Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/06?limit=200&registers=between&min-day=1&max-day=30&mode=atom 2020-01-25T03:43:08-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/06/30/06-5907.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to Proposed Rule Change and Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Relating to the Listing and Trading of Shares of the ProShares Trust 2006-06-30T00:00:00-07:00 2006-06-30T00:00:00-07:00 06-5907 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-30/pdf/06-5907.pdf https://regulations.justia.com/regulations/fedreg/2006/06/30/06-5906.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change Relating to an Amendment to Amex Rule 27 2006-06-30T00:00:00-07:00 2006-06-30T00:00:00-07:00 06-5906 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-30/pdf/06-5906.pdf https://regulations.justia.com/regulations/fedreg/2006/06/30/06-5905.html Notice - Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Eighth and Ninth Substantive Amendments to the Second Restatement of the Consolidated Tape Association Plan and the Sixth Substantive Amendment to the Restated Consolidated Quotation Plan 2006-06-30T00:00:00-07:00 2006-06-30T00:00:00-07:00 06-5905 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-30/pdf/06-5905.pdf https://regulations.justia.com/regulations/fedreg/2006/06/30/06-5904.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Options Marketing Fee Program 2006-06-30T00:00:00-07:00 2006-06-30T00:00:00-07:00 06-5904 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-30/pdf/06-5904.pdf https://regulations.justia.com/regulations/fedreg/2006/06/29/E6-10244.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of Principal Protected Notes Linked to the Metals-China Basket 2006-06-29T00:00:00-07:00 2006-06-29T00:00:00-07:00 E6-10244 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-29/pdf/E6-10244.pdf https://regulations.justia.com/regulations/fedreg/2006/06/29/E6-10243.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (a/k/a New York Stock Exchange LLC); Notice of Filing of Proposed Rule Change Relating to Annual Financial Statement Distribution Requirements and Listed Company Manual Sections 103.00, 203.00, 203.01, 203.02, 203.03, 204.00 Through .33, 303A.14, 313.00, 401.04, and 703.09 2006-06-29T00:00:00-07:00 2006-06-29T00:00:00-07:00 E6-10243 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-29/pdf/E6-10243.pdf https://regulations.justia.com/regulations/fedreg/2006/06/29/E6-10242.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto To Implement the Boston Equities Exchange (“BeX”) Trading System 2006-06-29T00:00:00-07:00 2006-06-29T00:00:00-07:00 E6-10242 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-29/pdf/E6-10242.pdf https://regulations.justia.com/regulations/fedreg/2006/06/29/06-5903.html Notice - Sunshine Act Meeting Notice 2006-06-29T00:00:00-07:00 2006-06-29T00:00:00-07:00 06-5903 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-29/pdf/06-5903.pdf https://regulations.justia.com/regulations/fedreg/2006/06/29/06-5793.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 3 Thereto To Create a New Electronic Trading Facility, the Boston Equities Exchange (“BeX”), To Be Operated by BSX Group, LLC 2006-06-29T00:00:00-07:00 2006-06-29T00:00:00-07:00 06-5793 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-29/pdf/06-5793.pdf https://regulations.justia.com/regulations/fedreg/2006/06/29/06-5792.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to the Deletion of Certain Exchange Rules 2006-06-29T00:00:00-07:00 2006-06-29T00:00:00-07:00 06-5792 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-29/pdf/06-5792.pdf https://regulations.justia.com/regulations/fedreg/2006/06/29/06-5791.html Notice - In the Matter of Rudy 45; Order of Suspension of Trading 2006-06-29T00:00:00-07:00 2006-06-29T00:00:00-07:00 06-5791 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-29/pdf/06-5791.pdf https://regulations.justia.com/regulations/fedreg/2006/06/28/06-5757.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Relating to iShares® GSCI Commodity-Indexed Trust 2006-06-28T00:00:00-07:00 2006-06-28T00:00:00-07:00 06-5757 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-28/pdf/06-5757.pdf https://regulations.justia.com/regulations/fedreg/2006/06/28/06-5756.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Approval to Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to Amendments to NASD Rule 6530 To Clarify the Review Process for OTCBB Eligibility Determinations and To Implement Fees for Such Review 2006-06-28T00:00:00-07:00 2006-06-28T00:00:00-07:00 06-5756 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-28/pdf/06-5756.pdf https://regulations.justia.com/regulations/fedreg/2006/06/28/06-5754.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Specialist Algorithmic Quoting Messages Permitted Pursuant to Exchange Rule 104 2006-06-28T00:00:00-07:00 2006-06-28T00:00:00-07:00 06-5754 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-28/pdf/06-5754.pdf https://regulations.justia.com/regulations/fedreg/2006/06/28/06-5747.html Notice - Cohen & Steers VIF Realty Fund, Inc. et al.; Notice of Application 2006-06-28T00:00:00-07:00 2006-06-28T00:00:00-07:00 06-5747 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-28/pdf/06-5747.pdf https://regulations.justia.com/regulations/fedreg/2006/06/28/06-5730.html Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing Amendment No. 2 to Proposed Rule Relating to Sales Practice Standards and Supervisory Requirements for Transactions in Deferred Variable Annuities 2006-06-28T00:00:00-07:00 2006-06-28T00:00:00-07:00 06-5730 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-28/pdf/06-5730.pdf https://regulations.justia.com/regulations/fedreg/2006/06/28/06-5729.