Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/04/06?limit=200&registers=between&mode=atom 2024-11-22T03:00:58-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-5034.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Relating to the Exposure Period for Crossing Orders in the Hybrid Trading System 2006-04-06T00:00:00-07:00 2006-04-06T00:00:00-07:00 E6-5034 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/E6-5034.pdf https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-5033.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 3 Thereto Relating to Rule 4350(e) To Amend the Annual Shareholder Meeting Requirement 2006-04-06T00:00:00-07:00 2006-04-06T00:00:00-07:00 E6-5033 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/E6-5033.pdf https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-5019.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change to Rule 431 (“Margin Requirements”) and Rule 726 (“Delivery of Options Disclosure Document and Prospectus”) To Expand the Products Eligible for Customer Portfolio Margining and Cross-Margining and Eliminate Separate Cross-Margin Accounts 2006-04-06T00:00:00-07:00 2006-04-06T00:00:00-07:00 E6-5019 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/E6-5019.pdf https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-5016.html Notice - Pacific Life Insurance Company, et al. 2006-04-06T00:00:00-07:00 2006-04-06T00:00:00-07:00 E6-5016 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/E6-5016.pdf https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-5014.html Notice - Order Granting an Application of Peoples Financial Corporation Under Section 12(h) of the Securities Exchange Act of 1934 2006-04-06T00:00:00-07:00 2006-04-06T00:00:00-07:00 E6-5014 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/E6-5014.pdf https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-5006.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2006-04-06T00:00:00-07:00 2006-04-06T00:00:00-07:00 E6-5006 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/E6-5006.pdf https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-4990.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Exchange Rules 475 and 476 2006-04-06T00:00:00-07:00 2006-04-06T00:00:00-07:00 E6-4990 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/E6-4990.pdf https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-4989.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to Customer Portfolio Margining Requirements 2006-04-06T00:00:00-07:00 2006-04-06T00:00:00-07:00 E6-4989 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/E6-4989.pdf https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-4987.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to NYSE Rule 103.12 Regarding Time Tracking Requirements of Specialists and Clerks 2006-04-06T00:00:00-07:00 2006-04-06T00:00:00-07:00 E6-4987 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/E6-4987.pdf https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-4986.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Expand NASD's Order Audit Trail System Exemptive Authority To Include Recording Requirements 2006-04-06T00:00:00-07:00 2006-04-06T00:00:00-07:00 E6-4986 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/E6-4986.pdf https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-4971.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Listing and Trading of Units of the United States Oil Fund, LP 2006-04-06T00:00:00-07:00 2006-04-06T00:00:00-07:00 E6-4971 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/E6-4971.pdf https://regulations.justia.com/regulations/fedreg/2006/04/06/06-3322.html Rule - Technical Amendments to Form ADV, Form ADV-W, Form ADV-H, Form ADV-E 2006-04-06T00:00:00-07:00 2006-04-06T00:00:00-07:00 06-3322 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/06-3322.pdf