<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/03?registers=between&min-day=1&max-day=31 Sat, 27 Apr 2024 01:29:27 -0700 Sat, 27 Apr 2024 01:29:27 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/03?registers=between&min-day=1&max-day=31 Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to Establishment of a Neutral “Referee” https://regulations.justia.com/regulations/fedreg/2006/03/31/E6-4701.html https://regulations.justia.com/regulations/fedreg/2006/03/31/E6-4701.html Fri, 31 Mar 2006 00:00:00 -0800 E6-4701 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-31/pdf/E6-4701.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Modification to the Existing Moratorium on the Qualification and Registration of Registered Competitive Market Makers https://regulations.justia.com/regulations/fedreg/2006/03/31/E6-4674.html https://regulations.justia.com/regulations/fedreg/2006/03/31/E6-4674.html Fri, 31 Mar 2006 00:00:00 -0800 E6-4674 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-31/pdf/E6-4674.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to Amendments to NASD Rule 6530 To Clarify the Review Process for OTCBB Eligibility Determinations and To Implement Fees for Such Review https://regulations.justia.com/regulations/fedreg/2006/03/31/E6-4673.html https://regulations.justia.com/regulations/fedreg/2006/03/31/E6-4673.html Fri, 31 Mar 2006 00:00:00 -0800 E6-4673 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-31/pdf/E6-4673.pdf Notice - Sunshine Act; Notice of Meeting https://regulations.justia.com/regulations/fedreg/2006/03/31/06-3183.html https://regulations.justia.com/regulations/fedreg/2006/03/31/06-3183.html Fri, 31 Mar 2006 00:00:00 -0800 06-3183 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-31/pdf/06-3183.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment Nos. 1, 2, 3, and 5 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 6, 7, and 8 to the Proposed Rule Change to Establish the Hybrid Market https://regulations.justia.com/regulations/fedreg/2006/03/31/06-3012.html https://regulations.justia.com/regulations/fedreg/2006/03/31/06-3012.html Fri, 31 Mar 2006 00:00:00 -0800 06-3012 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-31/pdf/06-3012.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/03/30/E6-4625.html https://regulations.justia.com/regulations/fedreg/2006/03/30/E6-4625.html Thu, 30 Mar 2006 00:00:00 -0800 E6-4625 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-30/pdf/E6-4625.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/03/30/E6-4624.html https://regulations.justia.com/regulations/fedreg/2006/03/30/E6-4624.html Thu, 30 Mar 2006 00:00:00 -0800 E6-4624 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-30/pdf/E6-4624.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/03/30/E6-4623.html https://regulations.justia.com/regulations/fedreg/2006/03/30/E6-4623.html Thu, 30 Mar 2006 00:00:00 -0800 E6-4623 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-30/pdf/E6-4623.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating To Extending the Time Period by Which the Exchange Will Amend the NASD-PCX Agreement Pursuant to Rule 17d-2 https://regulations.justia.com/regulations/fedreg/2006/03/30/E6-4612.html https://regulations.justia.com/regulations/fedreg/2006/03/30/E6-4612.html Thu, 30 Mar 2006 00:00:00 -0800 E6-4612 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-30/pdf/E6-4612.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Amend NASD Rule 11890 https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4541.html https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4541.html Wed, 29 Mar 2006 00:00:00 -0800 E6-4541 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-29/pdf/E6-4541.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Rule 6530 To Clarify the Removal Process for Securities of OTCBB Issuers That Fail To Remain Current With OTCBB Reporting Requirements https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4540.html https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4540.html Wed, 29 Mar 2006 00:00:00 -0800 E6-4540 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-29/pdf/E6-4540.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Provisions of the Exchange's Crossing Rule https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4539.html https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4539.html Wed, 29 Mar 2006 00:00:00 -0800 E6-4539 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-29/pdf/E6-4539.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Establishing CTCI Station-Based Pricing for Non-Members https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4538.html https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4538.html Wed, 29 Mar 2006 00:00:00 -0800 E6-4538 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-29/pdf/E6-4538.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Specialists' Transactions With Public Customers https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4537.html https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4537.html Wed, 29 Mar 2006 00:00:00 -0800 E6-4537 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-29/pdf/E6-4537.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Effective Date of the Uniform Branch Office Definition and Related Interpretive Material and Extending the Transition Deadline for Compliance With Form BR and Form U4 Filing Requirements https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4528.html https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4528.html Wed, 29 Mar 2006 00:00:00 -0800 E6-4528 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-29/pdf/E6-4528.