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.); Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating and Order Granting Partial Accelerated Approval To Trading Shares of the Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges 2006-06-28T00:00:00-07:00 2006-06-28T00:00:00-07:00 06-5729 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-28/pdf/06-5729.pdf https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5748.html Notice - Sunshine Act Meeting 2006-06-27T00:00:00-07:00 2006-06-27T00:00:00-07:00 06-5748 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5748.pdf https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5703.html Notice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Listing and Trading the Shares of Six CurrencyShares Trusts 2006-06-27T00:00:00-07:00 2006-06-27T00:00:00-07:00 06-5703 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5703.pdf https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5682.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to the Exchange's Disciplinary Process 2006-06-27T00:00:00-07:00 2006-06-27T00:00:00-07:00 06-5682 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5682.pdf https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5681.html Notice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing of Proposed Rule Change To Allow the Primary Market Print Protection Rule To Be Applied on an Optional Basis 2006-06-27T00:00:00-07:00 2006-06-27T00:00:00-07:00 06-5681 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5681.pdf https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5680.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Position Limits for VIX Options 2006-06-27T00:00:00-07:00 2006-06-27T00:00:00-07:00 06-5680 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5680.pdf https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5679.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Concerning Priority in Trades Involving Synthetic Option Orders 2006-06-27T00:00:00-07:00 2006-06-27T00:00:00-07:00 06-5679 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5679.pdf https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5678.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to Establishment of a Neutral “Referee” 2006-06-27T00:00:00-07:00 2006-06-27T00:00:00-07:00 06-5678 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5678.pdf https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5677.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes 2006-06-27T00:00:00-07:00 2006-06-27T00:00:00-07:00 06-5677 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5677.pdf https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5650.html Rule - Fund of Funds Investments 2006-06-27T00:00:00-07:00 2006-06-27T00:00:00-07:00 06-5650 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5650.pdf https://regulations.justia.com/regulations/fedreg/2006/06/26/E6-9986.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Order Approving Proposed Rule Change as Amended by Amendments No. 1 and 2 Amending an Interpretation of NYSE Rule 345 (Employees-Registration, Approval, Records) 2006-06-26T00:00:00-07:00 2006-06-26T00:00:00-07:00 E6-9986 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/E6-9986.pdf https://regulations.justia.com/regulations/fedreg/2006/06/26/E6-9985.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto, and Notice of Filing and Order Granting Accelerated Approval To Amendment No. 2, Relating to Listing and Trading Shares of the iShares GSCI Commodity Indexed Trust Under New Rules 1300B and 1301B, et seq. 2006-06-26T00:00:00-07:00 2006-06-26T00:00:00-07:00 E6-9985 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/E6-9985.pdf https://regulations.justia.com/regulations/fedreg/2006/06/26/E6-9984.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Section 902.02 of the Listed Company Manual To Exempt Companies Transferring From NYSE Arca From Initial Listing Fees and the Annual Fee for the Year of Such Transfer 2006-06-26T00:00:00-07:00 2006-06-26T00:00:00-07:00 E6-9984 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/E6-9984.pdf https://regulations.justia.com/regulations/fedreg/2006/06/26/E6-9983.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify NASD Rule 7010(c)(2) To Allow NASD Members To Receive Transaction Credits for Automated Executions in Tape B Securities on an Estimated Monthly Basis 2006-06-26T00:00:00-07:00 2006-06-26T00:00:00-07:00 E6-9983 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/E6-9983.pdf https://regulations.justia.com/regulations/fedreg/2006/06/26/E6-9982.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Regarding a Disaster Recovery Facility 2006-06-26T00:00:00-07:00 2006-06-26T00:00:00-07:00 E6-9982 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/E6-9982.pdf https://regulations.justia.com/regulations/fedreg/2006/06/26/06-5641.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Approval of Market Data Fees for NYSE Arca Data 2006-06-26T00:00:00-07:00 2006-06-26T00:00:00-07:00 06-5641 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/06-5641.pdf https://regulations.justia.com/regulations/fedreg/2006/06/26/06-5640.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Locked Markets 2006-06-26T00:00:00-07:00 2006-06-26T00:00:00-07:00 06-5640 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/06-5640.pdf https://regulations.justia.com/regulations/fedreg/2006/06/26/06-5639.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to a Pilot Program for NYSE Arca BBO Data 2006-06-26T00:00:00-07:00 2006-06-26T00:00:00-07:00 06-5639 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/06-5639.pdf https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9938.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Establish an Annual Administrative Fee for Market Data Distributors That Are Recipients of Nasdaq Proprietary Data Products 2006-06-23T00:00:00-07:00 2006-06-23T00:00:00-07:00 E6-9938 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9938.pdf https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9936.