<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/04?registers=between&min-day=1&max-day=30 Sun, 28 Apr 2024 04:05:30 -0700 Sun, 28 Apr 2024 04:05:30 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/04?registers=between&min-day=1&max-day=30 Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Floor Participant Technology Fee https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6415.html https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6415.html Fri, 28 Apr 2006 00:00:00 -0700 E6-6415 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-28/pdf/E6-6415.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Equities Inc. Rule 5.1(c) https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6414.html https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6414.html Fri, 28 Apr 2006 00:00:00 -0700 E6-6414 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-28/pdf/E6-6414.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.); Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change Relating to Amending Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6413.html https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6413.html Fri, 28 Apr 2006 00:00:00 -0700 E6-6413 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-28/pdf/E6-6413.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Written Compliance and Supervisory Controls https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6412.html https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6412.html Fri, 28 Apr 2006 00:00:00 -0700 E6-6412 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-28/pdf/E6-6412.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Approving Proposed Rule Change and Amendments No. 1 and 2 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Relating to the Proposal to Reorganize From its Current Structure Into a Holding Company Structure https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6411.html https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6411.html Fri, 28 Apr 2006 00:00:00 -0700 E6-6411 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-28/pdf/E6-6411.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NASD Rule 4500 Series To Describe an Application of Nasdaq's Authority To Waive Fees and To Make Certain Technical Changes https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6410.html https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6410.html Fri, 28 Apr 2006 00:00:00 -0700 E6-6410 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-28/pdf/E6-6410.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Regarding Restrictions on Affiliation Between Nasdaq and Its Members https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6376.html https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6376.html Fri, 28 Apr 2006 00:00:00 -0700 E6-6376 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-28/pdf/E6-6376.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Operation of NASD's Alternative Display Facility as a Temporary Pilot https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6375.html https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6375.html Fri, 28 Apr 2006 00:00:00 -0700 E6-6375 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-28/pdf/E6-6375.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Relating to the Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock® (QQQQ) https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6374.html https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6374.html Fri, 28 Apr 2006 00:00:00 -0700 E6-6374 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-28/pdf/E6-6374.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 to the Proposed Rule Change To Amend Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6373.html https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6373.html Fri, 28 Apr 2006 00:00:00 -0700 E6-6373 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-28/pdf/E6-6373.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 2 and 3 to the Proposed Rule Change Relating to Amending Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registrations https://regulations.justia.com/regulations/fedreg/2006/04/27/E6-6345.html https://regulations.justia.com/regulations/fedreg/2006/04/27/E6-6345.html Thu, 27 Apr 2006 00:00:00 -0700 E6-6345 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-27/pdf/E6-6345.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fees Associated With Participation in the Web Central Registration Depository https://regulations.justia.com/regulations/fedreg/2006/04/27/E6-6322.html https://regulations.justia.com/regulations/fedreg/2006/04/27/E6-6322.html Thu, 27 Apr 2006 00:00:00 -0700 E6-6322 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-27/pdf/E6-6322.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto Relating to Proposed New Rules 342.24 (“Annual Branch Office Inspection”) and 342.25 (“Risk-Based Surveillance and Branch Office Identification”) to Permit Member Organizations to Classify Appropriate Branch Offices for Cyclical Inspections and Proposed New Rule 342.26 (“Criteria for Inspection Programs”) https://regulations.justia.com/regulations/fedreg/2006/04/27/E6-6321.html https://regulations.justia.com/regulations/fedreg/2006/04/27/E6-6321.html Thu, 27 Apr 2006 00:00:00 -0700 E6-6321 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-27/pdf/E6-6321.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 2 Thereto To Amend Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration https://regulations.justia.com/regulations/fedreg/2006/04/27/E6-6320.html https://regulations.justia.com/regulations/fedreg/2006/04/27/E6-6320.html Thu, 27 Apr 2006 00:00:00 -0700 E6-6320 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-27/pdf/E6-6320.pdf Notice - Joint Industry Plan; Notice of Filing and Order Granting Temporary Effectiveness of Amendment To Plan Establishing Procedures Under Rule 605 of Regulation NMS https://regulations.justia.com/regulations/fedreg/2006/04/27/E6-6319.html https://regulations.justia.com/regulations/fedreg/2006/04/27/E6-6319.html Thu, 27 Apr 2006 00:00:00 -0700 E6-6319 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-27/pdf/E6-6319.