Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/04?limit=200&registers=between&min-day=1&max-day=30&mode=atom 2019-10-17T11:44:03-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6415.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Floor Participant Technology Fee 2006-04-28T00:00:00-07:00 2006-04-28T00:00:00-07:00 E6-6415 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-28/pdf/E6-6415.pdf https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6414.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Equities Inc. Rule 5.1(c) 2006-04-28T00:00:00-07:00 2006-04-28T00:00:00-07:00 E6-6414 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-28/pdf/E6-6414.pdf https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6413.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.); Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change Relating to Amending Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration 2006-04-28T00:00:00-07:00 2006-04-28T00:00:00-07:00 E6-6413 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-28/pdf/E6-6413.pdf https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6412.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Written Compliance and Supervisory Controls 2006-04-28T00:00:00-07:00 2006-04-28T00:00:00-07:00 E6-6412 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-28/pdf/E6-6412.pdf https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6411.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Approving Proposed Rule Change and Amendments No. 1 and 2 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Relating to the Proposal to Reorganize From its Current Structure Into a Holding Company Structure 2006-04-28T00:00:00-07:00 2006-04-28T00:00:00-07:00 E6-6411 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-28/pdf/E6-6411.pdf https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6410.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NASD Rule 4500 Series To Describe an Application of Nasdaq's Authority To Waive Fees and To Make Certain Technical Changes 2006-04-28T00:00:00-07:00 2006-04-28T00:00:00-07:00 E6-6410 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-28/pdf/E6-6410.pdf https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6376.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Regarding Restrictions on Affiliation Between Nasdaq and Its Members 2006-04-28T00:00:00-07:00 2006-04-28T00:00:00-07:00 E6-6376 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-28/pdf/E6-6376.pdf https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6375.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Operation of NASD's Alternative Display Facility as a Temporary Pilot 2006-04-28T00:00:00-07:00 2006-04-28T00:00:00-07:00 E6-6375 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-28/pdf/E6-6375.pdf https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6374.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Relating to the Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock® (QQQQ) 2006-04-28T00:00:00-07:00 2006-04-28T00:00:00-07:00 E6-6374 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-28/pdf/E6-6374.pdf https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6373.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 to the Proposed Rule Change To Amend Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration 2006-04-28T00:00:00-07:00 2006-04-28T00:00:00-07:00 E6-6373 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-28/pdf/E6-6373.pdf https://regulations.justia.com/regulations/fedreg/2006/04/27/E6-6345.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 2 and 3 to the Proposed Rule Change Relating to Amending Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registrations 2006-04-27T00:00:00-07:00 2006-04-27T00:00:00-07:00 E6-6345 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-27/pdf/E6-6345.pdf https://regulations.justia.com/regulations/fedreg/2006/04/27/E6-6322.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fees Associated With Participation in the Web Central Registration Depository 2006-04-27T00:00:00-07:00 2006-04-27T00:00:00-07:00 E6-6322 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-27/pdf/E6-6322.pdf https://regulations.justia.com/regulations/fedreg/2006/04/27/E6-6321.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto Relating to Proposed New Rules 342.24 (“Annual Branch Office Inspection”) and 342.25 (“Risk-Based Surveillance and Branch Office Identification”) to Permit Member Organizations to Classify Appropriate Branch Offices for Cyclical Inspections and Proposed New Rule 342.26 (“Criteria for Inspection Programs”) 2006-04-27T00:00:00-07:00 2006-04-27T00:00:00-07:00 E6-6321 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-27/pdf/E6-6321.pdf https://regulations.justia.com/regulations/fedreg/2006/04/27/E6-6320.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 2 Thereto To Amend Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration 2006-04-27T00:00:00-07:00 2006-04-27T00:00:00-07:00 E6-6320 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-27/pdf/E6-6320.pdf https://regulations.justia.com/regulations/fedreg/2006/04/27/E6-6319.html Notice - Joint Industry Plan; Notice of Filing and Order Granting Temporary Effectiveness of Amendment To Plan Establishing Procedures Under Rule 605 of Regulation NMS 2006-04-27T00:00:00-07:00 2006-04-27T00:00:00-07:00 E6-6319 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-27/pdf/E6-6319.pdf https://regulations.justia.com/regulations/fedreg/2006/04/27/E6-6318.