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by National Association of Securities Dealers, Inc. To Modify the Fees for Trading and Compliance Data and the Data Package Available to NASD Member Firms via NasdaqTrader.com 2006-06-23T00:00:00-07:00 2006-06-23T00:00:00-07:00 E6-9936 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9936.pdf https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9935.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to the Nullification and Adjustment of Equity Options Transactions 2006-06-23T00:00:00-07:00 2006-06-23T00:00:00-07:00 E6-9935 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9935.pdf https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9934.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Accelerated Approval of Proposed Rule Change as Amended by Amendment No. 1 Relating to the Exchange's Business Conduct Committee and Disciplinary Rules 2006-06-23T00:00:00-07:00 2006-06-23T00:00:00-07:00 E6-9934 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9934.pdf https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9933.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.); Order Granting Approval of a Proposed Rule Change as Amended by Amendments No. 1, No. 2 and No. 4, to Revise Fees for Equity Securities Issued by Operating Companies Listed on the Archipelago Exchange 2006-06-23T00:00:00-07:00 2006-06-23T00:00:00-07:00 E6-9933 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9933.pdf https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9930.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Establishing the OX Trading Platform 2006-06-23T00:00:00-07:00 2006-06-23T00:00:00-07:00 E6-9930 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9930.pdf https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9929.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 To Establish a Package of Real-Time and Near-Real-Time Data Products Called the Market Analytics Data Package 2006-06-23T00:00:00-07:00 2006-06-23T00:00:00-07:00 E6-9929 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9929.pdf https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9694.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Back-Up Communication Channel to Internet Access for Clearing Members 2006-06-23T00:00:00-07:00 2006-06-23T00:00:00-07:00 E6-9694 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9694.pdf https://regulations.justia.com/regulations/fedreg/2006/06/22/E6-9854.html Notice - Joint Industry Plan; Notice of Filing of Joint Amendment No. 19 to the Intermarket Option Linkage Plan To Modify the Manner in Which the Participation Fee Applicable to New Participants Is Calculated 2006-06-22T00:00:00-07:00 2006-06-22T00:00:00-07:00 E6-9854 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-22/pdf/E6-9854.pdf https://regulations.justia.com/regulations/fedreg/2006/06/22/E6-9853.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto To Amend Obsolete, Outdated and/or Unnecessary Rules 2006-06-22T00:00:00-07:00 2006-06-22T00:00:00-07:00 E6-9853 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-22/pdf/E6-9853.pdf https://regulations.justia.com/regulations/fedreg/2006/06/22/E6-9852.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Exempt All Securities Included in the NASDAQ 100 Index From the Price Test Set Forth in NASD Rule 3350(a) 2006-06-22T00:00:00-07:00 2006-06-22T00:00:00-07:00 E6-9852 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-22/pdf/E6-9852.pdf https://regulations.justia.com/regulations/fedreg/2006/06/22/E6-9833.html Notice - Proposed Collection; Comment Request 2006-06-22T00:00:00-07:00 2006-06-22T00:00:00-07:00 E6-9833 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-22/pdf/E6-9833.pdf https://regulations.justia.com/regulations/fedreg/2006/06/22/E6-9831.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Trading of WisdomTree Exchange Traded Funds Pursuant to Unlisted Trading Privileges 2006-06-22T00:00:00-07:00 2006-06-22T00:00:00-07:00 E6-9831 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-22/pdf/E6-9831.pdf https://regulations.justia.com/regulations/fedreg/2006/06/22/06-5626.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Notice of Filing and Amendment No. 1 Thereto and Order Granting Accelerated Approval of Proposed Rule Change To List and Trade Thirty-Four WisdomTree Exchange Traded Funds 2006-06-22T00:00:00-07:00 2006-06-22T00:00:00-07:00 06-5626 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-22/pdf/06-5626.pdf https://regulations.justia.com/regulations/fedreg/2006/06/21/E6-9723.html Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Amendments to Rule 3210 2006-06-21T00:00:00-07:00 2006-06-21T00:00:00-07:00 E6-9723 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-21/pdf/E6-9723.pdf https://regulations.justia.com/regulations/fedreg/2006/06/21/E6-9695.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Order Approving Proposed Rule Change and Amendment Nos. 2 and 3 Thereto Relating to Proposed New Rules 342.24 (“Annual Branch Office Inspection”) and 342.25 (“Risk-Based Surveillance and Branch Office Identification”) To Permit Member Organizations To Classify Appropriate Branch Offices for Cyclical Inspections and Proposed New Rule 342.26 (“Criteria for Inspection Programs”) 2006-06-21T00:00:00-07:00 2006-06-21T00:00:00-07:00 E6-9695 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-21/pdf/E6-9695.pdf https://regulations.justia.com/regulations/fedreg/2006/06/21/E6-9692.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Short Term Option Series Pilot Program 2006-06-21T00:00:00-07:00 2006-06-21T00:00:00-07:00 E6-9692 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-21/pdf/E6-9692.pdf https://regulations.justia.com/regulations/fedreg/2006/06/21/E6-9691.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee for Extension of Time Requests 2006-06-21T00:00:00-07:00 2006-06-21T00:00:00-07:00 E6-9691 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-21/pdf/E6-9691.pdf https://regulations.justia.com/regulations/fedreg/2006/06/21/E6-9690.