<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/04/04?registers=between Thu, 02 May 2024 03:11:11 -0700 Thu, 02 May 2024 03:11:11 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/04/04?registers=between Notice - Self-Regulatory Organization; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Interpretive Notice to Compliance Rule 2-9 https://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4830.html https://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4830.html Tue, 04 Apr 2006 00:00:00 -0700 E6-4830 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-04/pdf/E6-4830.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3 and 4 Thereto Allowing Issuers of Listed Equity Securities, Structured Products, and Exchange Traded Funds a Right To Request a New Specialist https://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4829.html https://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4829.html Tue, 04 Apr 2006 00:00:00 -0700 E6-4829 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-04/pdf/E6-4829.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Dual Listing https://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4828.html https://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4828.html Tue, 04 Apr 2006 00:00:00 -0700 E6-4828 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-04/pdf/E6-4828.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Conform NYSE Rules 123C and 476A With NYSE Rule 80A https://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4823.html https://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4823.html Tue, 04 Apr 2006 00:00:00 -0700 E6-4823 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-04/pdf/E6-4823.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change To Expand the Scope of NASD Rule 2440 and Interpretive Material 2440 Relating to Fair Prices and Commissions To Apply to All Securities Transactions https://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4822.html https://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4822.html Tue, 04 Apr 2006 00:00:00 -0700 E6-4822 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-04/pdf/E6-4822.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Proposed Amendments to NASD Rule 1013 To Adopt a Standardized New Member Application Form (Form NMA) https://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4821.html https://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4821.html Tue, 04 Apr 2006 00:00:00 -0700 E6-4821 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-04/pdf/E6-4821.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto To Clarify the Application of Certain Exchange Rules to the Trading of Options on Exchange-Traded Fund Shares https://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4799.html https://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4799.html Tue, 04 Apr 2006 00:00:00 -0700 E6-4799 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-04/pdf/E6-4799.pdf