Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/05/23?limit=200®isters=between&mode=atom2024-11-23T17:17:20-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7819.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Zero Bid Options2006-05-23T00:00:00-07:002006-05-23T00:00:00-07:00E6-7819Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/E6-7819.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7818.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Approving a Proposed Rule Change to Modify the Boston Options Exchange's Fee Schedule to Impose Surcharge Fees for Transactions in Options on ETFs on a Retroactive Basis2006-05-23T00:00:00-07:002006-05-23T00:00:00-07:00E6-7818Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/E6-7818.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7817.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Reflect the Revised Effective Date of Certain Amendments to NASD's Order Audit Trail System Rules2006-05-23T00:00:00-07:002006-05-23T00:00:00-07:00E6-7817Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/E6-7817.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7816.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect the Revised Effective Date of Certain Amendments to NASD's Order Audit Trail System Rules2006-05-23T00:00:00-07:002006-05-23T00:00:00-07:00E6-7816Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/E6-7816.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7805.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Relating to Changes to Its SMART/Track for Buy-Ins Service2006-05-23T00:00:00-07:002006-05-23T00:00:00-07:00E6-7805Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/E6-7805.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7804.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Effect Certain Fee Changes to Ancillary Services Program2006-05-23T00:00:00-07:002006-05-23T00:00:00-07:00E6-7804Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/E6-7804.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7803.htmlNotice - Submission for OMB Review; Comment Request2006-05-23T00:00:00-07:002006-05-23T00:00:00-07:00E6-7803Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/E6-7803.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7801.htmlNotice - Submission for OMB Review; Comment Request2006-05-23T00:00:00-07:002006-05-23T00:00:00-07:00E6-7801Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/E6-7801.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7800.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend Until June 5, 2007, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals2006-05-23T00:00:00-07:002006-05-23T00:00:00-07:00E6-7800Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/E6-7800.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7798.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change to Modify Its Rules and Procedures Related to the Collection of Commission Payments2006-05-23T00:00:00-07:002006-05-23T00:00:00-07:00E6-7798Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/E6-7798.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7797.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend Until June 5, 2007, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals2006-05-23T00:00:00-07:002006-05-23T00:00:00-07:00E6-7797Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/E6-7797.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/23/06-4807.htmlNotice - In the Matter of China Energy Savings Technology, Inc.; Order of Suspension of Trading2006-05-23T00:00:00-07:002006-05-23T00:00:00-07:0006-4807Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/06-4807.pdf