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change To Amend Phlx Rule 784, Reports of Options 2006-06-21T00:00:00-07:00 2006-06-21T00:00:00-07:00 E6-9690 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-21/pdf/E6-9690.pdf https://regulations.justia.com/regulations/fedreg/2006/06/21/E6-9689.html Notice - Existing Collection; Comment Request 2006-06-21T00:00:00-07:00 2006-06-21T00:00:00-07:00 E6-9689 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-21/pdf/E6-9689.pdf https://regulations.justia.com/regulations/fedreg/2006/06/21/C6-5232.html Rule - Amendments to Plan of Organization and Operation Effective During Emergency Conditions 2006-06-21T00:00:00-07:00 2006-06-21T00:00:00-07:00 C6-5232 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-06-21/pdf/C6-5232.pdf https://regulations.justia.com/regulations/fedreg/2006/06/21/C6-5204.html Notice - Findings of Scientific Misconduct 2006-06-21T00:00:00-07:00 2006-06-21T00:00:00-07:00 C6-5204 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-21/pdf/C6-5204.pdf https://regulations.justia.com/regulations/fedreg/2006/06/21/06-5541.html Notice - Proposed Collection; Comment Request 2006-06-21T00:00:00-07:00 2006-06-21T00:00:00-07:00 06-5541 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-21/pdf/06-5541.pdf https://regulations.justia.com/regulations/fedreg/2006/06/20/E6-9607.html Notice - ING USA Annuity and Life Insurance Company, et al.; Notice of Application 2006-06-20T00:00:00-07:00 2006-06-20T00:00:00-07:00 E6-9607 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-20/pdf/E6-9607.pdf https://regulations.justia.com/regulations/fedreg/2006/06/20/E6-9606.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Relating to American Depositary Receipt Fees 2006-06-20T00:00:00-07:00 2006-06-20T00:00:00-07:00 E6-9606 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-20/pdf/E6-9606.pdf https://regulations.justia.com/regulations/fedreg/2006/06/20/E6-9605.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Reducing Staffing Requirements for Options Specialist Units 2006-06-20T00:00:00-07:00 2006-06-20T00:00:00-07:00 E6-9605 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-20/pdf/E6-9605.pdf https://regulations.justia.com/regulations/fedreg/2006/06/20/E6-9578.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Regarding Market-Maker Appointments 2006-06-20T00:00:00-07:00 2006-06-20T00:00:00-07:00 E6-9578 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-20/pdf/E6-9578.pdf https://regulations.justia.com/regulations/fedreg/2006/06/19/E6-9579.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change Relating to Minor Rule Violations and the Bunching of Odd-Lot Orders 2006-06-19T00:00:00-07:00 2006-06-19T00:00:00-07:00 E6-9579 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-19/pdf/E6-9579.pdf https://regulations.justia.com/regulations/fedreg/2006/06/19/E6-9577.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Regarding the e-DPM Membership Ownership Requirement 2006-06-19T00:00:00-07:00 2006-06-19T00:00:00-07:00 E6-9577 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-19/pdf/E6-9577.pdf https://regulations.justia.com/regulations/fedreg/2006/06/19/E6-9534.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Increasing the Maximum Weighting of Certain Component Stocks in Indexes or Portfolios Underlying Investment Company Units 2006-06-19T00:00:00-07:00 2006-06-19T00:00:00-07:00 E6-9534 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-19/pdf/E6-9534.pdf https://regulations.justia.com/regulations/fedreg/2006/06/19/E6-9530.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Relating To Manning Price-Improvement Standards for Decimalized Securities 2006-06-19T00:00:00-07:00 2006-06-19T00:00:00-07:00 E6-9530 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-19/pdf/E6-9530.pdf https://regulations.justia.com/regulations/fedreg/2006/06/19/06-5531.html Notice - In the Matter of America's Sports Voice, Inc. (n/k/a Milagro Holdings, Inc.), Dawcin International Corp., and Trans Continental Entertainment Group, Inc.; Order of Suspension of Trading 2006-06-19T00:00:00-07:00 2006-06-19T00:00:00-07:00 06-5531 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-19/pdf/06-5531.pdf https://regulations.justia.com/regulations/fedreg/2006/06/19/06-5493.html Proposed Rule - Investment Company Governance 2006-06-19T00:00:00-07:00 2006-06-19T00:00:00-07:00 06-5493 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2006-06-19/pdf/06-5493.pdf https://regulations.justia.com/regulations/fedreg/2006/06/16/E6-9439.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Mechanism by Which It Will Collect and Pass-Through Fees Owed by Participants to American Depository Receipt Agents for Certain Issues and To Collect a Charge for This Service 2006-06-16T00:00:00-07:00 2006-06-16T00:00:00-07:00 E6-9439 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-16/pdf/E6-9439.pdf https://regulations.justia.com/regulations/fedreg/2006/06/16/E6-9438.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Approval of a Proposed Rule Change To Require Members To Report All Transactions That Must Be Reported to NASD and Are Subject to a Regulatory Transaction Fee to the Nasdaq Market Center and/or the Trade Reporting and Comparison Service 2006-06-16T00:00:00-07:00 2006-06-16T00:00:00-07:00 E6-9438 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-16/pdf/E6-9438.pdf https://regulations.justia.com/regulations/fedreg/2006/06/16/E6-9437.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to List and Trade Index-Linked Notes of Barclays Bank PLC Linked to the Performance of the Goldman Sachs Crude Oil Total Return IndexTM 2006-06-16T00:00:00-07:00 2006-06-16T00:00:00-07:00 E6-9437 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-16/pdf/E6-9437.pdf https://regulations.justia.com/regulations/fedreg/2006/06/16/E6-9436.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of an Options Licensing Fee in Connection With Certain Russell Indexes 2006-06-16T00:00:00-07:00 2006-06-16T00:00:00-07:00 E6-9436 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-16/pdf/E6-9436.pdf https://regulations.justia.com/regulations/fedreg/2006/06/16/E6-9435.