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Granting Approval of a Proposed Rule Change and Amendment Nos. 1, 2, and 3 To Amend Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration https://regulations.justia.com/regulations/fedreg/2006/04/27/E6-6318.html https://regulations.justia.com/regulations/fedreg/2006/04/27/E6-6318.html Thu, 27 Apr 2006 00:00:00 -0700 E6-6318 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-27/pdf/E6-6318.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change To Establish the Nasdaq Halt Cross https://regulations.justia.com/regulations/fedreg/2006/04/27/E6-6317.html https://regulations.justia.com/regulations/fedreg/2006/04/27/E6-6317.html Thu, 27 Apr 2006 00:00:00 -0700 E6-6317 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-27/pdf/E6-6317.pdf Notice - In the Matter of Skygivers, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2006/04/27/06-4010.html https://regulations.justia.com/regulations/fedreg/2006/04/27/06-4010.html Thu, 27 Apr 2006 00:00:00 -0700 06-4010 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-27/pdf/06-4010.pdf Notice - In the Matter of Bullhide Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2006/04/27/06-4009.html https://regulations.justia.com/regulations/fedreg/2006/04/27/06-4009.html Thu, 27 Apr 2006 00:00:00 -0700 06-4009 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-27/pdf/06-4009.pdf Notice - Order Extending Term of Short Sale Pilot https://regulations.justia.com/regulations/fedreg/2006/04/26/E6-6250.html https://regulations.justia.com/regulations/fedreg/2006/04/26/E6-6250.html Wed, 26 Apr 2006 00:00:00 -0700 E6-6250 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-26/pdf/E6-6250.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Centralized Billing Process Relating to the Profile Modification System in DRS https://regulations.justia.com/regulations/fedreg/2006/04/26/E6-6249.html https://regulations.justia.com/regulations/fedreg/2006/04/26/E6-6249.html Wed, 26 Apr 2006 00:00:00 -0700 E6-6249 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-26/pdf/E6-6249.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Nullification and Adjustment of Equity Options Transactions https://regulations.justia.com/regulations/fedreg/2006/04/26/E6-6231.html https://regulations.justia.com/regulations/fedreg/2006/04/26/E6-6231.html Wed, 26 Apr 2006 00:00:00 -0700 E6-6231 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-26/pdf/E6-6231.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Specialist Participant Fees and Credits https://regulations.justia.com/regulations/fedreg/2006/04/26/E6-6230.html https://regulations.justia.com/regulations/fedreg/2006/04/26/E6-6230.html Wed, 26 Apr 2006 00:00:00 -0700 E6-6230 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-26/pdf/E6-6230.pdf Notice - In the Matter of Image Globe Solutions, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2006/04/26/06-3980.html https://regulations.justia.com/regulations/fedreg/2006/04/26/06-3980.html Wed, 26 Apr 2006 00:00:00 -0700 06-3980 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-26/pdf/06-3980.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Automated Delivery and Handling of Stop and Stop-Limit Orders https://regulations.justia.com/regulations/fedreg/2006/04/25/E6-6147.html https://regulations.justia.com/regulations/fedreg/2006/04/25/E6-6147.html Tue, 25 Apr 2006 00:00:00 -0700 E6-6147 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-25/pdf/E6-6147.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of a Licensing Fee for Options on the First Trust IPOX-100 Index Fund Shares https://regulations.justia.com/regulations/fedreg/2006/04/25/E6-6146.html https://regulations.justia.com/regulations/fedreg/2006/04/25/E6-6146.html Tue, 25 Apr 2006 00:00:00 -0700 E6-6146 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-25/pdf/E6-6146.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Brut's Routing Order Process https://regulations.justia.com/regulations/fedreg/2006/04/25/E6-6126.html https://regulations.justia.com/regulations/fedreg/2006/04/25/E6-6126.html Tue, 25 Apr 2006 00:00:00 -0700 E6-6126 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-25/pdf/E6-6126.pdf Notice - Public Company Accounting Oversight Board; Order Approving Proposed Ethics and Independence Rules Concerning Independence, Tax Services, and Contingent Fees and Notice of Filing and Order Granting Accelerated Approval of the Amendment Delaying Implementation of Certain of These Rules https://regulations.justia.com/regulations/fedreg/2006/04/25/E6-6125.html https://regulations.justia.com/regulations/fedreg/2006/04/25/E6-6125.html Tue, 25 Apr 2006 00:00:00 -0700 E6-6125 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-25/pdf/E6-6125.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 To Amend Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6078.html https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6078.html Mon, 24 Apr 2006 00:00:00 -0700 E6-6078 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-24/pdf/E6-6078.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To List and Trade Shares of the iShares GSCI Commodity Indexed Trust Under New Rules 1300B and 1301B, et seq. https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6077.html https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6077.html Mon, 24 Apr 2006 00:00:00 -0700 E6-6077 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-24/pdf/E6-6077.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Amendments to Rule 3080 (Disclosure to Associated Persons When Signing Form U-4) https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6076.html https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6076.html Mon, 24 Apr 2006 00:00:00 -0700 E6-6076 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-24/pdf/E6-6076.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 To Amend Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6074.html https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6074.html Mon, 24 Apr 2006 00:00:00 -0700 E6-6074 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-24/pdf/E6-6074.