Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/06/07?limit=200&registers=between&mode=atom 2021-07-30T03:39:43-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8819.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by The NASDAQ Stock Market LLC To Require Securities Be Eligible for a Direct Registration System 2006-06-07T00:00:00-07:00 2006-06-07T00:00:00-07:00 E6-8819 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8819.pdf https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8817.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the American Stock Exchange LLC Relating to Direct Registration System Eligibility Requirements 2006-06-07T00:00:00-07:00 2006-06-07T00:00:00-07:00 E6-8817 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8817.pdf https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8816.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the New York Stock Exchange LLC Amending the Listed Company Manual To Mandate Listed Companies Become Eligible To Participate in a Direct Registration System 2006-06-07T00:00:00-07:00 2006-06-07T00:00:00-07:00 E6-8816 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8816.pdf https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8810.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend NASD Rules To Modify and Expand NASD's Authority To Initiate Trading and Quotation Halts in OTC Equity Securities 2006-06-07T00:00:00-07:00 2006-06-07T00:00:00-07:00 E6-8810 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8810.pdf https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8808.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Declaration of Effectiveness of the Fingerprint Plan of the NASDAQ Stock Market LLC 2006-06-07T00:00:00-07:00 2006-06-07T00:00:00-07:00 E6-8808 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8808.pdf https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8807.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes 2006-06-07T00:00:00-07:00 2006-06-07T00:00:00-07:00 E6-8807 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8807.pdf https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8806.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes 2006-06-07T00:00:00-07:00 2006-06-07T00:00:00-07:00 E6-8806 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8806.pdf https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8805.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Extending the Exchange's Preferred Market-Maker Pilot Program 2006-06-07T00:00:00-07:00 2006-06-07T00:00:00-07:00 E6-8805 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8805.pdf https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8804.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Extend the Pilot Period for Preferenced Orders 2006-06-07T00:00:00-07:00 2006-06-07T00:00:00-07:00 E6-8804 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8804.pdf https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8803.html Notice - Barclays Global Fund Advisors, et al.; Notice of Application 2006-06-07T00:00:00-07:00 2006-06-07T00:00:00-07:00 E6-8803 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8803.pdf https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8802.html Notice - Self-Regulatory Organizations; American Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to Written Compliance and Supervisory Controls 2006-06-07T00:00:00-07:00 2006-06-07T00:00:00-07:00 E6-8802 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8802.pdf https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8801.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Relating to the Processing of Complex Orders in the Hybrid Trading System 2006-06-07T00:00:00-07:00 2006-06-07T00:00:00-07:00 E6-8801 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8801.pdf https://regulations.justia.com/regulations/fedreg/2006/06/07/E6-8800.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 476 2006-06-07T00:00:00-07:00 2006-06-07T00:00:00-07:00 E6-8800 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-07/pdf/E6-8800.pdf