Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/04/20?limit=200&registers=between&mode=atom 2024-05-08T06:52:59-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/04/20/E6-5933.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change to Amend the Criteria Used to Place Participants on Surveillance Status 2006-04-20T00:00:00-07:00 2006-04-20T00:00:00-07:00 E6-5933 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-20/pdf/E6-5933.pdf https://regulations.justia.com/regulations/fedreg/2006/04/20/E6-5920.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Relocation of Registered Options Traders Assigned Options Classes 2006-04-20T00:00:00-07:00 2006-04-20T00:00:00-07:00 E6-5920 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-20/pdf/E6-5920.pdf https://regulations.justia.com/regulations/fedreg/2006/04/20/E6-5919.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Allocation and Performance Evaluation Procedures for Securities Admitted to Dealings on an Unlisted Basis 2006-04-20T00:00:00-07:00 2006-04-20T00:00:00-07:00 E6-5919 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-20/pdf/E6-5919.pdf https://regulations.justia.com/regulations/fedreg/2006/04/20/E6-5918.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendments No. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 Relating to the Establishment of a New Class of Registered Options Trader Called a Remote Registered Options Trader 2006-04-20T00:00:00-07:00 2006-04-20T00:00:00-07:00 E6-5918 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-20/pdf/E6-5918.pdf https://regulations.justia.com/regulations/fedreg/2006/04/20/E6-5916.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendments No. 1 and No. 2 Thereto, Increasing Linkage Inbound Principal Order Fees 2006-04-20T00:00:00-07:00 2006-04-20T00:00:00-07:00 E6-5916 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-20/pdf/E6-5916.pdf https://regulations.justia.com/regulations/fedreg/2006/04/20/E6-5915.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Accelerated Approval of Proposed Rule Change Relating to Proposed Amendments to IM 2110-2 to Codify NASD's Existing Position that the Manning Rule Applies to All Members, Whether Acting as a Market Maker or Not 2006-04-20T00:00:00-07:00 2006-04-20T00:00:00-07:00 E6-5915 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-20/pdf/E6-5915.pdf https://regulations.justia.com/regulations/fedreg/2006/04/20/06-3800.html Notice - Sunshine Act Meeting 2006-04-20T00:00:00-07:00 2006-04-20T00:00:00-07:00 06-3800 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-20/pdf/06-3800.pdf https://regulations.justia.com/regulations/fedreg/2006/04/20/06-3739.html Rule - Policy Statement Concerning Subpoenas to Members of the News Media 2006-04-20T00:00:00-07:00 2006-04-20T00:00:00-07:00 06-3739 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-04-20/pdf/06-3739.pdf