<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/04/10?registers=between Sat, 27 Apr 2024 22:57:22 -0700 Sat, 27 Apr 2024 22:57:22 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/04/10?registers=between Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Bylaws of CHX Holdings, Inc. https://regulations.justia.com/regulations/fedreg/2006/04/10/E6-5183.html https://regulations.justia.com/regulations/fedreg/2006/04/10/E6-5183.html Mon, 10 Apr 2006 00:00:00 -0700 E6-5183 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-10/pdf/E6-5183.pdf Notice - Advisory Committee on Smaller Public Companies https://regulations.justia.com/regulations/fedreg/2006/04/10/E6-5182.html https://regulations.justia.com/regulations/fedreg/2006/04/10/E6-5182.html Mon, 10 Apr 2006 00:00:00 -0700 E6-5182 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-10/pdf/E6-5182.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/04/10/E6-5181.html https://regulations.justia.com/regulations/fedreg/2006/04/10/E6-5181.html Mon, 10 Apr 2006 00:00:00 -0700 E6-5181 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-10/pdf/E6-5181.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Certificate of Incorporation of NYSE Arca Holdings, Inc. https://regulations.justia.com/regulations/fedreg/2006/04/10/E6-5152.html https://regulations.justia.com/regulations/fedreg/2006/04/10/E6-5152.html Mon, 10 Apr 2006 00:00:00 -0700 E6-5152 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-10/pdf/E6-5152.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rules and Procedures Governing the Execution of Complex Orders Involving Options and Securities Futures https://regulations.justia.com/regulations/fedreg/2006/04/10/E6-5151.html https://regulations.justia.com/regulations/fedreg/2006/04/10/E6-5151.html Mon, 10 Apr 2006 00:00:00 -0700 E6-5151 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-10/pdf/E6-5151.pdf Notice - Self-Regulatory Organizations; The Pacific Exchange, Inc. (n/k/a “NYSE Arca, Inc.”); Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fees for Lead Market Makers, Transactions Within Exchange Traded Funds Listed on The New York Stock Exchange, Inc., and Registration and Transaction Fees for Equity Trading Permit Holders https://regulations.justia.com/regulations/fedreg/2006/04/10/E6-5149.html https://regulations.justia.com/regulations/fedreg/2006/04/10/E6-5149.html Mon, 10 Apr 2006 00:00:00 -0700 E6-5149 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-10/pdf/E6-5149.pdf Notice - Joint Industry Plan; Notice of Filing of Options Regulatory Surveillance Authority Plan by the American Stock Exchange LLC, Boston Stock Exchange, Inc., Chicago Board Options Exchange, Incorporated, International Securities Exchange, Inc., Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.) and Philadelphia Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2006/04/10/E6-5147.html https://regulations.justia.com/regulations/fedreg/2006/04/10/E6-5147.html Mon, 10 Apr 2006 00:00:00 -0700 E6-5147 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-10/pdf/E6-5147.pdf Proposed Rule - Joint Proposed Rules: Application of the Definition of Narrow-Based Security Index to Debt Securities Indexes and Security Futures on Debt Securities https://regulations.justia.com/regulations/fedreg/2006/04/10/06-3188.html https://regulations.justia.com/regulations/fedreg/2006/04/10/06-3188.html Mon, 10 Apr 2006 00:00:00 -0700 06-3188 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2006-04-10/pdf/06-3188.pdf