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to List and Trade Index-Linked Securities of Barclays Bank PLC Linked to the Performance of the GSCI® Total Return Index https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6073.html https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6073.html Mon, 24 Apr 2006 00:00:00 -0700 E6-6073 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-24/pdf/E6-6073.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Delaying Implementation of Its Cancellation Fee https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6072.html https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6072.html Mon, 24 Apr 2006 00:00:00 -0700 E6-6072 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-24/pdf/E6-6072.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change Relating to the Prohibition of Trade Shredding https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6070.html https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6070.html Mon, 24 Apr 2006 00:00:00 -0700 E6-6070 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-24/pdf/E6-6070.pdf Notice - Bridgeway Funds, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6068.html https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6068.html Mon, 24 Apr 2006 00:00:00 -0700 E6-6068 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-24/pdf/E6-6068.pdf Notice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing of Proposed Rule Change To Prohibit Tape Shredding https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6067.html https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6067.html Mon, 24 Apr 2006 00:00:00 -0700 E6-6067 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-24/pdf/E6-6067.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation and National Securities Clearing Corporation; Notice of Filing of Proposed Rule Changes To Institute a Clearing Fund Premium Based Upon a Member's Clearing Fund Requirement To Excess Regulatory Capital Ratio https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6066.html https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6066.html Mon, 24 Apr 2006 00:00:00 -0700 E6-6066 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-24/pdf/E6-6066.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change and Amendment No. 1 Thereto Relating to Procedures for Denying Initial and Continued Listing https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6040.html https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6040.html Mon, 24 Apr 2006 00:00:00 -0700 E6-6040 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-24/pdf/E6-6040.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Commentary .10 to Amex Rule 958 and Commentary .09 to Amex Rule 958-ANTE https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6039.html https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6039.html Mon, 24 Apr 2006 00:00:00 -0700 E6-6039 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-24/pdf/E6-6039.pdf Notice - Frank Russell Investment Company, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/04/21/E6-5974.html https://regulations.justia.com/regulations/fedreg/2006/04/21/E6-5974.html Fri, 21 Apr 2006 00:00:00 -0700 E6-5974 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-21/pdf/E6-5974.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Proposal To List and Trade Index-Linked Securities of Barclays Bank PLC Linked to the Performance of the Dow Jones-AIG Commodity Index Total https://regulations.justia.com/regulations/fedreg/2006/04/21/06-3761.html https://regulations.justia.com/regulations/fedreg/2006/04/21/06-3761.html Fri, 21 Apr 2006 00:00:00 -0700 06-3761 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-21/pdf/06-3761.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change to Amend the Criteria Used to Place Participants on Surveillance Status https://regulations.justia.com/regulations/fedreg/2006/04/20/E6-5933.html https://regulations.justia.com/regulations/fedreg/2006/04/20/E6-5933.html Thu, 20 Apr 2006 00:00:00 -0700 E6-5933 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-20/pdf/E6-5933.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Relocation of Registered Options Traders Assigned Options Classes https://regulations.justia.com/regulations/fedreg/2006/04/20/E6-5920.html https://regulations.justia.com/regulations/fedreg/2006/04/20/E6-5920.html Thu, 20 Apr 2006 00:00:00 -0700 E6-5920 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-20/pdf/E6-5920.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Allocation and Performance Evaluation Procedures for Securities Admitted to Dealings on an Unlisted Basis https://regulations.justia.com/regulations/fedreg/2006/04/20/E6-5919.html https://regulations.justia.com/regulations/fedreg/2006/04/20/E6-5919.html Thu, 20 Apr 2006 00:00:00 -0700 E6-5919 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-20/pdf/E6-5919.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendments No. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 Relating to the Establishment of a New Class of Registered Options Trader Called a Remote Registered Options Trader https://regulations.justia.com/regulations/fedreg/2006/04/20/E6-5918.html https://regulations.justia.com/regulations/fedreg/2006/04/20/E6-5918.html Thu, 20 Apr 2006 00:00:00 -0700 E6-5918 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-20/pdf/E6-5918.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendments No. 1 and No. 2 Thereto, Increasing Linkage Inbound Principal Order Fees https://regulations.justia.com/regulations/fedreg/2006/04/20/E6-5916.html https://regulations.justia.com/regulations/fedreg/2006/04/20/E6-5916.html Thu, 20 Apr 2006 00:00:00 -0700 E6-5916 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-20/pdf/E6-5916.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Accelerated Approval of Proposed Rule Change Relating to Proposed Amendments to IM 2110-2 to Codify NASD's Existing Position that the Manning Rule Applies to All Members, Whether Acting as a Market Maker or Not https://regulations.justia.com/regulations/fedreg/2006/04/20/E6-5915.html https://regulations.justia.com/regulations/fedreg/2006/04/20/E6-5915.html Thu, 20 Apr 2006 00:00:00 -0700 E6-5915 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-20/pdf/E6-5915.