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Granting Approval of a Proposed Rule Change and Amendment Nos. 1, 2, and 3 To Amend Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration 2006-04-27T00:00:00-07:00 2006-04-27T00:00:00-07:00 E6-6318 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-27/pdf/E6-6318.pdf https://regulations.justia.com/regulations/fedreg/2006/04/27/E6-6317.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change To Establish the Nasdaq Halt Cross 2006-04-27T00:00:00-07:00 2006-04-27T00:00:00-07:00 E6-6317 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-27/pdf/E6-6317.pdf https://regulations.justia.com/regulations/fedreg/2006/04/27/06-4010.html Notice - In the Matter of Skygivers, Inc.; Order of Suspension of Trading 2006-04-27T00:00:00-07:00 2006-04-27T00:00:00-07:00 06-4010 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-27/pdf/06-4010.pdf https://regulations.justia.com/regulations/fedreg/2006/04/27/06-4009.html Notice - In the Matter of Bullhide Corp.; Order of Suspension of Trading 2006-04-27T00:00:00-07:00 2006-04-27T00:00:00-07:00 06-4009 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-27/pdf/06-4009.pdf https://regulations.justia.com/regulations/fedreg/2006/04/26/E6-6250.html Notice - Order Extending Term of Short Sale Pilot 2006-04-26T00:00:00-07:00 2006-04-26T00:00:00-07:00 E6-6250 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-26/pdf/E6-6250.pdf https://regulations.justia.com/regulations/fedreg/2006/04/26/E6-6249.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Centralized Billing Process Relating to the Profile Modification System in DRS 2006-04-26T00:00:00-07:00 2006-04-26T00:00:00-07:00 E6-6249 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-26/pdf/E6-6249.pdf https://regulations.justia.com/regulations/fedreg/2006/04/26/E6-6231.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Nullification and Adjustment of Equity Options Transactions 2006-04-26T00:00:00-07:00 2006-04-26T00:00:00-07:00 E6-6231 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-26/pdf/E6-6231.pdf https://regulations.justia.com/regulations/fedreg/2006/04/26/E6-6230.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Specialist Participant Fees and Credits 2006-04-26T00:00:00-07:00 2006-04-26T00:00:00-07:00 E6-6230 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-26/pdf/E6-6230.pdf https://regulations.justia.com/regulations/fedreg/2006/04/26/06-3980.html Notice - In the Matter of Image Globe Solutions, Inc.; Order of Suspension of Trading 2006-04-26T00:00:00-07:00 2006-04-26T00:00:00-07:00 06-3980 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-26/pdf/06-3980.pdf https://regulations.justia.com/regulations/fedreg/2006/04/25/E6-6147.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Automated Delivery and Handling of Stop and Stop-Limit Orders 2006-04-25T00:00:00-07:00 2006-04-25T00:00:00-07:00 E6-6147 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-25/pdf/E6-6147.pdf https://regulations.justia.com/regulations/fedreg/2006/04/25/E6-6146.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of a Licensing Fee for Options on the First Trust IPOX-100 Index Fund Shares 2006-04-25T00:00:00-07:00 2006-04-25T00:00:00-07:00 E6-6146 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-25/pdf/E6-6146.pdf https://regulations.justia.com/regulations/fedreg/2006/04/25/E6-6126.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Brut's Routing Order Process 2006-04-25T00:00:00-07:00 2006-04-25T00:00:00-07:00 E6-6126 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-25/pdf/E6-6126.pdf https://regulations.justia.com/regulations/fedreg/2006/04/25/E6-6125.html Notice - Public Company Accounting Oversight Board; Order Approving Proposed Ethics and Independence Rules Concerning Independence, Tax Services, and Contingent Fees and Notice of Filing and Order Granting Accelerated Approval of the Amendment Delaying Implementation of Certain of These Rules 2006-04-25T00:00:00-07:00 2006-04-25T00:00:00-07:00 E6-6125 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-25/pdf/E6-6125.pdf https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6078.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 To Amend Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration 2006-04-24T00:00:00-07:00 2006-04-24T00:00:00-07:00 E6-6078 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-24/pdf/E6-6078.pdf https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6077.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To List and Trade Shares of the iShares GSCI Commodity Indexed Trust Under New Rules 1300B and 1301B, et seq. 2006-04-24T00:00:00-07:00 2006-04-24T00:00:00-07:00 E6-6077 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-24/pdf/E6-6077.pdf https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6076.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Amendments to Rule 3080 (Disclosure to Associated Persons When Signing Form U-4) 2006-04-24T00:00:00-07:00 2006-04-24T00:00:00-07:00 E6-6076 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-24/pdf/E6-6076.pdf https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6074.