Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/06/23?limit=200&registers=between&mode=atom 2020-02-29T02:26:03-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9938.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Establish an Annual Administrative Fee for Market Data Distributors That Are Recipients of Nasdaq Proprietary Data Products 2006-06-23T00:00:00-07:00 2006-06-23T00:00:00-07:00 E6-9938 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9938.pdf https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9936.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by National Association of Securities Dealers, Inc. To Modify the Fees for Trading and Compliance Data and the Data Package Available to NASD Member Firms via NasdaqTrader.com 2006-06-23T00:00:00-07:00 2006-06-23T00:00:00-07:00 E6-9936 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9936.pdf https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9935.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to the Nullification and Adjustment of Equity Options Transactions 2006-06-23T00:00:00-07:00 2006-06-23T00:00:00-07:00 E6-9935 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9935.pdf https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9934.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Accelerated Approval of Proposed Rule Change as Amended by Amendment No. 1 Relating to the Exchange's Business Conduct Committee and Disciplinary Rules 2006-06-23T00:00:00-07:00 2006-06-23T00:00:00-07:00 E6-9934 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9934.pdf https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9933.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.); Order Granting Approval of a Proposed Rule Change as Amended by Amendments No. 1, No. 2 and No. 4, to Revise Fees for Equity Securities Issued by Operating Companies Listed on the Archipelago Exchange 2006-06-23T00:00:00-07:00 2006-06-23T00:00:00-07:00 E6-9933 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9933.pdf https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9930.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Establishing the OX Trading Platform 2006-06-23T00:00:00-07:00 2006-06-23T00:00:00-07:00 E6-9930 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9930.pdf https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9929.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 To Establish a Package of Real-Time and Near-Real-Time Data Products Called the Market Analytics Data Package 2006-06-23T00:00:00-07:00 2006-06-23T00:00:00-07:00 E6-9929 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9929.pdf https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9694.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Back-Up Communication Channel to Internet Access for Clearing Members 2006-06-23T00:00:00-07:00 2006-06-23T00:00:00-07:00 E6-9694 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9694.pdf