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2006/04/20/06-3800.html https://regulations.justia.com/regulations/fedreg/2006/04/20/06-3800.html Thu, 20 Apr 2006 00:00:00 -0700 06-3800 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-20/pdf/06-3800.pdf Rule - Policy Statement Concerning Subpoenas to Members of the News Media https://regulations.justia.com/regulations/fedreg/2006/04/20/06-3739.html https://regulations.justia.com/regulations/fedreg/2006/04/20/06-3739.html Thu, 20 Apr 2006 00:00:00 -0700 06-3739 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-04-20/pdf/06-3739.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Modify Order Delivery Charges for Orders Delivered to Nasdaq Market Center Participants https://regulations.justia.com/regulations/fedreg/2006/04/19/E6-5855.html https://regulations.justia.com/regulations/fedreg/2006/04/19/E6-5855.html Wed, 19 Apr 2006 00:00:00 -0700 E6-5855 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-19/pdf/E6-5855.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Amend the Fees Related to Off-Floor Traders https://regulations.justia.com/regulations/fedreg/2006/04/19/E6-5854.html https://regulations.justia.com/regulations/fedreg/2006/04/19/E6-5854.html Wed, 19 Apr 2006 00:00:00 -0700 E6-5854 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-19/pdf/E6-5854.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Restrictions on Arbitrators serving on CBOE's Arbitration Committee https://regulations.justia.com/regulations/fedreg/2006/04/19/E6-5853.html https://regulations.justia.com/regulations/fedreg/2006/04/19/E6-5853.html Wed, 19 Apr 2006 00:00:00 -0700 E6-5853 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-19/pdf/E6-5853.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendments No. 2 and 3 Thereto Relating to the Establishment of a New Class of Registered Options Trader Called a Supplemental Registered Options Trader (“SROT”) https://regulations.justia.com/regulations/fedreg/2006/04/19/E6-5800.html https://regulations.justia.com/regulations/fedreg/2006/04/19/E6-5800.html Wed, 19 Apr 2006 00:00:00 -0700 E6-5800 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-19/pdf/E6-5800.pdf Notice - Order Regarding Review of Financial Accounting Standards Board Accounting Support Fee for 2006 Under Section 109 of The Sarbanes-Oxley Act of 2002 https://regulations.justia.com/regulations/fedreg/2006/04/19/E6-5798.html https://regulations.justia.com/regulations/fedreg/2006/04/19/E6-5798.html Wed, 19 Apr 2006 00:00:00 -0700 E6-5798 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-19/pdf/E6-5798.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/04/19/E6-5797.html https://regulations.justia.com/regulations/fedreg/2006/04/19/E6-5797.html Wed, 19 Apr 2006 00:00:00 -0700 E6-5797 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-19/pdf/E6-5797.pdf Notice - Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2006 https://regulations.justia.com/regulations/fedreg/2006/04/19/E6-5796.html https://regulations.justia.com/regulations/fedreg/2006/04/19/E6-5796.html Wed, 19 Apr 2006 00:00:00 -0700 E6-5796 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-19/pdf/E6-5796.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Regulatory Fees https://regulations.justia.com/regulations/fedreg/2006/04/19/E6-5794.html https://regulations.justia.com/regulations/fedreg/2006/04/19/E6-5794.html Wed, 19 Apr 2006 00:00:00 -0700 E6-5794 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-19/pdf/E6-5794.pdf Notice - Special Value Opportunities Fund, LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/04/18/E6-5709.html https://regulations.justia.com/regulations/fedreg/2006/04/18/E6-5709.html Tue, 18 Apr 2006 00:00:00 -0700 E6-5709 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-18/pdf/E6-5709.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Non-ISE Market Maker Orders https://regulations.justia.com/regulations/fedreg/2006/04/18/E6-5708.html https://regulations.justia.com/regulations/fedreg/2006/04/18/E6-5708.html Tue, 18 Apr 2006 00:00:00 -0700 E6-5708 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-18/pdf/E6-5708.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of the Plan for Allocation of Regulatory Responsibilities Between The NASDAQ Stock Market LLC and the National Association of Securities Dealers, Inc. https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5693.html https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5693.html Mon, 17 Apr 2006 00:00:00 -0700 E6-5693 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5693.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5689.html https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5689.html Mon, 17 Apr 2006 00:00:00 -0700 E6-5689 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5689.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5685.html https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5685.html Mon, 17 Apr 2006 00:00:00 -0700 E6-5685 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5685.pdf Notice - Submission for OMB Review; Comment Requested https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5684.html https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5684.html Mon, 17 Apr 2006 00:00:00 -0700 E6-5684 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5684.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5682.html https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5682.html Mon, 17 Apr 2006 00:00:00 -0700 E6-5682 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5682.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5680.html https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5680.html Mon, 17 Apr 2006 00:00:00 -0700 E6-5680 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5680.pdf Notice - Submitted for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5676.html https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5676.html Mon, 17 Apr 2006 00:00:00 -0700 E6-5676 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5676.