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 To Amend Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration 2006-04-24T00:00:00-07:00 2006-04-24T00:00:00-07:00 E6-6074 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-24/pdf/E6-6074.pdf https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6073.html Notice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to List and Trade Index-Linked Securities of Barclays Bank PLC Linked to the Performance of the GSCI® Total Return Index 2006-04-24T00:00:00-07:00 2006-04-24T00:00:00-07:00 E6-6073 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-24/pdf/E6-6073.pdf https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6072.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Delaying Implementation of Its Cancellation Fee 2006-04-24T00:00:00-07:00 2006-04-24T00:00:00-07:00 E6-6072 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-24/pdf/E6-6072.pdf https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6070.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change Relating to the Prohibition of Trade Shredding 2006-04-24T00:00:00-07:00 2006-04-24T00:00:00-07:00 E6-6070 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-24/pdf/E6-6070.pdf https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6068.html Notice - Bridgeway Funds, Inc., et al.; Notice of Application 2006-04-24T00:00:00-07:00 2006-04-24T00:00:00-07:00 E6-6068 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-24/pdf/E6-6068.pdf https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6067.html Notice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing of Proposed Rule Change To Prohibit Tape Shredding 2006-04-24T00:00:00-07:00 2006-04-24T00:00:00-07:00 E6-6067 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-24/pdf/E6-6067.pdf https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6066.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation and National Securities Clearing Corporation; Notice of Filing of Proposed Rule Changes To Institute a Clearing Fund Premium Based Upon a Member's Clearing Fund Requirement To Excess Regulatory Capital Ratio 2006-04-24T00:00:00-07:00 2006-04-24T00:00:00-07:00 E6-6066 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-24/pdf/E6-6066.pdf https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6040.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change and Amendment No. 1 Thereto Relating to Procedures for Denying Initial and Continued Listing 2006-04-24T00:00:00-07:00 2006-04-24T00:00:00-07:00 E6-6040 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-24/pdf/E6-6040.pdf https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6039.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Commentary .10 to Amex Rule 958 and Commentary .09 to Amex Rule 958-ANTE 2006-04-24T00:00:00-07:00 2006-04-24T00:00:00-07:00 E6-6039 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-24/pdf/E6-6039.pdf https://regulations.justia.com/regulations/fedreg/2006/04/21/E6-5974.html Notice - Frank Russell Investment Company, et al.; Notice of Application 2006-04-21T00:00:00-07:00 2006-04-21T00:00:00-07:00 E6-5974 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-21/pdf/E6-5974.pdf https://regulations.justia.com/regulations/fedreg/2006/04/21/06-3761.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Proposal To List and Trade Index-Linked Securities of Barclays Bank PLC Linked to the Performance of the Dow Jones-AIG Commodity Index Total 2006-04-21T00:00:00-07:00 2006-04-21T00:00:00-07:00 06-3761 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-21/pdf/06-3761.pdf https://regulations.justia.com/regulations/fedreg/2006/04/20/E6-5933.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change to Amend the Criteria Used to Place Participants on Surveillance Status 2006-04-20T00:00:00-07:00 2006-04-20T00:00:00-07:00 E6-5933 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-20/pdf/E6-5933.pdf https://regulations.justia.com/regulations/fedreg/2006/04/20/E6-5920.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Relocation of Registered Options Traders Assigned Options Classes 2006-04-20T00:00:00-07:00 2006-04-20T00:00:00-07:00 E6-5920 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-20/pdf/E6-5920.pdf https://regulations.justia.com/regulations/fedreg/2006/04/20/E6-5919.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Allocation and Performance Evaluation Procedures for Securities Admitted to Dealings on an Unlisted Basis 2006-04-20T00:00:00-07:00 2006-04-20T00:00:00-07:00 E6-5919 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-20/pdf/E6-5919.pdf https://regulations.justia.com/regulations/fedreg/2006/04/20/E6-5918.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendments No. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 Relating to the Establishment of a New Class of Registered Options Trader Called a Remote Registered Options Trader 2006-04-20T00:00:00-07:00 2006-04-20T00:00:00-07:00 E6-5918 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-20/pdf/E6-5918.pdf https://regulations.justia.com/regulations/fedreg/2006/04/20/E6-5916.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendments No. 1 and No. 2 Thereto, Increasing Linkage Inbound Principal Order Fees 2006-04-20T00:00:00-07:00 2006-04-20T00:00:00-07:00 E6-5916 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-20/pdf/E6-5916.pdf https://regulations.justia.com/regulations/fedreg/2006/04/20/E6-5915.