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Its Marketing Fee Program 2006-06-16T00:00:00-07:00 2006-06-16T00:00:00-07:00 E6-9435 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-16/pdf/E6-9435.pdf https://regulations.justia.com/regulations/fedreg/2006/06/16/06-5506.html Notice - Sunshine Act; Notice of Meetings 2006-06-16T00:00:00-07:00 2006-06-16T00:00:00-07:00 06-5506 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-16/pdf/06-5506.pdf https://regulations.justia.com/regulations/fedreg/2006/06/15/E6-9354.html Notice - Self-Regulatory Organizations; National Stock ExchangeSM 2006-06-15T00:00:00-07:00 2006-06-15T00:00:00-07:00 E6-9354 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-15/pdf/E6-9354.pdf https://regulations.justia.com/regulations/fedreg/2006/06/15/E6-9353.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change and Amendment No. 1 Relating to Withdrawal of Obsolete Question-and-Answer Interpretive Guidance Under Former Rule G-38, on Consultants, and Certain Question-and-Answer Interpretive Guidance Relating to the Definition of “Solicitation” Under Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business 2006-06-15T00:00:00-07:00 2006-06-15T00:00:00-07:00 E6-9353 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-15/pdf/E6-9353.pdf https://regulations.justia.com/regulations/fedreg/2006/06/15/E6-9352.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change Consisting of Interpretive Guidance on Customer Protection Obligations of Brokers, Dealers and Municipal Securities Dealers Relating to the Marketing of 529 College Savings Plans 2006-06-15T00:00:00-07:00 2006-06-15T00:00:00-07:00 E6-9352 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-15/pdf/E6-9352.pdf https://regulations.justia.com/regulations/fedreg/2006/06/15/E6-9349.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Modify Nasdaq's Delisting Procedures To Conform to Recent Amendments To Commission Rules Regarding Removal From Listing and Withdrawal From Registration 2006-06-15T00:00:00-07:00 2006-06-15T00:00:00-07:00 E6-9349 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-15/pdf/E6-9349.pdf https://regulations.justia.com/regulations/fedreg/2006/06/15/E6-9348.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Delete an Obsolete Provision in Its Minor Rule Violation Plan 2006-06-15T00:00:00-07:00 2006-06-15T00:00:00-07:00 E6-9348 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-15/pdf/E6-9348.pdf https://regulations.justia.com/regulations/fedreg/2006/06/15/E6-9347.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Definition of Solicitation Under MSRB Rules G-37 and G-38 2006-06-15T00:00:00-07:00 2006-06-15T00:00:00-07:00 E6-9347 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-15/pdf/E6-9347.pdf https://regulations.justia.com/regulations/fedreg/2006/06/15/06-5420.html Notice - Self-Regulatory Organization; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Waiver Extensions 2006-06-15T00:00:00-07:00 2006-06-15T00:00:00-07:00 06-5420 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-15/pdf/06-5420.pdf https://regulations.justia.com/regulations/fedreg/2006/06/15/06-5419.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of an Annual Branch Office System Processing Fee and the Waiver of the Annual Branch Office System Processing Fee and the Annual Branch Office Registration Fee for One Branch Officer per Member per Year 2006-06-15T00:00:00-07:00 2006-06-15T00:00:00-07:00 06-5419 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-15/pdf/06-5419.pdf https://regulations.justia.com/regulations/fedreg/2006/06/15/06-5418.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Odd-Lots in Nasdaq Securities 2006-06-15T00:00:00-07:00 2006-06-15T00:00:00-07:00 06-5418 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-15/pdf/06-5418.pdf https://regulations.justia.com/regulations/fedreg/2006/06/15/06-5417.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Transfer of Securities Among Co-Specialists Within a Specialist Firm 2006-06-15T00:00:00-07:00 2006-06-15T00:00:00-07:00 06-5417 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-15/pdf/06-5417.pdf https://regulations.justia.com/regulations/fedreg/2006/06/15/06-5416.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to Rule A-11, on Indemnification of Members and Employees 2006-06-15T00:00:00-07:00 2006-06-15T00:00:00-07:00 06-5416 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-15/pdf/06-5416.pdf https://regulations.justia.com/regulations/fedreg/2006/06/14/06-5375.html Notice - Joint Industry Plan; Order Approving Options Regulatory Surveillance Authority Plan by the American Stock Exchange LLC, Boston Stock Exchange, Inc., Chicago Board Options Exchange, Incorporated, International Securities Exchange, Inc., Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.) and Philadelphia Stock Exchange, Inc. 2006-06-14T00:00:00-07:00 2006-06-14T00:00:00-07:00 06-5375 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-14/pdf/06-5375.pdf https://regulations.justia.com/regulations/fedreg/2006/06/14/06-5374.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change To Modify the Cure Period Available to an Issuer That Loses an Independent Director or Audit Committee Member 2006-06-14T00:00:00-07:00 2006-06-14T00:00:00-07:00 06-5374 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-14/pdf/06-5374.pdf https://regulations.justia.com/regulations/fedreg/2006/06/14/06-5373.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to ISE Rule 720 2006-06-14T00:00:00-07:00 2006-06-14T00:00:00-07:00 06-5373 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-14/pdf/06-5373.pdf https://regulations.justia.com/regulations/fedreg/2006/06/14/06-5372.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Locked Markets 2006-06-14T00:00:00-07:00 2006-06-14T00:00:00-07:00 06-5372 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-14/pdf/06-5372.pdf https://regulations.justia.com/regulations/fedreg/2006/06/14/06-5371.