inc. (n/k/a Milagro Holdings, Inc.), Dawcin International Corp., and Trans Continental Entertainment Group, Inc.; Order of Suspension of Trading2006-06-19T00:00:00-07:002006-06-19T00:00:00-07:0006-5531Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-19/pdf/06-5531.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/19/06-5493.htmlProposed Rule - Investment Company Governance2006-06-19T00:00:00-07:002006-06-19T00:00:00-07:0006-5493Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-19/pdf/06-5493.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/16/E6-9439.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Mechanism by Which It Will Collect and Pass-Through Fees Owed by Participants to American Depository Receipt Agents for Certain Issues and To Collect a Charge for This Service2006-06-16T00:00:00-07:002006-06-16T00:00:00-07:00E6-9439Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-16/pdf/E6-9439.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/16/E6-9438.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Approval of a Proposed Rule Change To Require Members To Report All Transactions That Must Be Reported to NASD and Are Subject to a Regulatory Transaction Fee to the Nasdaq Market Center and/or the Trade Reporting and Comparison Service2006-06-16T00:00:00-07:002006-06-16T00:00:00-07:00E6-9438Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-16/pdf/E6-9438.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/16/E6-9437.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to List and Trade Index-Linked Notes of Barclays Bank PLC Linked to the Performance of the Goldman Sachs Crude Oil Total Return IndexTM2006-06-16T00:00:00-07:002006-06-16T00:00:00-07:00E6-9437Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-16/pdf/E6-9437.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/16/E6-9436.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of an Options Licensing Fee in Connection With Certain Russell Indexes2006-06-16T00:00:00-07:002006-06-16T00:00:00-07:00E6-9436Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-16/pdf/E6-9436.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/16/E6-9435.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Its Marketing Fee Program2006-06-16T00:00:00-07:002006-06-16T00:00:00-07:00E6-9435Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-16/pdf/E6-9435.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/16/06-5506.htmlNotice - Sunshine Act; Notice of Meetings2006-06-16T00:00:00-07:002006-06-16T00:00:00-07:0006-5506Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-16/pdf/06-5506.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/15/E6-9354.htmlNotice - Self-Regulatory Organizations; National Stock ExchangeSM2006-06-15T00:00:00-07:002006-06-15T00:00:00-07:00E6-9354Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-15/pdf/E6-9354.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/15/E6-9353.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change and Amendment No. 1 Relating to Withdrawal of Obsolete Question-and-Answer Interpretive Guidance Under Former Rule G-38, on Consultants, and Certain Question-and-Answer Interpretive Guidance Relating to the Definition of “Solicitation” Under Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business2006-06-15T00:00:00-07:002006-06-15T00:00:00-07:00E6-9353Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-15/pdf/E6-9353.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/15/E6-9352.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change Consisting of Interpretive Guidance on Customer Protection Obligations of Brokers, Dealers and Municipal Securities Dealers Relating to the Marketing of 529 College Savings Plans2006-06-15T00:00:00-07:002006-06-15T00:00:00-07:00E6-9352Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-15/pdf/E6-9352.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/15/E6-9349.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Modify Nasdaq's Delisting Procedures To Conform to Recent Amendments To Commission Rules Regarding Removal From Listing and Withdrawal From Registration2006-06-15T00:00:00-07:002006-06-15T00:00:00-07:00E6-9349Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-15/pdf/E6-9349.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/15/E6-9348.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Delete an Obsolete Provision in Its Minor Rule Violation Plan2006-06-15T00:00:00-07:002006-06-15T00:00:00-07:00E6-9348Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-15/pdf/E6-9348.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/15/E6-9347.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Definition of Solicitation Under MSRB Rules G-37 and G-382006-06-15T00:00:00-07:002006-06-15T00:00:00-07:00E6-9347Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-15/pdf/E6-9347.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/15/06-5420.htmlNotice - Self-Regulatory Organization; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Waiver Extensions2006-06-15T00:00:00-07:002006-06-15T00:00:00-07:0006-5420Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-15/pdf/06-5420.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/15/06-5419.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of an Annual Branch Office System Processing Fee and the Waiver of the Annual Branch Office System Processing Fee and the Annual Branch Office Registration Fee for One Branch Officer per Member per Year2006-06-15T00:00:00-07:002006-06-15T00:00:00-07:0006-5419Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-15/pdf/06-5419.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/15/06-5418.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Odd-Lots in Nasdaq Securities2006-06-15T00:00:00-07:002006-06-15T00:00:00-07:0006-5418Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-15/pdf/06-5418.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/15/06-5417.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Transfer of Securities Among Co-Specialists Within a Specialist Firm2006-06-15T00:00:00-07:002006-06-15T00:00:00-07:0006-5417Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-15/pdf/06-5417.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/15/06-5416.