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Accelerated Approval of Proposed Rule Change Relating to Proposed Amendments to IM 2110-2 to Codify NASD's Existing Position that the Manning Rule Applies to All Members, Whether Acting as a Market Maker or Not 2006-04-20T00:00:00-07:00 2006-04-20T00:00:00-07:00 E6-5915 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-20/pdf/E6-5915.pdf https://regulations.justia.com/regulations/fedreg/2006/04/20/06-3800.html Notice - Sunshine Act Meeting 2006-04-20T00:00:00-07:00 2006-04-20T00:00:00-07:00 06-3800 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-20/pdf/06-3800.pdf https://regulations.justia.com/regulations/fedreg/2006/04/20/06-3739.html Rule - Policy Statement Concerning Subpoenas to Members of the News Media 2006-04-20T00:00:00-07:00 2006-04-20T00:00:00-07:00 06-3739 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-04-20/pdf/06-3739.pdf https://regulations.justia.com/regulations/fedreg/2006/04/19/E6-5855.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Modify Order Delivery Charges for Orders Delivered to Nasdaq Market Center Participants 2006-04-19T00:00:00-07:00 2006-04-19T00:00:00-07:00 E6-5855 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-19/pdf/E6-5855.pdf https://regulations.justia.com/regulations/fedreg/2006/04/19/E6-5854.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Amend the Fees Related to Off-Floor Traders 2006-04-19T00:00:00-07:00 2006-04-19T00:00:00-07:00 E6-5854 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-19/pdf/E6-5854.pdf https://regulations.justia.com/regulations/fedreg/2006/04/19/E6-5853.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Restrictions on Arbitrators serving on CBOE's Arbitration Committee 2006-04-19T00:00:00-07:00 2006-04-19T00:00:00-07:00 E6-5853 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-19/pdf/E6-5853.pdf https://regulations.justia.com/regulations/fedreg/2006/04/19/E6-5800.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendments No. 2 and 3 Thereto Relating to the Establishment of a New Class of Registered Options Trader Called a Supplemental Registered Options Trader (“SROT”) 2006-04-19T00:00:00-07:00 2006-04-19T00:00:00-07:00 E6-5800 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-19/pdf/E6-5800.pdf https://regulations.justia.com/regulations/fedreg/2006/04/19/E6-5798.html Notice - Order Regarding Review of Financial Accounting Standards Board Accounting Support Fee for 2006 Under Section 109 of The Sarbanes-Oxley Act of 2002 2006-04-19T00:00:00-07:00 2006-04-19T00:00:00-07:00 E6-5798 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-19/pdf/E6-5798.pdf https://regulations.justia.com/regulations/fedreg/2006/04/19/E6-5797.html Notice - Proposed Collection; Comment Request 2006-04-19T00:00:00-07:00 2006-04-19T00:00:00-07:00 E6-5797 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-19/pdf/E6-5797.pdf https://regulations.justia.com/regulations/fedreg/2006/04/19/E6-5796.html Notice - Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2006 2006-04-19T00:00:00-07:00 2006-04-19T00:00:00-07:00 E6-5796 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-19/pdf/E6-5796.pdf https://regulations.justia.com/regulations/fedreg/2006/04/19/E6-5794.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Regulatory Fees 2006-04-19T00:00:00-07:00 2006-04-19T00:00:00-07:00 E6-5794 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-19/pdf/E6-5794.pdf https://regulations.justia.com/regulations/fedreg/2006/04/18/E6-5709.html Notice - Special Value Opportunities Fund, LLC, et al.; Notice of Application 2006-04-18T00:00:00-07:00 2006-04-18T00:00:00-07:00 E6-5709 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-18/pdf/E6-5709.pdf https://regulations.justia.com/regulations/fedreg/2006/04/18/E6-5708.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Non-ISE Market Maker Orders 2006-04-18T00:00:00-07:00 2006-04-18T00:00:00-07:00 E6-5708 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-18/pdf/E6-5708.pdf https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5693.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of the Plan for Allocation of Regulatory Responsibilities Between The NASDAQ Stock Market LLC and the National Association of Securities Dealers, Inc. 2006-04-17T00:00:00-07:00 2006-04-17T00:00:00-07:00 E6-5693 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5693.pdf https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5689.html Notice - Submission for OMB Review; Comment Request 2006-04-17T00:00:00-07:00 2006-04-17T00:00:00-07:00 E6-5689 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5689.pdf https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5685.html Notice - Submission for OMB Review; Comment Request 2006-04-17T00:00:00-07:00 2006-04-17T00:00:00-07:00 E6-5685 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5685.pdf https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5684.html Notice - Submission for OMB Review; Comment Requested 2006-04-17T00:00:00-07:00 2006-04-17T00:00:00-07:00 E6-5684 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5684.pdf https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5682.html Notice - Submission for OMB Review; Comment Request 2006-04-17T00:00:00-07:00 2006-04-17T00:00:00-07:00 E6-5682 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5682.pdf https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5680.html Notice - Submission for OMB Review; Comment Request 2006-04-17T00:00:00-07:00 2006-04-17T00:00:00-07:00 E6-5680 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5680.pdf https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5676.html Notice - Submitted for OMB Review; Comment Request 2006-04-17T00:00:00-07:00 2006-04-17T00:00:00-07:00 E6-5676 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5676.pdf https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5674.html Notice - Submission for OMB