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Amend the Annual Fee for Certain Listed Bonds and Debentures 2006-06-14T00:00:00-07:00 2006-06-14T00:00:00-07:00 06-5371 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-14/pdf/06-5371.pdf https://regulations.justia.com/regulations/fedreg/2006/06/14/06-5370.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Automatic Execution of Non-Customer Orders 2006-06-14T00:00:00-07:00 2006-06-14T00:00:00-07:00 06-5370 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-14/pdf/06-5370.pdf https://regulations.justia.com/regulations/fedreg/2006/06/14/06-5369.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change To Extend the Pilot Program for the Quote Assist Feature in the ANTE System 2006-06-14T00:00:00-07:00 2006-06-14T00:00:00-07:00 06-5369 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-14/pdf/06-5369.pdf https://regulations.justia.com/regulations/fedreg/2006/06/13/E6-9155.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Until June 5, 2007, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals 2006-06-13T00:00:00-07:00 2006-06-13T00:00:00-07:00 E6-9155 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-13/pdf/E6-9155.pdf https://regulations.justia.com/regulations/fedreg/2006/06/13/E6-9154.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto To List and Trade Options on Corporate Debt Securities 2006-06-13T00:00:00-07:00 2006-06-13T00:00:00-07:00 E6-9154 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-13/pdf/E6-9154.pdf https://regulations.justia.com/regulations/fedreg/2006/06/13/E6-9153.html Notice - Pruco Life Insurance Company, et al.; Notice of Application 2006-06-13T00:00:00-07:00 2006-06-13T00:00:00-07:00 E6-9153 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-13/pdf/E6-9153.pdf https://regulations.justia.com/regulations/fedreg/2006/06/13/E6-9152.html Notice - Submission for OMB Review; Comment Request 2006-06-13T00:00:00-07:00 2006-06-13T00:00:00-07:00 E6-9152 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-13/pdf/E6-9152.pdf https://regulations.justia.com/regulations/fedreg/2006/06/09/06-5301.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to a Pilot Program for NYSE Arca BBO Data 2006-06-09T00:00:00-07:00 2006-06-09T00:00:00-07:00 06-5301 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-09/pdf/06-5301.pdf https://regulations.justia.com/regulations/fedreg/2006/06/09/06-5300.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Approval of Market Data Fees for NYSE Arca Data 2006-06-09T00:00:00-07:00 2006-06-09T00:00:00-07:00 06-5300 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-09/pdf/06-5300.pdf https://regulations.justia.com/regulations/fedreg/2006/06/09/06-5232.html Rule - Amendments to Plan of Organization and Operation Effective During Emergency Conditions 2006-06-09T00:00:00-07:00 2006-06-09T00:00:00-07:00 06-5232 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-06-09/pdf/06-5232.pdf https://regulations.justia.com/regulations/fedreg/2006/06/08/E6-8883.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the PHLX/KBW Bank Index 2006-06-08T00:00:00-07:00 2006-06-08T00:00:00-07:00 E6-8883 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-08/pdf/E6-8883.pdf https://regulations.justia.com/regulations/fedreg/2006/06/08/E6-8881.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Marketing Fee Program 2006-06-08T00:00:00-07:00 2006-06-08T00:00:00-07:00 E6-8881 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-08/pdf/E6-8881.pdf https://regulations.justia.com/regulations/fedreg/2006/06/08/E6-8880.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to CBOE's Listing and Trading of Options on the iShares MSCI Emerging Markets Index Fund 2006-06-08T00:00:00-07:00 2006-06-08T00:00:00-07:00 E6-8880 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-08/pdf/E6-8880.pdf https://regulations.justia.com/regulations/fedreg/2006/06/08/E6-8879.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Notice of Filing of Proposed Rule Change Relating to Exchange Rule 1000 (NYSE Direct+) 2006-06-08T00:00:00-07:00 2006-06-08T00:00:00-07:00 E6-8879 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-08/pdf/E6-8879.pdf https://regulations.justia.com/regulations/fedreg/2006/06/08/E6-8877.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Establish Pricing for the Nasdaq IPO/Halt Cross 2006-06-08T00:00:00-07:00 2006-06-08T00:00:00-07:00 E6-8877 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-08/pdf/E6-8877.pdf https://regulations.justia.com/regulations/fedreg/2006/06/08/E6-8875.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Increasing the Maximum Weighting of Certain Component Stocks in Indexes or Portfolios Underlying Investment Company Units 2006-06-08T00:00:00-07:00 2006-06-08T00:00:00-07:00 E6-8875 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-08/pdf/E6-8875.pdf https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8819.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by The NASDAQ Stock Market LLC To Require Securities Be Eligible for a Direct Registration System 2006-06-07T00:00:00-07:00 2006-06-07T00:00:00-07:00 E6-8819 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8819.pdf https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8817.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the American Stock Exchange LLC Relating to Direct Registration System Eligibility Requirements 2006-06-07T00:00:00-07:00 2006-06-07T00:00:00-07:00 E6-8817 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8817.pdf https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8816.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the New York Stock Exchange LLC Amending the Listed Company Manual To Mandate Listed Companies Become Eligible To Participate in a Direct Registration System 2006-06-07T00:00:00-07:00 2006-06-07T00:00:00-07:00 E6-8816 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8816.pdf https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8810.