Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/04/04?limit=200®isters=between&mode=atom2024-04-24T08:03:55-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4830.htmlNotice - Self-Regulatory Organization; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Interpretive Notice to Compliance Rule 2-92006-04-04T00:00:00-07:002006-04-04T00:00:00-07:00E6-4830Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-04-04/pdf/E6-4830.pdfhttps://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4829.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3 and 4 Thereto Allowing Issuers of Listed Equity Securities, Structured Products, and Exchange Traded Funds a Right To Request a New Specialist2006-04-04T00:00:00-07:002006-04-04T00:00:00-07:00E6-4829Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-04-04/pdf/E6-4829.pdfhttps://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4828.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Dual Listing2006-04-04T00:00:00-07:002006-04-04T00:00:00-07:00E6-4828Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-04-04/pdf/E6-4828.pdfhttps://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4823.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Conform NYSE Rules 123C and 476A With NYSE Rule 80A2006-04-04T00:00:00-07:002006-04-04T00:00:00-07:00E6-4823Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-04-04/pdf/E6-4823.pdfhttps://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4822.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change To Expand the Scope of NASD Rule 2440 and Interpretive Material 2440 Relating to Fair Prices and Commissions To Apply to All Securities Transactions2006-04-04T00:00:00-07:002006-04-04T00:00:00-07:00E6-4822Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-04-04/pdf/E6-4822.pdfhttps://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4821.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Proposed Amendments to NASD Rule 1013 To Adopt a Standardized New Member Application Form (Form NMA)2006-04-04T00:00:00-07:002006-04-04T00:00:00-07:00E6-4821Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-04-04/pdf/E6-4821.pdfhttps://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4799.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto To Clarify the Application of Certain Exchange Rules to the Trading of Options on Exchange-Traded Fund Shares2006-04-04T00:00:00-07:002006-04-04T00:00:00-07:00E6-4799Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-04-04/pdf/E6-4799.pdf