Review; Comment Request 2006-04-17T00:00:00-07:00 2006-04-17T00:00:00-07:00 E6-5674 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5674.pdf https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5672.html Notice - Submissions for OMB Review; Comment Request 2006-04-17T00:00:00-07:00 2006-04-17T00:00:00-07:00 E6-5672 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5672.pdf https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5670.html Notice - Submission for OMB Review; Comment Request 2006-04-17T00:00:00-07:00 2006-04-17T00:00:00-07:00 E6-5670 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5670.pdf https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5653.html Notice - Self-Regulatory Organizations; Order Approving Minor Rule Violation Plan for The NASDAQ Stock Market LLC 2006-04-17T00:00:00-07:00 2006-04-17T00:00:00-07:00 E6-5653 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5653.pdf https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5650.html Notice - Self-Regulatory Organizations; Board of Trade of the City of Chicago, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Customer Margin Requirements for Security Futures 2006-04-17T00:00:00-07:00 2006-04-17T00:00:00-07:00 E6-5650 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5650.pdf https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5648.html Notice - Submission for OMB Review; Comment Request 2006-04-17T00:00:00-07:00 2006-04-17T00:00:00-07:00 E6-5648 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5648.pdf https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5611.html Notice - Self-Regulatory Organizations; Board of Trade of the City of Chicago, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Security Futures Market Maker Registration Policy and Procedures 2006-04-17T00:00:00-07:00 2006-04-17T00:00:00-07:00 E6-5611 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5611.pdf https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5609.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.); Order Granting Approval of Proposed Rule Change Relating to Clearly Erroneous Executions 2006-04-17T00:00:00-07:00 2006-04-17T00:00:00-07:00 E6-5609 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5609.pdf https://regulations.justia.com/regulations/fedreg/2006/04/14/E6-5549.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Fee for the Brut Workstation 2006-04-14T00:00:00-07:00 2006-04-14T00:00:00-07:00 E6-5549 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-14/pdf/E6-5549.pdf https://regulations.justia.com/regulations/fedreg/2006/04/14/E6-5548.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto To List for Trading Options on the iShares MSCI Emerging Markets Index Fund 2006-04-14T00:00:00-07:00 2006-04-14T00:00:00-07:00 E6-5548 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-14/pdf/E6-5548.pdf https://regulations.justia.com/regulations/fedreg/2006/04/14/E6-5529.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to Restated Articles of Incorporation and By-Laws 2006-04-14T00:00:00-07:00 2006-04-14T00:00:00-07:00 E6-5529 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-14/pdf/E6-5529.pdf https://regulations.justia.com/regulations/fedreg/2006/04/14/06-3652.html Notice - Sunshine Act Meeting Notice 2006-04-14T00:00:00-07:00 2006-04-14T00:00:00-07:00 06-3652 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-14/pdf/06-3652.pdf https://regulations.justia.com/regulations/fedreg/2006/04/14/06-3341.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Nasdaq Market Center 2006-04-14T00:00:00-07:00 2006-04-14T00:00:00-07:00 06-3341 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-14/pdf/06-3341.pdf https://regulations.justia.com/regulations/fedreg/2006/04/13/E6-5486.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Change the Names of the Pacific Exchange, Inc., PCX Equities, Inc., PCX Holdings, Inc., and the Archipelago Exchange, L.L.C. 2006-04-13T00:00:00-07:00 2006-04-13T00:00:00-07:00 E6-5486 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-13/pdf/E6-5486.pdf https://regulations.justia.com/regulations/fedreg/2006/04/13/E6-5485.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Brokers Executing as Principal Orders They Represent as Agent 2006-04-13T00:00:00-07:00 2006-04-13T00:00:00-07:00 E6-5485 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-13/pdf/E6-5485.pdf https://regulations.justia.com/regulations/fedreg/2006/04/13/E6-5483.html Notice - Van Eck Associates Corporation, et al.; Notice of Application 2006-04-13T00:00:00-07:00 2006-04-13T00:00:00-07:00 E6-5483 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-13/pdf/E6-5483.pdf https://regulations.justia.com/regulations/fedreg/2006/04/13/E6-5482.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Modify the Boston Options Exchange's Fee Schedule To Impose Surcharge Fees for Transactions in Options on ETFs on a Retroactive Basis 2006-04-13T00:00:00-07:00 2006-04-13T00:00:00-07:00 E6-5482 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-13/pdf/E6-5482.pdf https://regulations.justia.com/regulations/fedreg/2006/04/13/E6-5480.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees on the Russell 1000 Index 2006-04-13T00:00:00-07:00 2006-04-13T00:00:00-07:00 E6-5480 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-13/pdf/E6-5480.pdf https://regulations.justia.com/regulations/fedreg/2006/04/12/E6-5368.