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to Rule A-11, on Indemnification of Members and Employees2006-06-15T00:00:00-07:002006-06-15T00:00:00-07:0006-5416Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-15/pdf/06-5416.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/14/06-5375.htmlNotice - Joint Industry Plan; Order Approving Options Regulatory Surveillance Authority Plan by the American Stock Exchange LLC, Boston Stock Exchange, Inc., Chicago Board Options Exchange, Incorporated, International Securities Exchange, Inc., Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.) and Philadelphia Stock Exchange, Inc.2006-06-14T00:00:00-07:002006-06-14T00:00:00-07:0006-5375Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-14/pdf/06-5375.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/14/06-5374.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change To Modify the Cure Period Available to an Issuer That Loses an Independent Director or Audit Committee Member2006-06-14T00:00:00-07:002006-06-14T00:00:00-07:0006-5374Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-14/pdf/06-5374.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/14/06-5373.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to ISE Rule 7202006-06-14T00:00:00-07:002006-06-14T00:00:00-07:0006-5373Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-14/pdf/06-5373.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/14/06-5372.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Locked Markets2006-06-14T00:00:00-07:002006-06-14T00:00:00-07:0006-5372Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-14/pdf/06-5372.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/14/06-5371.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Amend the Annual Fee for Certain Listed Bonds and Debentures2006-06-14T00:00:00-07:002006-06-14T00:00:00-07:0006-5371Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-14/pdf/06-5371.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/14/06-5370.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Automatic Execution of Non-Customer Orders2006-06-14T00:00:00-07:002006-06-14T00:00:00-07:0006-5370Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-14/pdf/06-5370.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/14/06-5369.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change To Extend the Pilot Program for the Quote Assist Feature in the ANTE System2006-06-14T00:00:00-07:002006-06-14T00:00:00-07:0006-5369Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-14/pdf/06-5369.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/13/E6-9155.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Until June 5, 2007, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals2006-06-13T00:00:00-07:002006-06-13T00:00:00-07:00E6-9155Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-13/pdf/E6-9155.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/13/E6-9154.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto To List and Trade Options on Corporate Debt Securities2006-06-13T00:00:00-07:002006-06-13T00:00:00-07:00E6-9154Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-13/pdf/E6-9154.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/13/E6-9153.htmlNotice - Pruco Life Insurance Company, et al.; Notice of Application2006-06-13T00:00:00-07:002006-06-13T00:00:00-07:00E6-9153Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-13/pdf/E6-9153.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/13/E6-9152.htmlNotice - Submission for OMB Review; Comment Request2006-06-13T00:00:00-07:002006-06-13T00:00:00-07:00E6-9152Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-13/pdf/E6-9152.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/09/06-5301.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to a Pilot Program for NYSE Arca BBO Data2006-06-09T00:00:00-07:002006-06-09T00:00:00-07:0006-5301Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-09/pdf/06-5301.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/09/06-5300.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Approval of Market Data Fees for NYSE Arca Data2006-06-09T00:00:00-07:002006-06-09T00:00:00-07:0006-5300Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-09/pdf/06-5300.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/09/06-5232.htmlRule - Amendments to Plan of Organization and Operation Effective During Emergency Conditions2006-06-09T00:00:00-07:002006-06-09T00:00:00-07:0006-5232Rulehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-09/pdf/06-5232.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/08/E6-8883.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the PHLX/KBW Bank Index2006-06-08T00:00:00-07:002006-06-08T00:00:00-07:00E6-8883Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-08/pdf/E6-8883.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/08/E6-8881.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Marketing Fee Program2006-06-08T00:00:00-07:002006-06-08T00:00:00-07:00E6-8881Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-08/pdf/E6-8881.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/08/E6-8880.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to CBOE's Listing and Trading of Options on the iShares MSCI Emerging Markets Index Fund2006-06-08T00:00:00-07:002006-06-08T00:00:00-07:00E6-8880Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-08/pdf/E6-8880.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/08/E6-8879.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Notice of Filing of Proposed Rule Change Relating to Exchange Rule 1000 (NYSE Direct+)2006-06-08T00:00:00-07:002006-06-08T00:00:00-07:00E6-8879Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-08/pdf/E6-8879.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/08/E6-8877.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Establish Pricing for the Nasdaq IPO/Halt Cross2006-06-08T00:00:00-07:002006-06-08T00:00:00-07:00E6-8877Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-08/pdf/E6-8877.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/08/E6-8875.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Increasing the Maximum Weighting of Certain Component Stocks in Indexes or Portfolios Underlying Investment Company Units2006-06-08T00:00:00-07:002006-06-08T00:00:00-07:00E6-8875Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-08/pdf/E6-8875.