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5674.html https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5674.html Mon, 17 Apr 2006 00:00:00 -0700 E6-5674 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5674.pdf Notice - Submissions for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5672.html https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5672.html Mon, 17 Apr 2006 00:00:00 -0700 E6-5672 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5672.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5670.html https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5670.html Mon, 17 Apr 2006 00:00:00 -0700 E6-5670 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5670.pdf Notice - Self-Regulatory Organizations; Order Approving Minor Rule Violation Plan for The NASDAQ Stock Market LLC https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5653.html https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5653.html Mon, 17 Apr 2006 00:00:00 -0700 E6-5653 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5653.pdf Notice - Self-Regulatory Organizations; Board of Trade of the City of Chicago, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Customer Margin Requirements for Security Futures https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5650.html https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5650.html Mon, 17 Apr 2006 00:00:00 -0700 E6-5650 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5650.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5648.html https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5648.html Mon, 17 Apr 2006 00:00:00 -0700 E6-5648 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5648.pdf Notice - Self-Regulatory Organizations; Board of Trade of the City of Chicago, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Security Futures Market Maker Registration Policy and Procedures https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5611.html https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5611.html Mon, 17 Apr 2006 00:00:00 -0700 E6-5611 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5611.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.); Order Granting Approval of Proposed Rule Change Relating to Clearly Erroneous Executions https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5609.html https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5609.html Mon, 17 Apr 2006 00:00:00 -0700 E6-5609 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5609.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Fee for the Brut Workstation https://regulations.justia.com/regulations/fedreg/2006/04/14/E6-5549.html https://regulations.justia.com/regulations/fedreg/2006/04/14/E6-5549.html Fri, 14 Apr 2006 00:00:00 -0700 E6-5549 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-14/pdf/E6-5549.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto To List for Trading Options on the iShares MSCI Emerging Markets Index Fund https://regulations.justia.com/regulations/fedreg/2006/04/14/E6-5548.html https://regulations.justia.com/regulations/fedreg/2006/04/14/E6-5548.html Fri, 14 Apr 2006 00:00:00 -0700 E6-5548 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-14/pdf/E6-5548.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to Restated Articles of Incorporation and By-Laws https://regulations.justia.com/regulations/fedreg/2006/04/14/E6-5529.html https://regulations.justia.com/regulations/fedreg/2006/04/14/E6-5529.html Fri, 14 Apr 2006 00:00:00 -0700 E6-5529 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-14/pdf/E6-5529.pdf Notice - Sunshine Act Meeting Notice https://regulations.justia.com/regulations/fedreg/2006/04/14/06-3652.html https://regulations.justia.com/regulations/fedreg/2006/04/14/06-3652.html Fri, 14 Apr 2006 00:00:00 -0700 06-3652 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-14/pdf/06-3652.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2006/04/14/06-3341.html https://regulations.justia.com/regulations/fedreg/2006/04/14/06-3341.html Fri, 14 Apr 2006 00:00:00 -0700 06-3341 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-14/pdf/06-3341.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Change the Names of the Pacific Exchange, Inc., PCX Equities, Inc., PCX Holdings, Inc., and the Archipelago Exchange, L.L.C. https://regulations.justia.com/regulations/fedreg/2006/04/13/E6-5486.html https://regulations.justia.com/regulations/fedreg/2006/04/13/E6-5486.html Thu, 13 Apr 2006 00:00:00 -0700 E6-5486 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-13/pdf/E6-5486.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Brokers Executing as Principal Orders They Represent as Agent https://regulations.justia.com/regulations/fedreg/2006/04/13/E6-5485.html https://regulations.justia.com/regulations/fedreg/2006/04/13/E6-5485.html Thu, 13 Apr 2006 00:00:00 -0700 E6-5485 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-13/pdf/E6-5485.pdf Notice - Van Eck Associates Corporation, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/04/13/E6-5483.html https://regulations.justia.com/regulations/fedreg/2006/04/13/E6-5483.html Thu, 13 Apr 2006 00:00:00 -0700 E6-5483 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-13/pdf/E6-5483.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Modify the Boston Options Exchange's Fee Schedule To Impose Surcharge Fees for Transactions in Options on ETFs on a Retroactive Basis https://regulations.justia.com/regulations/fedreg/2006/04/13/E6-5482.html https://regulations.justia.com/regulations/fedreg/2006/04/13/E6-5482.html Thu, 13 Apr 2006 00:00:00 -0700 E6-5482 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-13/pdf/E6-5482.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees on the Russell 1000 Index https://regulations.justia.com/regulations/fedreg/2006/04/13/E6-5480.html https://regulations.justia.com/regulations/fedreg/2006/04/13/E6-5480.html Thu, 13 Apr 2006 00:00:00 -0700 E6-5480 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-13/pdf/E6-5480.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to the Exchange's Allocation Policy and Procedures (NYSE Rules 103A, 103B, 123E and 476A) https://regulations.justia.com/regulations/fedreg/2006/04/12/E6-5368.html https://regulations.justia.com/regulations/fedreg/2006/04/12/E6-5368.html Wed, 12 Apr 2006 00:00:00 -0700 E6-5368 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-12/pdf/E6-5368.