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to the Exchange's Allocation Policy and Procedures (NYSE Rules 103A, 103B, 123E and 476A) 2006-04-12T00:00:00-07:00 2006-04-12T00:00:00-07:00 E6-5368 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-12/pdf/E6-5368.pdf https://regulations.justia.com/regulations/fedreg/2006/04/12/E6-5367.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Orders Marked Sell Short Entered Before the Opening 2006-04-12T00:00:00-07:00 2006-04-12T00:00:00-07:00 E6-5367 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-12/pdf/E6-5367.pdf https://regulations.justia.com/regulations/fedreg/2006/04/12/E6-5366.html Notice - Self-Regulatory Organizations; NYSE Acra, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Exchange Fees and Charges 2006-04-12T00:00:00-07:00 2006-04-12T00:00:00-07:00 E6-5366 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-12/pdf/E6-5366.pdf https://regulations.justia.com/regulations/fedreg/2006/04/12/E6-5365.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Permanent Approval of a Pilot Program Relating to Access to the Exchange's Hybrid Automatic Execution System 2006-04-12T00:00:00-07:00 2006-04-12T00:00:00-07:00 E6-5365 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-12/pdf/E6-5365.pdf https://regulations.justia.com/regulations/fedreg/2006/04/12/E6-5364.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change To Allow Nasdaq To Take Certain Actions on Behalf of Its Issuers in Connection With Nasdaq's Transition to a National Securities Exchange 2006-04-12T00:00:00-07:00 2006-04-12T00:00:00-07:00 E6-5364 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-12/pdf/E6-5364.pdf https://regulations.justia.com/regulations/fedreg/2006/04/12/E6-5363.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to the Prohibition of Trade Shredding by Members 2006-04-12T00:00:00-07:00 2006-04-12T00:00:00-07:00 E6-5363 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-12/pdf/E6-5363.pdf https://regulations.justia.com/regulations/fedreg/2006/04/12/E6-5362.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Registration Filing Requirements and Reporting Requirements 2006-04-12T00:00:00-07:00 2006-04-12T00:00:00-07:00 E6-5362 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-12/pdf/E6-5362.pdf https://regulations.justia.com/regulations/fedreg/2006/04/12/06-3544.html Notice - Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission will hold the following meeting during the week of April 10, 2006: 2006-04-12T00:00:00-07:00 2006-04-12T00:00:00-07:00 06-3544 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-12/pdf/06-3544.pdf https://regulations.justia.com/regulations/fedreg/2006/04/11/E6-5245.html Notice - John Hancock Trust et al.; Notice of Application 2006-04-11T00:00:00-07:00 2006-04-11T00:00:00-07:00 E6-5245 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-11/pdf/E6-5245.pdf https://regulations.justia.com/regulations/fedreg/2006/04/11/E6-5244.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto To Amend NYSE Rule 619 To Clarify That Failure To Appear or Produce Documents in Arbitration May Be Deemed Conduct Inconsistent With Just and Equitable Principles of Trade 2006-04-11T00:00:00-07:00 2006-04-11T00:00:00-07:00 E6-5244 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-11/pdf/E6-5244.pdf https://regulations.justia.com/regulations/fedreg/2006/04/11/E6-5237.html Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 thereto to Establish New NASD Rule 2290 Regarding Fairness Opinions 2006-04-11T00:00:00-07:00 2006-04-11T00:00:00-07:00 E6-5237 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-11/pdf/E6-5237.pdf https://regulations.justia.com/regulations/fedreg/2006/04/11/E6-5236.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Short Sale Delivery Requirements 2006-04-11T00:00:00-07:00 2006-04-11T00:00:00-07:00 E6-5236 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-11/pdf/E6-5236.pdf https://regulations.justia.com/regulations/fedreg/2006/04/11/06-3485.html Notice - In the Matter of Golden Apple Oil and Gas, Inc.; Order of Suspension of Trading 2006-04-11T00:00:00-07:00 2006-04-11T00:00:00-07:00 06-3485 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-11/pdf/06-3485.pdf https://regulations.justia.com/regulations/fedreg/2006/04/11/06-3484.html Notice - In the Matter of KSW Industries, Inc.; Order of Suspension of Trading 2006-04-11T00:00:00-07:00 2006-04-11T00:00:00-07:00 06-3484 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-11/pdf/06-3484.pdf https://regulations.justia.com/regulations/fedreg/2006/04/11/06-3318.html Notice - The Travelers Insurance Company, et al. and MetLife Investors Insurance Company, et al. 2006-04-11T00:00:00-07:00 2006-04-11T00:00:00-07:00 06-3318 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-11/pdf/06-3318.pdf https://regulations.justia.com/regulations/fedreg/2006/04/10/E6-5183.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Bylaws of CHX Holdings, Inc. 2006-04-10T00:00:00-07:00 2006-04-10T00:00:00-07:00 E6-5183 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-10/pdf/E6-5183.pdf https://regulations.justia.com/regulations/fedreg/2006/04/10/E6-5182.html Notice - Advisory Committee on Smaller Public Companies 2006-04-10T00:00:00-07:00 2006-04-10T00:00:00-07:00 E6-5182 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-10/pdf/E6-5182.pdf https://regulations.justia.com/regulations/fedreg/2006/04/10/E6-5181.html Notice - Submission for OMB Review; Comment Request 2006-04-10T00:00:00-07:00 2006-04-10T00:00:00-07:00 E6-5181 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-10/pdf/E6-5181.pdf https://regulations.justia.com/regulations/fedreg/2006/04/10/E6-5152.