Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/06/16?limit=200&registers=between&mode=atom 2024-11-23T17:06:29-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/06/16/E6-9439.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Mechanism by Which It Will Collect and Pass-Through Fees Owed by Participants to American Depository Receipt Agents for Certain Issues and To Collect a Charge for This Service 2006-06-16T00:00:00-07:00 2006-06-16T00:00:00-07:00 E6-9439 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-16/pdf/E6-9439.pdf https://regulations.justia.com/regulations/fedreg/2006/06/16/E6-9438.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Approval of a Proposed Rule Change To Require Members To Report All Transactions That Must Be Reported to NASD and Are Subject to a Regulatory Transaction Fee to the Nasdaq Market Center and/or the Trade Reporting and Comparison Service 2006-06-16T00:00:00-07:00 2006-06-16T00:00:00-07:00 E6-9438 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-16/pdf/E6-9438.pdf https://regulations.justia.com/regulations/fedreg/2006/06/16/E6-9437.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to List and Trade Index-Linked Notes of Barclays Bank PLC Linked to the Performance of the Goldman Sachs Crude Oil Total Return IndexTM 2006-06-16T00:00:00-07:00 2006-06-16T00:00:00-07:00 E6-9437 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-16/pdf/E6-9437.pdf https://regulations.justia.com/regulations/fedreg/2006/06/16/E6-9436.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of an Options Licensing Fee in Connection With Certain Russell Indexes 2006-06-16T00:00:00-07:00 2006-06-16T00:00:00-07:00 E6-9436 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-16/pdf/E6-9436.pdf https://regulations.justia.com/regulations/fedreg/2006/06/16/E6-9435.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Its Marketing Fee Program 2006-06-16T00:00:00-07:00 2006-06-16T00:00:00-07:00 E6-9435 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-16/pdf/E6-9435.pdf https://regulations.justia.com/regulations/fedreg/2006/06/16/06-5506.html Notice - Sunshine Act; Notice of Meetings 2006-06-16T00:00:00-07:00 2006-06-16T00:00:00-07:00 06-5506 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-16/pdf/06-5506.pdf