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Enhance the Repo Collateral Substitution Process of FICC's Government Securities Division https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4527.html https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4527.html Wed, 29 Mar 2006 00:00:00 -0800 E6-4527 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-29/pdf/E6-4527.pdf Notice - OppenheimerFunds, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4518.html https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4518.html Wed, 29 Mar 2006 00:00:00 -0800 E6-4518 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-29/pdf/E6-4518.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Reflect Committee Revisions https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4517.html https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4517.html Wed, 29 Mar 2006 00:00:00 -0800 E6-4517 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-29/pdf/E6-4517.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc. (Now Known As NYSE Arca, Inc.); Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Relating to Rebates and Credits a Market Maker is Eligible To Receive for Executions That Result From Principal Acting as Agent Orders Sent to and Executed at Away Market Centers https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4516.html https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4516.html Wed, 29 Mar 2006 00:00:00 -0800 E6-4516 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-29/pdf/E6-4516.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Establishing CTCI Station-Based Pricing for Members https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4515.html https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4515.html Wed, 29 Mar 2006 00:00:00 -0800 E6-4515 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-29/pdf/E6-4515.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving a Proposed Rule Change to Re-establish a Fee Pilot for National Quotation Data Service https://regulations.justia.com/regulations/fedreg/2006/03/28/E6-4436.html https://regulations.justia.com/regulations/fedreg/2006/03/28/E6-4436.html Tue, 28 Mar 2006 00:00:00 -0800 E6-4436 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-28/pdf/E6-4436.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to Proposed Amendments to IM-2110-2 to Codify NASD's Existing Position that the Manning Rule Applies to All Members, Whether Acting as a Market Maker or Not https://regulations.justia.com/regulations/fedreg/2006/03/28/E6-4434.html https://regulations.justia.com/regulations/fedreg/2006/03/28/E6-4434.html Tue, 28 Mar 2006 00:00:00 -0800 E6-4434 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-28/pdf/E6-4434.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change Relating To Buy-Ins in Its Continuous Net Settlement System https://regulations.justia.com/regulations/fedreg/2006/03/28/E6-4433.html https://regulations.justia.com/regulations/fedreg/2006/03/28/E6-4433.html Tue, 28 Mar 2006 00:00:00 -0800 E6-4433 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-28/pdf/E6-4433.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Establish Fees for Enhanced Sentiment Market Data https://regulations.justia.com/regulations/fedreg/2006/03/28/E6-4432.html https://regulations.justia.com/regulations/fedreg/2006/03/28/E6-4432.html Tue, 28 Mar 2006 00:00:00 -0800 E6-4432 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-28/pdf/E6-4432.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/03/28/E6-4431.html https://regulations.justia.com/regulations/fedreg/2006/03/28/E6-4431.html Tue, 28 Mar 2006 00:00:00 -0800 E6-4431 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-28/pdf/E6-4431.pdf Notice - Adler Management, L.L.C.; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/03/28/E6-4430.html https://regulations.justia.com/regulations/fedreg/2006/03/28/E6-4430.html Tue, 28 Mar 2006 00:00:00 -0800 E6-4430 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-28/pdf/E6-4430.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Dividend Spread and Merger Spread Program https://regulations.justia.com/regulations/fedreg/2006/03/28/E6-4429.html https://regulations.justia.com/regulations/fedreg/2006/03/28/E6-4429.html Tue, 28 Mar 2006 00:00:00 -0800 E6-4429 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-28/pdf/E6-4429.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2006/03/28/06-3010.html https://regulations.justia.com/regulations/fedreg/2006/03/28/06-3010.html Tue, 28 Mar 2006 00:00:00 -0800 06-3010 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-28/pdf/06-3010.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Amend Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration https://regulations.justia.com/regulations/fedreg/2006/03/28/06-2996.html https://regulations.justia.com/regulations/fedreg/2006/03/28/06-2996.html Tue, 28 Mar 2006 00:00:00 -0800 06-2996 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-28/pdf/06-2996.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to the Amex Membership Corporation's Certificate of Incorporation https://regulations.justia.com/regulations/fedreg/2006/03/27/E6-4368.html https://regulations.justia.com/regulations/fedreg/2006/03/27/E6-4368.html Mon, 27 Mar 2006 00:00:00 -0800 E6-4368 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-27/pdf/E6-4368.