Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/05/02?limit=200&registers=between&mode=atom 2021-09-22T03:58:05-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/05/02/E6-6597.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Handling by INET and Brut of Sub-Penny Orders in Securities Listed on the New York Stock Exchange LLC or the American Stock Exchange LLC 2006-05-02T00:00:00-07:00 2006-05-02T00:00:00-07:00 E6-6597 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-02/pdf/E6-6597.pdf https://regulations.justia.com/regulations/fedreg/2006/05/02/E6-6596.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Chicago Board Options Exchange, Incorporated; Notice of Extension of Comment Periods for the Proposed Rule Changes Relating to Customer Portfolio Margining Requirements 2006-05-02T00:00:00-07:00 2006-05-02T00:00:00-07:00 E6-6596 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-02/pdf/E6-6596.pdf https://regulations.justia.com/regulations/fedreg/2006/05/02/E6-6556.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Maximum Single Order Share Amount in Nasdaq's INET Facility 2006-05-02T00:00:00-07:00 2006-05-02T00:00:00-07:00 E6-6556 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-02/pdf/E6-6556.pdf https://regulations.justia.com/regulations/fedreg/2006/05/02/E6-6555.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Consisting of Interpretive Guidance on Customer Protection Obligations of Brokers, Dealers and Municipal Securities Dealers Relating to the Marketing of 529 College Savings Plans 2006-05-02T00:00:00-07:00 2006-05-02T00:00:00-07:00 E6-6555 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-02/pdf/E6-6555.pdf https://regulations.justia.com/regulations/fedreg/2006/05/02/E6-6554.html Notice - Proposed Collection; Comment Request; 2006-05-02T00:00:00-07:00 2006-05-02T00:00:00-07:00 E6-6554 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-02/pdf/E6-6554.pdf