<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/04/28?registers=between Wed, 27 Nov 2024 14:10:24 -0800 Wed, 27 Nov 2024 14:10:24 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/04/28?registers=between Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Floor Participant Technology Fee https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6415.html https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6415.html Fri, 28 Apr 2006 00:00:00 -0700 E6-6415 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-28/pdf/E6-6415.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Equities Inc. Rule 5.1(c) https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6414.html https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6414.html Fri, 28 Apr 2006 00:00:00 -0700 E6-6414 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-28/pdf/E6-6414.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.); Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change Relating to Amending Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6413.html https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6413.html Fri, 28 Apr 2006 00:00:00 -0700 E6-6413 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-28/pdf/E6-6413.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Written Compliance and Supervisory Controls https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6412.html https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6412.html Fri, 28 Apr 2006 00:00:00 -0700 E6-6412 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-28/pdf/E6-6412.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Approving Proposed Rule Change and Amendments No. 1 and 2 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Relating to the Proposal to Reorganize From its Current Structure Into a Holding Company Structure https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6411.html https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6411.html Fri, 28 Apr 2006 00:00:00 -0700 E6-6411 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-28/pdf/E6-6411.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NASD Rule 4500 Series To Describe an Application of Nasdaq's Authority To Waive Fees and To Make Certain Technical Changes https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6410.html https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6410.html Fri, 28 Apr 2006 00:00:00 -0700 E6-6410 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-28/pdf/E6-6410.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Regarding Restrictions on Affiliation Between Nasdaq and Its Members https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6376.html https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6376.html Fri, 28 Apr 2006 00:00:00 -0700 E6-6376 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-28/pdf/E6-6376.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Operation of NASD's Alternative Display Facility as a Temporary Pilot https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6375.html https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6375.html Fri, 28 Apr 2006 00:00:00 -0700 E6-6375 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-28/pdf/E6-6375.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Relating to the Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock® (QQQQ) https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6374.html https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6374.html Fri, 28 Apr 2006 00:00:00 -0700 E6-6374 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-28/pdf/E6-6374.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 to the Proposed Rule Change To Amend Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6373.html https://regulations.justia.com/regulations/fedreg/2006/04/28/E6-6373.html Fri, 28 Apr 2006 00:00:00 -0700 E6-6373 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-28/pdf/E6-6373.pdf