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Duration of CBOE Rule 6.45A(b) Pertaining to Orders Represented in Open Outcry https://regulations.justia.com/regulations/fedreg/2006/03/27/E6-4367.html https://regulations.justia.com/regulations/fedreg/2006/03/27/E6-4367.html Mon, 27 Mar 2006 00:00:00 -0800 E6-4367 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-27/pdf/E6-4367.pdf Notice - Self Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Certification by the Chief Executive Officer Under NASD Interpretive Material 3013 https://regulations.justia.com/regulations/fedreg/2006/03/27/E6-4346.html https://regulations.justia.com/regulations/fedreg/2006/03/27/E6-4346.html Mon, 27 Mar 2006 00:00:00 -0800 E6-4346 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-27/pdf/E6-4346.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Participant Exchange System https://regulations.justia.com/regulations/fedreg/2006/03/27/E6-4345.html https://regulations.justia.com/regulations/fedreg/2006/03/27/E6-4345.html Mon, 27 Mar 2006 00:00:00 -0800 E6-4345 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-27/pdf/E6-4345.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of Time for Exercising Expiring Options and Submitting Contrary Exercise Advices https://regulations.justia.com/regulations/fedreg/2006/03/27/E6-4343.html https://regulations.justia.com/regulations/fedreg/2006/03/27/E6-4343.html Mon, 27 Mar 2006 00:00:00 -0800 E6-4343 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-27/pdf/E6-4343.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Automated Delivery and Handling of Stop and Stop-Limit Orders https://regulations.justia.com/regulations/fedreg/2006/03/27/E6-4342.html https://regulations.justia.com/regulations/fedreg/2006/03/27/E6-4342.html Mon, 27 Mar 2006 00:00:00 -0800 E6-4342 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-27/pdf/E6-4342.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Its Marketing Fee Program https://regulations.justia.com/regulations/fedreg/2006/03/27/E6-4340.html https://regulations.justia.com/regulations/fedreg/2006/03/27/E6-4340.html Mon, 27 Mar 2006 00:00:00 -0800 E6-4340 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-27/pdf/E6-4340.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Information Contained in a Directed Order on the Boston Options Exchange https://regulations.justia.com/regulations/fedreg/2006/03/27/E6-4339.html https://regulations.justia.com/regulations/fedreg/2006/03/27/E6-4339.html Mon, 27 Mar 2006 00:00:00 -0800 E6-4339 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-27/pdf/E6-4339.pdf Notice - Advisory Committee on Smaller Public Companies https://regulations.justia.com/regulations/fedreg/2006/03/24/E6-4278.html https://regulations.justia.com/regulations/fedreg/2006/03/24/E6-4278.html Fri, 24 Mar 2006 00:00:00 -0800 E6-4278 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-24/pdf/E6-4278.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Session/API Fees https://regulations.justia.com/regulations/fedreg/2006/03/24/E6-4274.html https://regulations.justia.com/regulations/fedreg/2006/03/24/E6-4274.html Fri, 24 Mar 2006 00:00:00 -0800 E6-4274 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-24/pdf/E6-4274.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.); Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading of Shares of the iShares® Silver Trust Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2006/03/24/E6-4270.html https://regulations.justia.com/regulations/fedreg/2006/03/24/E6-4270.html Fri, 24 Mar 2006 00:00:00 -0800 E6-4270 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-24/pdf/E6-4270.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Shares of the iShares® Silver Trust https://regulations.justia.com/regulations/fedreg/2006/03/24/E6-4268.html https://regulations.justia.com/regulations/fedreg/2006/03/24/E6-4268.html Fri, 24 Mar 2006 00:00:00 -0800 E6-4268 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-24/pdf/E6-4268.pdf Notice - SBL Fund and Security Management Company, LLC https://regulations.justia.com/regulations/fedreg/2006/03/23/E6-4187.html https://regulations.justia.com/regulations/fedreg/2006/03/23/E6-4187.html Thu, 23 Mar 2006 00:00:00 -0800 E6-4187 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-23/pdf/E6-4187.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce Routing Charges for NASD Members https://regulations.justia.com/regulations/fedreg/2006/03/23/E6-4186.html https://regulations.justia.com/regulations/fedreg/2006/03/23/E6-4186.html Thu, 23 Mar 2006 00:00:00 -0800 E6-4186 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-23/pdf/E6-4186.pdf Notice - Self-Regulatory Organizations; American Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Relating To Amending Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration https://regulations.justia.com/regulations/fedreg/2006/03/23/E6-4185.html https://regulations.justia.com/regulations/fedreg/2006/03/23/E6-4185.html Thu, 23 Mar 2006 00:00:00 -0800 E6-4185 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-23/pdf/E6-4185.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2006/03/23/E6-4184.html https://regulations.justia.com/regulations/fedreg/2006/03/23/E6-4184.html Thu, 23 Mar 2006 00:00:00 -0800 E6-4184 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-23/pdf/E6-4184.