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Orders Marked Sell Short Entered Before the Opening https://regulations.justia.com/regulations/fedreg/2006/04/12/E6-5367.html https://regulations.justia.com/regulations/fedreg/2006/04/12/E6-5367.html Wed, 12 Apr 2006 00:00:00 -0700 E6-5367 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-12/pdf/E6-5367.pdf Notice - Self-Regulatory Organizations; NYSE Acra, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Exchange Fees and Charges https://regulations.justia.com/regulations/fedreg/2006/04/12/E6-5366.html https://regulations.justia.com/regulations/fedreg/2006/04/12/E6-5366.html Wed, 12 Apr 2006 00:00:00 -0700 E6-5366 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-12/pdf/E6-5366.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Permanent Approval of a Pilot Program Relating to Access to the Exchange's Hybrid Automatic Execution System https://regulations.justia.com/regulations/fedreg/2006/04/12/E6-5365.html https://regulations.justia.com/regulations/fedreg/2006/04/12/E6-5365.html Wed, 12 Apr 2006 00:00:00 -0700 E6-5365 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-12/pdf/E6-5365.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change To Allow Nasdaq To Take Certain Actions on Behalf of Its Issuers in Connection With Nasdaq's Transition to a National Securities Exchange https://regulations.justia.com/regulations/fedreg/2006/04/12/E6-5364.html https://regulations.justia.com/regulations/fedreg/2006/04/12/E6-5364.html Wed, 12 Apr 2006 00:00:00 -0700 E6-5364 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-12/pdf/E6-5364.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to the Prohibition of Trade Shredding by Members https://regulations.justia.com/regulations/fedreg/2006/04/12/E6-5363.html https://regulations.justia.com/regulations/fedreg/2006/04/12/E6-5363.html Wed, 12 Apr 2006 00:00:00 -0700 E6-5363 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-12/pdf/E6-5363.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Registration Filing Requirements and Reporting Requirements https://regulations.justia.com/regulations/fedreg/2006/04/12/E6-5362.html https://regulations.justia.com/regulations/fedreg/2006/04/12/E6-5362.html Wed, 12 Apr 2006 00:00:00 -0700 E6-5362 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-12/pdf/E6-5362.pdf Notice - Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission will hold the following meeting during the week of April 10, 2006: https://regulations.justia.com/regulations/fedreg/2006/04/12/06-3544.html https://regulations.justia.com/regulations/fedreg/2006/04/12/06-3544.html Wed, 12 Apr 2006 00:00:00 -0700 06-3544 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-12/pdf/06-3544.pdf Notice - John Hancock Trust et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/04/11/E6-5245.html https://regulations.justia.com/regulations/fedreg/2006/04/11/E6-5245.html Tue, 11 Apr 2006 00:00:00 -0700 E6-5245 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-11/pdf/E6-5245.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto To Amend NYSE Rule 619 To Clarify That Failure To Appear or Produce Documents in Arbitration May Be Deemed Conduct Inconsistent With Just and Equitable Principles of Trade https://regulations.justia.com/regulations/fedreg/2006/04/11/E6-5244.html https://regulations.justia.com/regulations/fedreg/2006/04/11/E6-5244.html Tue, 11 Apr 2006 00:00:00 -0700 E6-5244 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-11/pdf/E6-5244.pdf Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 thereto to Establish New NASD Rule 2290 Regarding Fairness Opinions https://regulations.justia.com/regulations/fedreg/2006/04/11/E6-5237.html https://regulations.justia.com/regulations/fedreg/2006/04/11/E6-5237.html Tue, 11 Apr 2006 00:00:00 -0700 E6-5237 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-11/pdf/E6-5237.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Short Sale Delivery Requirements https://regulations.justia.com/regulations/fedreg/2006/04/11/E6-5236.html https://regulations.justia.com/regulations/fedreg/2006/04/11/E6-5236.html Tue, 11 Apr 2006 00:00:00 -0700 E6-5236 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-11/pdf/E6-5236.pdf Notice - In the Matter of Golden Apple Oil and Gas, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2006/04/11/06-3485.html https://regulations.justia.com/regulations/fedreg/2006/04/11/06-3485.html Tue, 11 Apr 2006 00:00:00 -0700 06-3485 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-11/pdf/06-3485.pdf Notice - In the Matter of KSW Industries, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2006/04/11/06-3484.html https://regulations.justia.com/regulations/fedreg/2006/04/11/06-3484.html Tue, 11 Apr 2006 00:00:00 -0700 06-3484 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-11/pdf/06-3484.pdf Notice - The Travelers Insurance Company, et al. and MetLife Investors Insurance Company, et al. https://regulations.justia.com/regulations/fedreg/2006/04/11/06-3318.html https://regulations.justia.com/regulations/fedreg/2006/04/11/06-3318.html Tue, 11 Apr 2006 00:00:00 -0700 06-3318 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-11/pdf/06-3318.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Bylaws of CHX Holdings, Inc. https://regulations.justia.com/regulations/fedreg/2006/04/10/E6-5183.html https://regulations.justia.com/regulations/fedreg/2006/04/10/E6-5183.html Mon, 10 Apr 2006 00:00:00 -0700 E6-5183 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-10/pdf/E6-5183.pdf Notice - Advisory Committee on Smaller Public Companies https://regulations.justia.com/regulations/fedreg/2006/04/10/E6-5182.html https://regulations.justia.com/regulations/fedreg/2006/04/10/E6-5182.html Mon, 10 Apr 2006 00:00:00 -0700 E6-5182 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-10/pdf/E6-5182.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/04/10/E6-5181.html https://regulations.justia.com/regulations/fedreg/2006/04/10/E6-5181.html Mon, 10 Apr 2006 00:00:00 -0700 E6-5181 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-10/pdf/E6-5181.