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Certificate of Incorporation of NYSE Arca Holdings, Inc. 2006-04-10T00:00:00-07:00 2006-04-10T00:00:00-07:00 E6-5152 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-10/pdf/E6-5152.pdf https://regulations.justia.com/regulations/fedreg/2006/04/10/E6-5151.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rules and Procedures Governing the Execution of Complex Orders Involving Options and Securities Futures 2006-04-10T00:00:00-07:00 2006-04-10T00:00:00-07:00 E6-5151 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-10/pdf/E6-5151.pdf https://regulations.justia.com/regulations/fedreg/2006/04/10/E6-5149.html Notice - Self-Regulatory Organizations; The Pacific Exchange, Inc. (n/k/a “NYSE Arca, Inc.”); Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fees for Lead Market Makers, Transactions Within Exchange Traded Funds Listed on The New York Stock Exchange, Inc., and Registration and Transaction Fees for Equity Trading Permit Holders 2006-04-10T00:00:00-07:00 2006-04-10T00:00:00-07:00 E6-5149 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-10/pdf/E6-5149.pdf https://regulations.justia.com/regulations/fedreg/2006/04/10/E6-5147.html Notice - Joint Industry Plan; Notice of Filing of Options Regulatory Surveillance Authority Plan by the American Stock Exchange LLC, Boston Stock Exchange, Inc., Chicago Board Options Exchange, Incorporated, International Securities Exchange, Inc., Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.) and Philadelphia Stock Exchange, Inc. 2006-04-10T00:00:00-07:00 2006-04-10T00:00:00-07:00 E6-5147 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-10/pdf/E6-5147.pdf https://regulations.justia.com/regulations/fedreg/2006/04/10/06-3188.html Proposed Rule - Joint Proposed Rules: Application of the Definition of Narrow-Based Security Index to Debt Securities Indexes and Security Futures on Debt Securities 2006-04-10T00:00:00-07:00 2006-04-10T00:00:00-07:00 06-3188 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2006-04-10/pdf/06-3188.pdf https://regulations.justia.com/regulations/fedreg/2006/04/07/Z6-4274.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Session/API Fees 2006-04-07T00:00:00-07:00 2006-04-07T00:00:00-07:00 Z6-4274 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-07/pdf/Z6-4274.pdf https://regulations.justia.com/regulations/fedreg/2006/04/07/E6-5084.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Class Quoting Limit in the Option Class Apple Computer 2006-04-07T00:00:00-07:00 2006-04-07T00:00:00-07:00 E6-5084 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-07/pdf/E6-5084.pdf https://regulations.justia.com/regulations/fedreg/2006/04/07/E6-5082.html Notice - Submission for OMB Review; Comment Request 2006-04-07T00:00:00-07:00 2006-04-07T00:00:00-07:00 E6-5082 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-07/pdf/E6-5082.pdf https://regulations.justia.com/regulations/fedreg/2006/04/07/E6-5058.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change Relating to the Real-Time NYSE OpenBook® Service and OpenBook® Fees and Order Approving Proposed Rule Change Relating to the Contract Terms Governing Vendor Displays of NYSE OpenBook® Data, and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 2 Thereto 2006-04-07T00:00:00-07:00 2006-04-07T00:00:00-07:00 E6-5058 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-07/pdf/E6-5058.pdf https://regulations.justia.com/regulations/fedreg/2006/04/07/E6-5057.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Dissemination of Index Values 2006-04-07T00:00:00-07:00 2006-04-07T00:00:00-07:00 E6-5057 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-07/pdf/E6-5057.pdf https://regulations.justia.com/regulations/fedreg/2006/04/07/06-3390.html Notice - Sunshine Act Meeting 2006-04-07T00:00:00-07:00 2006-04-07T00:00:00-07:00 06-3390 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-07/pdf/06-3390.pdf https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-5034.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Relating to the Exposure Period for Crossing Orders in the Hybrid Trading System 2006-04-06T00:00:00-07:00 2006-04-06T00:00:00-07:00 E6-5034 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/E6-5034.pdf https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-5033.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 3 Thereto Relating to Rule 4350(e) To Amend the Annual Shareholder Meeting Requirement 2006-04-06T00:00:00-07:00 2006-04-06T00:00:00-07:00 E6-5033 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/E6-5033.pdf https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-5019.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change to Rule 431 (“Margin Requirements”) and Rule 726 (“Delivery of Options Disclosure Document and Prospectus”) To Expand the Products Eligible for Customer Portfolio Margining and Cross-Margining and Eliminate Separate Cross-Margin Accounts 2006-04-06T00:00:00-07:00 2006-04-06T00:00:00-07:00 E6-5019 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/E6-5019.pdf https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-5016.html Notice - Pacific Life Insurance Company, et al. 2006-04-06T00:00:00-07:00 2006-04-06T00:00:00-07:00 E6-5016 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/E6-5016.pdf https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-5014.html Notice - Order Granting an Application of Peoples Financial Corporation Under Section 12(h) of the Securities Exchange Act of 1934 2006-04-06T00:00:00-07:00 2006-04-06T00:00:00-07:00 E6-5014 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/E6-5014.pdf https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-5006.