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8819.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by The NASDAQ Stock Market LLC To Require Securities Be Eligible for a Direct Registration System2006-06-07T00:00:00-07:002006-06-07T00:00:00-07:00E6-8819Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8819.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8817.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the American Stock Exchange LLC Relating to Direct Registration System Eligibility Requirements2006-06-07T00:00:00-07:002006-06-07T00:00:00-07:00E6-8817Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8817.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8816.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the New York Stock Exchange LLC Amending the Listed Company Manual To Mandate Listed Companies Become Eligible To Participate in a Direct Registration System2006-06-07T00:00:00-07:002006-06-07T00:00:00-07:00E6-8816Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8816.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8810.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend NASD Rules To Modify and Expand NASD's Authority To Initiate Trading and Quotation Halts in OTC Equity Securities2006-06-07T00:00:00-07:002006-06-07T00:00:00-07:00E6-8810Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8810.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8808.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Declaration of Effectiveness of the Fingerprint Plan of the NASDAQ Stock Market LLC2006-06-07T00:00:00-07:002006-06-07T00:00:00-07:00E6-8808Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8808.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8807.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes2006-06-07T00:00:00-07:002006-06-07T00:00:00-07:00E6-8807Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8807.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8806.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes2006-06-07T00:00:00-07:002006-06-07T00:00:00-07:00E6-8806Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8806.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8805.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Extending the Exchange's Preferred Market-Maker Pilot Program2006-06-07T00:00:00-07:002006-06-07T00:00:00-07:00E6-8805Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8805.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8804.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Extend the Pilot Period for Preferenced Orders2006-06-07T00:00:00-07:002006-06-07T00:00:00-07:00E6-8804Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8804.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8803.htmlNotice - Barclays Global Fund Advisors, et al.; Notice of Application2006-06-07T00:00:00-07:002006-06-07T00:00:00-07:00E6-8803Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8803.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8802.htmlNotice - Self-Regulatory Organizations; American Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to Written Compliance and Supervisory Controls2006-06-07T00:00:00-07:002006-06-07T00:00:00-07:00E6-8802Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8802.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8801.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Relating to the Processing of Complex Orders in the Hybrid Trading System2006-06-07T00:00:00-07:002006-06-07T00:00:00-07:00E6-8801Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8801.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8800.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 4762006-06-07T00:00:00-07:002006-06-07T00:00:00-07:00E6-8800Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8800.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/06/E6-8717.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Complex Order Execution2006-06-06T00:00:00-07:002006-06-06T00:00:00-07:00E6-8717Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-06/pdf/E6-8717.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/06/E6-8716.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Establish a Public Disclosure Program2006-06-06T00:00:00-07:002006-06-06T00:00:00-07:00E6-8716Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-06/pdf/E6-8716.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/06/E6-8700.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Establish a Public Disclosure Program2006-06-06T00:00:00-07:002006-06-06T00:00:00-07:00E6-8700Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-06/pdf/E6-8700.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/05/E6-8644.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Options Licensing Fee for Options on Market Vectors-Gold Miners Exchange-Traded Fund2006-06-05T00:00:00-07:002006-06-05T00:00:00-07:00E6-8644Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-05/pdf/E6-8644.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/05/06-5128.htmlNotice - In the Matter of Universal Medical Systems, Inc.; Order of Suspension of Trading2006-06-05T00:00:00-07:002006-06-05T00:00:00-07:0006-5128Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-05/pdf/06-5128.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/02/E6-8552.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Regarding Its Board Review Authority2006-06-02T00:00:00-07:002006-06-02T00:00:00-07:00E6-8552Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-02/pdf/E6-8552.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/02/E6-8550.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Split Price Priority in Options2006-06-02T00:00:00-07:002006-06-02T00:00:00-07:00E6-8550Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-02/pdf/E6-8550.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/02/E6-8549.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Relating to the Listing and Trading of Index-Linked Securities of Barclays Bank PLC Linked to the Performance of the Dow Jones-AIG Commodity Index Total Return2006-06-02T00:00:00-07:002006-06-02T00:00:00-07:00E6-8549Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-02/pdf/E6-8549.