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Certificate of Incorporation of NYSE Arca Holdings, Inc. https://regulations.justia.com/regulations/fedreg/2006/04/10/E6-5152.html https://regulations.justia.com/regulations/fedreg/2006/04/10/E6-5152.html Mon, 10 Apr 2006 00:00:00 -0700 E6-5152 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-10/pdf/E6-5152.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rules and Procedures Governing the Execution of Complex Orders Involving Options and Securities Futures https://regulations.justia.com/regulations/fedreg/2006/04/10/E6-5151.html https://regulations.justia.com/regulations/fedreg/2006/04/10/E6-5151.html Mon, 10 Apr 2006 00:00:00 -0700 E6-5151 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-10/pdf/E6-5151.pdf Notice - Self-Regulatory Organizations; The Pacific Exchange, Inc. (n/k/a “NYSE Arca, Inc.”); Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fees for Lead Market Makers, Transactions Within Exchange Traded Funds Listed on The New York Stock Exchange, Inc., and Registration and Transaction Fees for Equity Trading Permit Holders https://regulations.justia.com/regulations/fedreg/2006/04/10/E6-5149.html https://regulations.justia.com/regulations/fedreg/2006/04/10/E6-5149.html Mon, 10 Apr 2006 00:00:00 -0700 E6-5149 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-10/pdf/E6-5149.pdf Notice - Joint Industry Plan; Notice of Filing of Options Regulatory Surveillance Authority Plan by the American Stock Exchange LLC, Boston Stock Exchange, Inc., Chicago Board Options Exchange, Incorporated, International Securities Exchange, Inc., Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.) and Philadelphia Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2006/04/10/E6-5147.html https://regulations.justia.com/regulations/fedreg/2006/04/10/E6-5147.html Mon, 10 Apr 2006 00:00:00 -0700 E6-5147 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-10/pdf/E6-5147.pdf Proposed Rule - Joint Proposed Rules: Application of the Definition of Narrow-Based Security Index to Debt Securities Indexes and Security Futures on Debt Securities https://regulations.justia.com/regulations/fedreg/2006/04/10/06-3188.html https://regulations.justia.com/regulations/fedreg/2006/04/10/06-3188.html Mon, 10 Apr 2006 00:00:00 -0700 06-3188 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2006-04-10/pdf/06-3188.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Session/API Fees https://regulations.justia.com/regulations/fedreg/2006/04/07/Z6-4274.html https://regulations.justia.com/regulations/fedreg/2006/04/07/Z6-4274.html Fri, 07 Apr 2006 00:00:00 -0700 Z6-4274 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-07/pdf/Z6-4274.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Class Quoting Limit in the Option Class Apple Computer https://regulations.justia.com/regulations/fedreg/2006/04/07/E6-5084.html https://regulations.justia.com/regulations/fedreg/2006/04/07/E6-5084.html Fri, 07 Apr 2006 00:00:00 -0700 E6-5084 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-07/pdf/E6-5084.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/04/07/E6-5082.html https://regulations.justia.com/regulations/fedreg/2006/04/07/E6-5082.html Fri, 07 Apr 2006 00:00:00 -0700 E6-5082 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-07/pdf/E6-5082.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change Relating to the Real-Time NYSE OpenBook® Service and OpenBook® Fees and Order Approving Proposed Rule Change Relating to the Contract Terms Governing Vendor Displays of NYSE OpenBook® Data, and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 2 Thereto https://regulations.justia.com/regulations/fedreg/2006/04/07/E6-5058.html https://regulations.justia.com/regulations/fedreg/2006/04/07/E6-5058.html Fri, 07 Apr 2006 00:00:00 -0700 E6-5058 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-07/pdf/E6-5058.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Dissemination of Index Values https://regulations.justia.com/regulations/fedreg/2006/04/07/E6-5057.html https://regulations.justia.com/regulations/fedreg/2006/04/07/E6-5057.html Fri, 07 Apr 2006 00:00:00 -0700 E6-5057 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-07/pdf/E6-5057.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2006/04/07/06-3390.html https://regulations.justia.com/regulations/fedreg/2006/04/07/06-3390.html Fri, 07 Apr 2006 00:00:00 -0700 06-3390 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-07/pdf/06-3390.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Relating to the Exposure Period for Crossing Orders in the Hybrid Trading System https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-5034.html https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-5034.html Thu, 06 Apr 2006 00:00:00 -0700 E6-5034 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/E6-5034.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 3 Thereto Relating to Rule 4350(e) To Amend the Annual Shareholder Meeting Requirement https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-5033.html https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-5033.html Thu, 06 Apr 2006 00:00:00 -0700 E6-5033 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/E6-5033.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change to Rule 431 (“Margin Requirements”) and Rule 726 (“Delivery of Options Disclosure Document and Prospectus”) To Expand the Products Eligible for Customer Portfolio Margining and Cross-Margining and Eliminate Separate Cross-Margin Accounts https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-5019.html https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-5019.html Thu, 06 Apr 2006 00:00:00 -0700 E6-5019 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/E6-5019.pdf Notice - Pacific Life Insurance Company, et al. https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-5016.html https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-5016.html Thu, 06 Apr 2006 00:00:00 -0700 E6-5016 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/E6-5016.pdf Notice - Order Granting an Application of Peoples Financial Corporation Under Section 12(h) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-5014.html https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-5014.html Thu, 06 Apr 2006 00:00:00 -0700 E6-5014 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/E6-5014.