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2006-04-06T00:00:00-07:00 2006-04-06T00:00:00-07:00 E6-5006 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/E6-5006.pdf https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-4990.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Exchange Rules 475 and 476 2006-04-06T00:00:00-07:00 2006-04-06T00:00:00-07:00 E6-4990 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/E6-4990.pdf https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-4989.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to Customer Portfolio Margining Requirements 2006-04-06T00:00:00-07:00 2006-04-06T00:00:00-07:00 E6-4989 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/E6-4989.pdf https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-4987.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to NYSE Rule 103.12 Regarding Time Tracking Requirements of Specialists and Clerks 2006-04-06T00:00:00-07:00 2006-04-06T00:00:00-07:00 E6-4987 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/E6-4987.pdf https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-4986.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Expand NASD's Order Audit Trail System Exemptive Authority To Include Recording Requirements 2006-04-06T00:00:00-07:00 2006-04-06T00:00:00-07:00 E6-4986 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/E6-4986.pdf https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-4971.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Listing and Trading of Units of the United States Oil Fund, LP 2006-04-06T00:00:00-07:00 2006-04-06T00:00:00-07:00 E6-4971 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/E6-4971.pdf https://regulations.justia.com/regulations/fedreg/2006/04/06/06-3322.html Rule - Technical Amendments to Form ADV, Form ADV-W, Form ADV-H, Form ADV-E 2006-04-06T00:00:00-07:00 2006-04-06T00:00:00-07:00 06-3322 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/06-3322.pdf https://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4830.html Notice - Self-Regulatory Organization; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Interpretive Notice to Compliance Rule 2-9 2006-04-04T00:00:00-07:00 2006-04-04T00:00:00-07:00 E6-4830 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-04/pdf/E6-4830.pdf https://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4829.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3 and 4 Thereto Allowing Issuers of Listed Equity Securities, Structured Products, and Exchange Traded Funds a Right To Request a New Specialist 2006-04-04T00:00:00-07:00 2006-04-04T00:00:00-07:00 E6-4829 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-04/pdf/E6-4829.pdf https://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4828.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Dual Listing 2006-04-04T00:00:00-07:00 2006-04-04T00:00:00-07:00 E6-4828 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-04/pdf/E6-4828.pdf https://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4823.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Conform NYSE Rules 123C and 476A With NYSE Rule 80A 2006-04-04T00:00:00-07:00 2006-04-04T00:00:00-07:00 E6-4823 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-04/pdf/E6-4823.pdf https://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4822.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change To Expand the Scope of NASD Rule 2440 and Interpretive Material 2440 Relating to Fair Prices and Commissions To Apply to All Securities Transactions 2006-04-04T00:00:00-07:00 2006-04-04T00:00:00-07:00 E6-4822 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-04/pdf/E6-4822.pdf https://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4821.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Proposed Amendments to NASD Rule 1013 To Adopt a Standardized New Member Application Form (Form NMA) 2006-04-04T00:00:00-07:00 2006-04-04T00:00:00-07:00 E6-4821 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-04/pdf/E6-4821.pdf https://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4799.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto To Clarify the Application of Certain Exchange Rules to the Trading of Options on Exchange-Traded Fund Shares 2006-04-04T00:00:00-07:00 2006-04-04T00:00:00-07:00 E6-4799 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-04/pdf/E6-4799.pdf https://regulations.justia.com/regulations/fedreg/2006/04/03/E6-4757.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Submission of SEC Rule 15c2-11 Information on Non-Nasdaq Securities 2006-04-03T00:00:00-07:00 2006-04-03T00:00:00-07:00 E6-4757 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-03/pdf/E6-4757.pdf https://regulations.justia.com/regulations/fedreg/2006/04/03/E6-4756.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Definition of Non-Customer 2006-04-03T00:00:00-07:00 2006-04-03T00:00:00-07:00 E6-4756 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-03/pdf/E6-4756.pdf https://regulations.justia.com/regulations/fedreg/2006/04/03/E6-4755.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter VII, Section 1(g) Relating to the Exercise of Options Contracts 2006-04-03T00:00:00-07:00 2006-04-03T00:00:00-07:00 E6-4755 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-03/pdf/E6-4755.pdf