<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/05/12?registers=between Sat, 27 Apr 2024 23:37:39 -0700 Sat, 27 Apr 2024 23:37:39 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/05/12?registers=between Notice - Self-Regulatory Organizations; Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.); Notice of Filing of Proposed Rule Change and Amendments No. 1 and No. 2 Thereto To Revise Fees for Equity Securities Issued by Operating Companies Listed on the Archipelago Exchange https://regulations.justia.com/regulations/fedreg/2006/05/12/E6-7270.html https://regulations.justia.com/regulations/fedreg/2006/05/12/E6-7270.html Fri, 12 May 2006 00:00:00 -0700 E6-7270 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-12/pdf/E6-7270.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 thereto, To Eliminate From The Nasdaq Stock Market Inc.'s Corporate Organizational Documents Certain Series of Preferred Stock https://regulations.justia.com/regulations/fedreg/2006/05/12/E6-7269.html https://regulations.justia.com/regulations/fedreg/2006/05/12/E6-7269.html Fri, 12 May 2006 00:00:00 -0700 E6-7269 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-12/pdf/E6-7269.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Regarding the e-DPM Membership Ownership Requirement https://regulations.justia.com/regulations/fedreg/2006/05/12/E6-7267.html https://regulations.justia.com/regulations/fedreg/2006/05/12/E6-7267.html Fri, 12 May 2006 00:00:00 -0700 E6-7267 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-12/pdf/E6-7267.pdf Notice - Phoenix Life Insurance Company, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/05/12/E6-7259.html https://regulations.justia.com/regulations/fedreg/2006/05/12/E6-7259.html Fri, 12 May 2006 00:00:00 -0700 E6-7259 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-12/pdf/E6-7259.pdf Notice - Vanguard Index Funds, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/05/12/E6-7258.html https://regulations.justia.com/regulations/fedreg/2006/05/12/E6-7258.html Fri, 12 May 2006 00:00:00 -0700 E6-7258 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-12/pdf/E6-7258.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Granting Approval To Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 3 and 4 Thereto Relating to Records of Orders and Executions https://regulations.justia.com/regulations/fedreg/2006/05/12/E6-7257.html https://regulations.justia.com/regulations/fedreg/2006/05/12/E6-7257.html Fri, 12 May 2006 00:00:00 -0700 E6-7257 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-12/pdf/E6-7257.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Establish an Annual Administrative Fee for Market Data Distributors That Are Recipients of Nasdaq Proprietary Data Products https://regulations.justia.com/regulations/fedreg/2006/05/12/E6-7256.html https://regulations.justia.com/regulations/fedreg/2006/05/12/E6-7256.html Fri, 12 May 2006 00:00:00 -0700 E6-7256 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-12/pdf/E6-7256.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Establishing a Pilot Option Transaction Charge Credit for Specialists That Send Certain Principal Acting as Agent Orders for Execution Via the Intermarket Option Linkage https://regulations.justia.com/regulations/fedreg/2006/05/12/E6-7246.html https://regulations.justia.com/regulations/fedreg/2006/05/12/E6-7246.html Fri, 12 May 2006 00:00:00 -0700 E6-7246 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-12/pdf/E6-7246.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Its Marketing Fee Program https://regulations.justia.com/regulations/fedreg/2006/05/12/E6-7245.html https://regulations.justia.com/regulations/fedreg/2006/05/12/E6-7245.html Fri, 12 May 2006 00:00:00 -0700 E6-7245 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-12/pdf/E6-7245.pdf Notice - Intermarket Trading System; Notice of Filing and Immediate Effectiveness of the Twenty Third Amendment to the ITS Plan Relating to the Interaction of Chicago Stock Exchange, Inc. With ITS, the Change in Opening of Trading in a Halted Security, and the Change in Name from the New York Stock Exchange, Inc. to New York Stock Exchange LLC and From Pacific Exchange, Inc. to NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2006/05/12/E6-7244.html https://regulations.justia.com/regulations/fedreg/2006/05/12/E6-7244.html Fri, 12 May 2006 00:00:00 -0700 E6-7244 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-12/pdf/E6-7244.pdf