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-5006.html https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-5006.html Thu, 06 Apr 2006 00:00:00 -0700 E6-5006 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/E6-5006.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Exchange Rules 475 and 476 https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-4990.html https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-4990.html Thu, 06 Apr 2006 00:00:00 -0700 E6-4990 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/E6-4990.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to Customer Portfolio Margining Requirements https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-4989.html https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-4989.html Thu, 06 Apr 2006 00:00:00 -0700 E6-4989 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/E6-4989.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to NYSE Rule 103.12 Regarding Time Tracking Requirements of Specialists and Clerks https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-4987.html https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-4987.html Thu, 06 Apr 2006 00:00:00 -0700 E6-4987 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/E6-4987.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Expand NASD's Order Audit Trail System Exemptive Authority To Include Recording Requirements https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-4986.html https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-4986.html Thu, 06 Apr 2006 00:00:00 -0700 E6-4986 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/E6-4986.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Listing and Trading of Units of the United States Oil Fund, LP https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-4971.html https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-4971.html Thu, 06 Apr 2006 00:00:00 -0700 E6-4971 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/E6-4971.pdf Rule - Technical Amendments to Form ADV, Form ADV-W, Form ADV-H, Form ADV-E https://regulations.justia.com/regulations/fedreg/2006/04/06/06-3322.html https://regulations.justia.com/regulations/fedreg/2006/04/06/06-3322.html Thu, 06 Apr 2006 00:00:00 -0700 06-3322 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/06-3322.pdf Notice - Self-Regulatory Organization; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Interpretive Notice to Compliance Rule 2-9 https://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4830.html https://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4830.html Tue, 04 Apr 2006 00:00:00 -0700 E6-4830 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-04/pdf/E6-4830.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3 and 4 Thereto Allowing Issuers of Listed Equity Securities, Structured Products, and Exchange Traded Funds a Right To Request a New Specialist https://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4829.html https://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4829.html Tue, 04 Apr 2006 00:00:00 -0700 E6-4829 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-04/pdf/E6-4829.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Dual Listing https://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4828.html https://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4828.html Tue, 04 Apr 2006 00:00:00 -0700 E6-4828 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-04/pdf/E6-4828.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Conform NYSE Rules 123C and 476A With NYSE Rule 80A https://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4823.html https://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4823.html Tue, 04 Apr 2006 00:00:00 -0700 E6-4823 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-04/pdf/E6-4823.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change To Expand the Scope of NASD Rule 2440 and Interpretive Material 2440 Relating to Fair Prices and Commissions To Apply to All Securities Transactions https://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4822.html https://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4822.html Tue, 04 Apr 2006 00:00:00 -0700 E6-4822 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-04/pdf/E6-4822.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Proposed Amendments to NASD Rule 1013 To Adopt a Standardized New Member Application Form (Form NMA) https://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4821.html https://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4821.html Tue, 04 Apr 2006 00:00:00 -0700 E6-4821 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-04/pdf/E6-4821.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto To Clarify the Application of Certain Exchange Rules to the Trading of Options on Exchange-Traded Fund Shares https://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4799.html https://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4799.html Tue, 04 Apr 2006 00:00:00 -0700 E6-4799 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-04/pdf/E6-4799.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Submission of SEC Rule 15c2-11 Information on Non-Nasdaq Securities https://regulations.justia.com/regulations/fedreg/2006/04/03/E6-4757.html https://regulations.justia.com/regulations/fedreg/2006/04/03/E6-4757.html Mon, 03 Apr 2006 00:00:00 -0700 E6-4757 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-03/pdf/E6-4757.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Definition of Non-Customer https://regulations.justia.com/regulations/fedreg/2006/04/03/E6-4756.html https://regulations.justia.com/regulations/fedreg/2006/04/03/E6-4756.html Mon, 03 Apr 2006 00:00:00 -0700 E6-4756 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-03/pdf/E6-4756.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter VII, Section 1(g) Relating to the Exercise of Options Contracts https://regulations.justia.com/regulations/fedreg/2006/04/03/E6-4755.html https://regulations.justia.com/regulations/fedreg/2006/04/03/E6-4755.html Mon, 03 Apr 2006 00:00:00 -0700 E6-4755 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-03/pdf/E6-4755.pdf