<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/05/23?registers=between Sat, 23 Nov 2024 17:33:37 -0800 Sat, 23 Nov 2024 17:33:37 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/05/23?registers=between Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Zero Bid Options https://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7819.html https://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7819.html Tue, 23 May 2006 00:00:00 -0700 E6-7819 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/E6-7819.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Approving a Proposed Rule Change to Modify the Boston Options Exchange's Fee Schedule to Impose Surcharge Fees for Transactions in Options on ETFs on a Retroactive Basis https://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7818.html https://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7818.html Tue, 23 May 2006 00:00:00 -0700 E6-7818 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/E6-7818.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Reflect the Revised Effective Date of Certain Amendments to NASD's Order Audit Trail System Rules https://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7817.html https://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7817.html Tue, 23 May 2006 00:00:00 -0700 E6-7817 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/E6-7817.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect the Revised Effective Date of Certain Amendments to NASD's Order Audit Trail System Rules https://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7816.html https://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7816.html Tue, 23 May 2006 00:00:00 -0700 E6-7816 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/E6-7816.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Relating to Changes to Its SMART/Track for Buy-Ins Service https://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7805.html https://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7805.html Tue, 23 May 2006 00:00:00 -0700 E6-7805 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/E6-7805.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Effect Certain Fee Changes to Ancillary Services Program https://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7804.html https://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7804.html Tue, 23 May 2006 00:00:00 -0700 E6-7804 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/E6-7804.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7803.html https://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7803.html Tue, 23 May 2006 00:00:00 -0700 E6-7803 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/E6-7803.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7801.html https://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7801.html Tue, 23 May 2006 00:00:00 -0700 E6-7801 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/E6-7801.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend Until June 5, 2007, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals https://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7800.html https://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7800.html Tue, 23 May 2006 00:00:00 -0700 E6-7800 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/E6-7800.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change to Modify Its Rules and Procedures Related to the Collection of Commission Payments https://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7798.html https://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7798.html Tue, 23 May 2006 00:00:00 -0700 E6-7798 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/E6-7798.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend Until June 5, 2007, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals https://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7797.html https://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7797.html Tue, 23 May 2006 00:00:00 -0700 E6-7797 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/E6-7797.pdf Notice - In the Matter of China Energy Savings Technology, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2006/05/23/06-4807.html https://regulations.justia.com/regulations/fedreg/2006/05/23/06-4807.html Tue, 23 May 2006 00:00:00 -0700 06-4807 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/06-4807.pdf