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend NASD Rules To Modify and Expand NASD's Authority To Initiate Trading and Quotation Halts in OTC Equity Securities 2006-06-07T00:00:00-07:00 2006-06-07T00:00:00-07:00 E6-8810 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8810.pdf https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8808.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Declaration of Effectiveness of the Fingerprint Plan of the NASDAQ Stock Market LLC 2006-06-07T00:00:00-07:00 2006-06-07T00:00:00-07:00 E6-8808 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8808.pdf https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8807.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes 2006-06-07T00:00:00-07:00 2006-06-07T00:00:00-07:00 E6-8807 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8807.pdf https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8806.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes 2006-06-07T00:00:00-07:00 2006-06-07T00:00:00-07:00 E6-8806 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8806.pdf https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8805.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Extending the Exchange's Preferred Market-Maker Pilot Program 2006-06-07T00:00:00-07:00 2006-06-07T00:00:00-07:00 E6-8805 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8805.pdf https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8804.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Extend the Pilot Period for Preferenced Orders 2006-06-07T00:00:00-07:00 2006-06-07T00:00:00-07:00 E6-8804 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8804.pdf https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8803.html Notice - Barclays Global Fund Advisors, et al.; Notice of Application 2006-06-07T00:00:00-07:00 2006-06-07T00:00:00-07:00 E6-8803 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8803.pdf https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8802.html Notice - Self-Regulatory Organizations; American Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to Written Compliance and Supervisory Controls 2006-06-07T00:00:00-07:00 2006-06-07T00:00:00-07:00 E6-8802 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8802.pdf https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8801.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Relating to the Processing of Complex Orders in the Hybrid Trading System 2006-06-07T00:00:00-07:00 2006-06-07T00:00:00-07:00 E6-8801 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8801.pdf https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8800.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 476 2006-06-07T00:00:00-07:00 2006-06-07T00:00:00-07:00 E6-8800 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8800.pdf https://regulations.justia.com/regulations/fedreg/2006/06/06/E6-8717.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Complex Order Execution 2006-06-06T00:00:00-07:00 2006-06-06T00:00:00-07:00 E6-8717 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-06/pdf/E6-8717.pdf https://regulations.justia.com/regulations/fedreg/2006/06/06/E6-8716.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Establish a Public Disclosure Program 2006-06-06T00:00:00-07:00 2006-06-06T00:00:00-07:00 E6-8716 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-06/pdf/E6-8716.pdf https://regulations.justia.com/regulations/fedreg/2006/06/06/E6-8700.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Establish a Public Disclosure Program 2006-06-06T00:00:00-07:00 2006-06-06T00:00:00-07:00 E6-8700 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-06/pdf/E6-8700.pdf https://regulations.justia.com/regulations/fedreg/2006/06/05/E6-8644.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Options Licensing Fee for Options on Market Vectors-Gold Miners Exchange-Traded Fund 2006-06-05T00:00:00-07:00 2006-06-05T00:00:00-07:00 E6-8644 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-05/pdf/E6-8644.pdf https://regulations.justia.com/regulations/fedreg/2006/06/05/06-5128.html Notice - In the Matter of Universal Medical Systems, Inc.; Order of Suspension of Trading 2006-06-05T00:00:00-07:00 2006-06-05T00:00:00-07:00 06-5128 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-05/pdf/06-5128.pdf https://regulations.justia.com/regulations/fedreg/2006/06/02/E6-8552.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Regarding Its Board Review Authority 2006-06-02T00:00:00-07:00 2006-06-02T00:00:00-07:00 E6-8552 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-02/pdf/E6-8552.pdf https://regulations.justia.com/regulations/fedreg/2006/06/02/E6-8550.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Split Price Priority in Options 2006-06-02T00:00:00-07:00 2006-06-02T00:00:00-07:00 E6-8550 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-02/pdf/E6-8550.pdf https://regulations.justia.com/regulations/fedreg/2006/06/02/E6-8549.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Relating to the Listing and Trading of Index-Linked Securities of Barclays Bank PLC Linked to the Performance of the Dow Jones-AIG Commodity Index Total Return 2006-06-02T00:00:00-07:00 2006-06-02T00:00:00-07:00 E6-8549 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-02/pdf/E6-8549.pdf https://regulations.justia.com/regulations/fedreg/2006/06/02/E6-8548.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2006-06-02T00:00:00-07:00 2006-06-02T00:00:00-07:00 E6-8548 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-02/pdf/E6-8548.pdf https://regulations.justia.com/regulations/fedreg/2006/06/02/E6-8547.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Trading of the United States Oil Fund, LP Pursuant to Unlisted Trading Privileges 2006-06-02T00:00:00-07:00 2006-06-02T00:00:00-07:00 E6-8547 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-02/pdf/E6-8547.pdf https://regulations.justia.com/regulations/fedreg/2006/06/02/E6-8538.