Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/06/21?limit=200&registers=between&mode=atom 2024-04-23T19:42:26-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/06/21/E6-9723.html Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Amendments to Rule 3210 2006-06-21T00:00:00-07:00 2006-06-21T00:00:00-07:00 E6-9723 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-21/pdf/E6-9723.pdf https://regulations.justia.com/regulations/fedreg/2006/06/21/E6-9695.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Order Approving Proposed Rule Change and Amendment Nos. 2 and 3 Thereto Relating to Proposed New Rules 342.24 (“Annual Branch Office Inspection”) and 342.25 (“Risk-Based Surveillance and Branch Office Identification”) To Permit Member Organizations To Classify Appropriate Branch Offices for Cyclical Inspections and Proposed New Rule 342.26 (“Criteria for Inspection Programs”) 2006-06-21T00:00:00-07:00 2006-06-21T00:00:00-07:00 E6-9695 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-21/pdf/E6-9695.pdf https://regulations.justia.com/regulations/fedreg/2006/06/21/E6-9692.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Short Term Option Series Pilot Program 2006-06-21T00:00:00-07:00 2006-06-21T00:00:00-07:00 E6-9692 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-21/pdf/E6-9692.pdf https://regulations.justia.com/regulations/fedreg/2006/06/21/E6-9691.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee for Extension of Time Requests 2006-06-21T00:00:00-07:00 2006-06-21T00:00:00-07:00 E6-9691 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-21/pdf/E6-9691.pdf https://regulations.justia.com/regulations/fedreg/2006/06/21/E6-9690.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change To Amend Phlx Rule 784, Reports of Options 2006-06-21T00:00:00-07:00 2006-06-21T00:00:00-07:00 E6-9690 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-21/pdf/E6-9690.pdf https://regulations.justia.com/regulations/fedreg/2006/06/21/E6-9689.html Notice - Existing Collection; Comment Request 2006-06-21T00:00:00-07:00 2006-06-21T00:00:00-07:00 E6-9689 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-21/pdf/E6-9689.pdf https://regulations.justia.com/regulations/fedreg/2006/06/21/C6-5232.html Rule - Amendments to Plan of Organization and Operation Effective During Emergency Conditions 2006-06-21T00:00:00-07:00 2006-06-21T00:00:00-07:00 C6-5232 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-06-21/pdf/C6-5232.pdf https://regulations.justia.com/regulations/fedreg/2006/06/21/C6-5204.html Notice - Findings of Scientific Misconduct 2006-06-21T00:00:00-07:00 2006-06-21T00:00:00-07:00 C6-5204 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-21/pdf/C6-5204.pdf https://regulations.justia.com/regulations/fedreg/2006/06/21/06-5541.html Notice - Proposed Collection; Comment Request 2006-06-21T00:00:00-07:00 2006-06-21T00:00:00-07:00 06-5541 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-21/pdf/06-5541.pdf