Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/06/15?limit=200&registers=between&mode=atom 2021-07-31T18:05:43-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/06/15/E6-9354.html Notice - Self-Regulatory Organizations; National Stock ExchangeSM 2006-06-15T00:00:00-07:00 2006-06-15T00:00:00-07:00 E6-9354 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-15/pdf/E6-9354.pdf https://regulations.justia.com/regulations/fedreg/2006/06/15/E6-9353.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change and Amendment No. 1 Relating to Withdrawal of Obsolete Question-and-Answer Interpretive Guidance Under Former Rule G-38, on Consultants, and Certain Question-and-Answer Interpretive Guidance Relating to the Definition of “Solicitation” Under Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business 2006-06-15T00:00:00-07:00 2006-06-15T00:00:00-07:00 E6-9353 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-15/pdf/E6-9353.pdf https://regulations.justia.com/regulations/fedreg/2006/06/15/E6-9352.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change Consisting of Interpretive Guidance on Customer Protection Obligations of Brokers, Dealers and Municipal Securities Dealers Relating to the Marketing of 529 College Savings Plans 2006-06-15T00:00:00-07:00 2006-06-15T00:00:00-07:00 E6-9352 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-15/pdf/E6-9352.pdf https://regulations.justia.com/regulations/fedreg/2006/06/15/E6-9349.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Modify Nasdaq's Delisting Procedures To Conform to Recent Amendments To Commission Rules Regarding Removal From Listing and Withdrawal From Registration 2006-06-15T00:00:00-07:00 2006-06-15T00:00:00-07:00 E6-9349 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-15/pdf/E6-9349.pdf https://regulations.justia.com/regulations/fedreg/2006/06/15/E6-9348.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Delete an Obsolete Provision in Its Minor Rule Violation Plan 2006-06-15T00:00:00-07:00 2006-06-15T00:00:00-07:00 E6-9348 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-15/pdf/E6-9348.pdf https://regulations.justia.com/regulations/fedreg/2006/06/15/E6-9347.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Definition of Solicitation Under MSRB Rules G-37 and G-38 2006-06-15T00:00:00-07:00 2006-06-15T00:00:00-07:00 E6-9347 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-15/pdf/E6-9347.pdf https://regulations.justia.com/regulations/fedreg/2006/06/15/06-5420.html Notice - Self-Regulatory Organization; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Waiver Extensions 2006-06-15T00:00:00-07:00 2006-06-15T00:00:00-07:00 06-5420 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-15/pdf/06-5420.pdf https://regulations.justia.com/regulations/fedreg/2006/06/15/06-5419.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of an Annual Branch Office System Processing Fee and the Waiver of the Annual Branch Office System Processing Fee and the Annual Branch Office Registration Fee for One Branch Officer per Member per Year 2006-06-15T00:00:00-07:00 2006-06-15T00:00:00-07:00 06-5419 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-15/pdf/06-5419.pdf https://regulations.justia.com/regulations/fedreg/2006/06/15/06-5418.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Odd-Lots in Nasdaq Securities 2006-06-15T00:00:00-07:00 2006-06-15T00:00:00-07:00 06-5418 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-15/pdf/06-5418.pdf https://regulations.justia.com/regulations/fedreg/2006/06/15/06-5417.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Transfer of Securities Among Co-Specialists Within a Specialist Firm 2006-06-15T00:00:00-07:00 2006-06-15T00:00:00-07:00 06-5417 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-15/pdf/06-5417.pdf https://regulations.justia.com/regulations/fedreg/2006/06/15/06-5416.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to Rule A-11, on Indemnification of Members and Employees 2006-06-15T00:00:00-07:00 2006-06-15T00:00:00-07:00 06-5416 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-15/pdf/06-5416.pdf