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Numerical Designations of Paragraphs in Amex Rule 935-ANTE 2006-06-02T00:00:00-07:00 2006-06-02T00:00:00-07:00 E6-8538 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-02/pdf/E6-8538.pdf https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8495.html Notice - Collection; Comment Request 2006-06-01T00:00:00-07:00 2006-06-01T00:00:00-07:00 E6-8495 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8495.pdf https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8494.html Notice - Submission for OMB Review; Comment Request 2006-06-01T00:00:00-07:00 2006-06-01T00:00:00-07:00 E6-8494 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8494.pdf https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8492.html Notice - Proposed Collection; Comment Request 2006-06-01T00:00:00-07:00 2006-06-01T00:00:00-07:00 E6-8492 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8492.pdf https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8488.html Notice - Proposed Collection; Comment Request 2006-06-01T00:00:00-07:00 2006-06-01T00:00:00-07:00 E6-8488 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8488.pdf https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8486.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Retroactive Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock® (QQQQ) 2006-06-01T00:00:00-07:00 2006-06-01T00:00:00-07:00 E6-8486 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8486.pdf https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8484.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Extension of the Exchange's Directed Order Flow Pilot Program 2006-06-01T00:00:00-07:00 2006-06-01T00:00:00-07:00 E6-8484 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8484.pdf https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8482.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Participant Fees and Credits 2006-06-01T00:00:00-07:00 2006-06-01T00:00:00-07:00 E6-8482 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8482.pdf https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8480.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Regarding Transfer of Designated Primary Market Maker Appointments 2006-06-01T00:00:00-07:00 2006-06-01T00:00:00-07:00 E6-8480 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8480.pdf https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8477.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding Options Quote Size Mitigation 2006-06-01T00:00:00-07:00 2006-06-01T00:00:00-07:00 E6-8477 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8477.pdf https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8476.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Communications Review Fee and DPM Linkage Fees Credit Program 2006-06-01T00:00:00-07:00 2006-06-01T00:00:00-07:00 E6-8476 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8476.pdf https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8474.html Notice - Submission for OMB Review; Comment Request 2006-06-01T00:00:00-07:00 2006-06-01T00:00:00-07:00 E6-8474 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8474.pdf https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8472.html Notice - Privacy Act of 1974: System of Records: Office of Inspector General Investigative Files (SEC-43) 2006-06-01T00:00:00-07:00 2006-06-01T00:00:00-07:00 E6-8472 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8472.pdf https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8441.html Notice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Amend the Exchange's Tape B Market Data Revenue Sharing Program and To Establish a Tape C Market Data Revenue Sharing Program 2006-06-01T00:00:00-07:00 2006-06-01T00:00:00-07:00 E6-8441 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8441.pdf https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8439.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Eligibility To Become a Funds-Only Settling Bank Member 2006-06-01T00:00:00-07:00 2006-06-01T00:00:00-07:00 E6-8439 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8439.pdf https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8438.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the DB Commodity Index Tracking Fund 2006-06-01T00:00:00-07:00 2006-06-01T00:00:00-07:00 E6-8438 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8438.pdf https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8437.html Notice - Self-Regulatory Organization; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Waiving a Notice Provision Relating to the Renewal of Trading Permits 2006-06-01T00:00:00-07:00 2006-06-01T00:00:00-07:00 E6-8437 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8437.pdf https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8435.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto To Permit the Listing and Trading of Quarterly Options Series 2006-06-01T00:00:00-07:00 2006-06-01T00:00:00-07:00 E6-8435 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8435.pdf https://regulations.justia.com/regulations/fedreg/2006/06/01/E6-8434.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Cancellation Fee Changes 2006-06-01T00:00:00-07:00 2006-06-01T00:00:00-07:00 E6-8434 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/E6-8434.pdf https://regulations.justia.com/regulations/fedreg/2006/06/01/06-5077.html Notice - Sunshine Act Meeting Notice 2006-06-01T00:00:00-07:00 2006-06-01T00:00:00-07:00 06-5077 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/06-5077.pdf https://regulations.justia.com/regulations/fedreg/2006/06/01/06-4998.html Notice - Self-Regulatory Organizations; National Stock Exchange; Order Granting Approval to Proposed Rule Change To Prohibit Tape Shredding 2006-06-01T00:00:00-07:00 2006-06-01T00:00:00-07:00 06-4998 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-01/pdf/06-4998.pdf