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/02/E6-8548.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402006-06-02T00:00:00-07:002006-06-02T00:00:00-07:00E6-8548Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-02/pdf/E6-8548.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/02/E6-8547.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Trading of the United States Oil Fund, LP Pursuant to Unlisted Trading Privileges2006-06-02T00:00:00-07:002006-06-02T00:00:00-07:00E6-8547Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-02/pdf/E6-8547.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/02/E6-8538.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Numerical Designations of Paragraphs in Amex Rule 935-ANTE2006-06-02T00:00:00-07:002006-06-02T00:00:00-07:00E6-8538Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-02/pdf/E6-8538.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8495.htmlNotice - Collection; Comment Request2006-06-01T00:00:00-07:002006-06-01T00:00:00-07:00E6-8495Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8495.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8494.htmlNotice - Submission for OMB Review; Comment Request2006-06-01T00:00:00-07:002006-06-01T00:00:00-07:00E6-8494Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8494.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8492.htmlNotice - Proposed Collection; Comment Request2006-06-01T00:00:00-07:002006-06-01T00:00:00-07:00E6-8492Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8492.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8488.htmlNotice - Proposed Collection; Comment Request2006-06-01T00:00:00-07:002006-06-01T00:00:00-07:00E6-8488Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8488.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8486.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Retroactive Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock® (QQQQ)2006-06-01T00:00:00-07:002006-06-01T00:00:00-07:00E6-8486Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8486.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8484.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Extension of the Exchange's Directed Order Flow Pilot Program2006-06-01T00:00:00-07:002006-06-01T00:00:00-07:00E6-8484Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8484.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8482.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Participant Fees and Credits2006-06-01T00:00:00-07:002006-06-01T00:00:00-07:00E6-8482Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8482.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8480.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Regarding Transfer of Designated Primary Market Maker Appointments2006-06-01T00:00:00-07:002006-06-01T00:00:00-07:00E6-8480Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8480.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8477.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding Options Quote Size Mitigation2006-06-01T00:00:00-07:002006-06-01T00:00:00-07:00E6-8477Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8477.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8476.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Communications Review Fee and DPM Linkage Fees Credit Program2006-06-01T00:00:00-07:002006-06-01T00:00:00-07:00E6-8476Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8476.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8474.htmlNotice - Submission for OMB Review; Comment Request2006-06-01T00:00:00-07:002006-06-01T00:00:00-07:00E6-8474Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8474.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8472.htmlNotice - Privacy Act of 1974: System of Records: Office of Inspector General Investigative Files (SEC-43)2006-06-01T00:00:00-07:002006-06-01T00:00:00-07:00E6-8472Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8472.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8441.htmlNotice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Amend the Exchange's Tape B Market Data Revenue Sharing Program and To Establish a Tape C Market Data Revenue Sharing Program2006-06-01T00:00:00-07:002006-06-01T00:00:00-07:00E6-8441Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8441.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8439.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Eligibility To Become a Funds-Only Settling Bank Member2006-06-01T00:00:00-07:002006-06-01T00:00:00-07:00E6-8439Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8439.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8438.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the DB Commodity Index Tracking Fund2006-06-01T00:00:00-07:002006-06-01T00:00:00-07:00E6-8438Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8438.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8437.htmlNotice - Self-Regulatory Organization; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Waiving a Notice Provision Relating to the Renewal of Trading Permits2006-06-01T00:00:00-07:002006-06-01T00:00:00-07:00E6-8437Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8437.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8435.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto To Permit the Listing and Trading of Quarterly Options Series2006-06-01T00:00:00-07:002006-06-01T00:00:00-07:00E6-8435Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8435.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8434.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Cancellation Fee Changes2006-06-01T00:00:00-07:002006-06-01T00:00:00-07:00E6-8434Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8434.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/01/06-5077.htmlNotice - Sunshine Act Meeting Notice2006-06-01T00:00:00-07:002006-06-01T00:00:00-07:0006-5077Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/06-5077.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/01/06-4998.htmlNotice - Self-Regulatory Organizations; National Stock Exchange; Order Granting Approval to Proposed Rule Change To Prohibit Tape Shredding2006-06-01T00:00:00-07:002006-06-01T00:00:00-07:0006-4998Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/06-4998.pdf