<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/04/24?registers=between Wed, 27 Nov 2024 13:33:30 -0800 Wed, 27 Nov 2024 13:33:30 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/04/24?registers=between Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 To Amend Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6078.html https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6078.html Mon, 24 Apr 2006 00:00:00 -0700 E6-6078 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-24/pdf/E6-6078.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To List and Trade Shares of the iShares GSCI Commodity Indexed Trust Under New Rules 1300B and 1301B, et seq. https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6077.html https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6077.html Mon, 24 Apr 2006 00:00:00 -0700 E6-6077 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-24/pdf/E6-6077.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Amendments to Rule 3080 (Disclosure to Associated Persons When Signing Form U-4) https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6076.html https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6076.html Mon, 24 Apr 2006 00:00:00 -0700 E6-6076 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-24/pdf/E6-6076.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 To Amend Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6074.html https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6074.html Mon, 24 Apr 2006 00:00:00 -0700 E6-6074 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-24/pdf/E6-6074.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to List and Trade Index-Linked Securities of Barclays Bank PLC Linked to the Performance of the GSCI® Total Return Index https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6073.html https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6073.html Mon, 24 Apr 2006 00:00:00 -0700 E6-6073 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-24/pdf/E6-6073.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Delaying Implementation of Its Cancellation Fee https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6072.html https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6072.html Mon, 24 Apr 2006 00:00:00 -0700 E6-6072 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-24/pdf/E6-6072.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change Relating to the Prohibition of Trade Shredding https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6070.html https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6070.html Mon, 24 Apr 2006 00:00:00 -0700 E6-6070 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-24/pdf/E6-6070.pdf Notice - Bridgeway Funds, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6068.html https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6068.html Mon, 24 Apr 2006 00:00:00 -0700 E6-6068 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-24/pdf/E6-6068.pdf Notice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing of Proposed Rule Change To Prohibit Tape Shredding https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6067.html https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6067.html Mon, 24 Apr 2006 00:00:00 -0700 E6-6067 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-24/pdf/E6-6067.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation and National Securities Clearing Corporation; Notice of Filing of Proposed Rule Changes To Institute a Clearing Fund Premium Based Upon a Member's Clearing Fund Requirement To Excess Regulatory Capital Ratio https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6066.html https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6066.html Mon, 24 Apr 2006 00:00:00 -0700 E6-6066 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-24/pdf/E6-6066.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change and Amendment No. 1 Thereto Relating to Procedures for Denying Initial and Continued Listing https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6040.html https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6040.html Mon, 24 Apr 2006 00:00:00 -0700 E6-6040 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-24/pdf/E6-6040.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Commentary .10 to Amex Rule 958 and Commentary .09 to Amex Rule 958-ANTE https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6039.html https://regulations.justia.com/regulations/fedreg/2006/04/24/E6-6039.html Mon, 24 Apr 2006 00:00:00 -0700 E6-6039 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-24/pdf/E6-6039.pdf