Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/04/04?limit=200&registers=between&mode=atom 2024-04-24T08:03:55-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4830.html Notice - Self-Regulatory Organization; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Interpretive Notice to Compliance Rule 2-9 2006-04-04T00:00:00-07:00 2006-04-04T00:00:00-07:00 E6-4830 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-04/pdf/E6-4830.pdf https://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4829.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3 and 4 Thereto Allowing Issuers of Listed Equity Securities, Structured Products, and Exchange Traded Funds a Right To Request a New Specialist 2006-04-04T00:00:00-07:00 2006-04-04T00:00:00-07:00 E6-4829 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-04/pdf/E6-4829.pdf https://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4828.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Dual Listing 2006-04-04T00:00:00-07:00 2006-04-04T00:00:00-07:00 E6-4828 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-04/pdf/E6-4828.pdf https://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4823.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Conform NYSE Rules 123C and 476A With NYSE Rule 80A 2006-04-04T00:00:00-07:00 2006-04-04T00:00:00-07:00 E6-4823 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-04/pdf/E6-4823.pdf https://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4822.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change To Expand the Scope of NASD Rule 2440 and Interpretive Material 2440 Relating to Fair Prices and Commissions To Apply to All Securities Transactions 2006-04-04T00:00:00-07:00 2006-04-04T00:00:00-07:00 E6-4822 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-04/pdf/E6-4822.pdf https://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4821.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Proposed Amendments to NASD Rule 1013 To Adopt a Standardized New Member Application Form (Form NMA) 2006-04-04T00:00:00-07:00 2006-04-04T00:00:00-07:00 E6-4821 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-04/pdf/E6-4821.pdf https://regulations.justia.com/regulations/fedreg/2006/04/04/E6-4799.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto To Clarify the Application of Certain Exchange Rules to the Trading of Options on Exchange-Traded Fund Shares 2006-04-04T00:00:00-07:00 2006-04-04T00:00:00-07:00 E6-4799 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-04/pdf/E6-4799.pdf