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amending Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration https://regulations.justia.com/regulations/fedreg/2006/03/23/E6-4183.html https://regulations.justia.com/regulations/fedreg/2006/03/23/E6-4183.html Thu, 23 Mar 2006 00:00:00 -0800 E6-4183 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-23/pdf/E6-4183.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amending Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal from Registration https://regulations.justia.com/regulations/fedreg/2006/03/23/E6-4182.html https://regulations.justia.com/regulations/fedreg/2006/03/23/E6-4182.html Thu, 23 Mar 2006 00:00:00 -0800 E6-4182 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-23/pdf/E6-4182.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of a Licensing Fee for Options on the First Trust Morningstar Dividend Leaders Index Fund Shares https://regulations.justia.com/regulations/fedreg/2006/03/23/E6-4181.html https://regulations.justia.com/regulations/fedreg/2006/03/23/E6-4181.html Thu, 23 Mar 2006 00:00:00 -0800 E6-4181 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-23/pdf/E6-4181.pdf Notice - Issuer Delisting; Notice of Application of Chevron Corporation, To Withdraw Its Common Stock, $.75 Par Value, From Listing and Registration on the Pacific Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2006/03/23/E6-4177.html https://regulations.justia.com/regulations/fedreg/2006/03/23/E6-4177.html Thu, 23 Mar 2006 00:00:00 -0800 E6-4177 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-23/pdf/E6-4177.pdf Notice - Issuer Delisting; Notice of Application of AvalonBay Communities, Inc. To Withdraw Its Common Stock, $.01 Par Value, and 8.70% Series H Cumulative Redeemable Preferred Stock, $.01 Par Value, From Listing and Registration on the Pacific Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2006/03/23/E6-4176.html https://regulations.justia.com/regulations/fedreg/2006/03/23/E6-4176.html Thu, 23 Mar 2006 00:00:00 -0800 E6-4176 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-23/pdf/E6-4176.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto To Reduce Routing Charges for Non-NASD Members https://regulations.justia.com/regulations/fedreg/2006/03/23/E6-4175.html https://regulations.justia.com/regulations/fedreg/2006/03/23/E6-4175.html Thu, 23 Mar 2006 00:00:00 -0800 E6-4175 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-23/pdf/E6-4175.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/03/23/E6-4174.html https://regulations.justia.com/regulations/fedreg/2006/03/23/E6-4174.html Thu, 23 Mar 2006 00:00:00 -0800 E6-4174 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-23/pdf/E6-4174.pdf Notice - Issuer Delisting; Notice of Application of TDC A/S (Formerly Tele Danmark A/S) To Withdraw Its American Depositary Shares (Evidenced by American Depositary Share Receipts, Each Representing One Half of One Ordinary Share, Par Value DKK 5 Each and Ordinary Shares, Par Value DKK 5), From Listing and Registration on the New York Stock Exchange, LLC https://regulations.justia.com/regulations/fedreg/2006/03/23/E6-4173.html https://regulations.justia.com/regulations/fedreg/2006/03/23/E6-4173.html Thu, 23 Mar 2006 00:00:00 -0800 E6-4173 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-23/pdf/E6-4173.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendments Nos. 1, 2, 3, 4 and 5 Thereto To Amend Its By-Laws and Charter in Connection With a Restructuring of Its Board of Governors https://regulations.justia.com/regulations/fedreg/2006/03/23/06-2857.html https://regulations.justia.com/regulations/fedreg/2006/03/23/06-2857.html Thu, 23 Mar 2006 00:00:00 -0800 06-2857 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-23/pdf/06-2857.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Certain Housekeeping Changes to Its Schedule of Fees and Charges https://regulations.justia.com/regulations/fedreg/2006/03/22/E6-4121.html https://regulations.justia.com/regulations/fedreg/2006/03/22/E6-4121.html Wed, 22 Mar 2006 00:00:00 -0800 E6-4121 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-22/pdf/E6-4121.pdf Notice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing of Proposed Rule Change To Amend Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration https://regulations.justia.com/regulations/fedreg/2006/03/22/06-2793.html https://regulations.justia.com/regulations/fedreg/2006/03/22/06-2793.html Wed, 22 Mar 2006 00:00:00 -0800 06-2793 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-22/pdf/06-2793.pdf Notice - Man-Glenwood Lexington, LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/03/22/06-2764.html https://regulations.justia.com/regulations/fedreg/2006/03/22/06-2764.html Wed, 22 Mar 2006 00:00:00 -0800 06-2764 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-22/pdf/06-2764.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Establish the Nasdaq Halt Cross https://regulations.justia.com/regulations/fedreg/2006/03/21/E6-4058.html https://regulations.justia.com/regulations/fedreg/2006/03/21/E6-4058.html Tue, 21 Mar 2006 00:00:00 -0800 E6-4058 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-21/pdf/E6-4058.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Pilot Until March 24, 2006 To Put Into Operation Phase 1 of the NYSE HYBRID MARKETSM https://regulations.justia.com/regulations/fedreg/2006/03/21/E6-4057.html https://regulations.justia.com/regulations/fedreg/2006/03/21/E6-4057.html Tue, 21 Mar 2006 00:00:00 -0800 E6-4057 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-21/pdf/E6-4057.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Trading Options on Full and Reduced Values of the FTSE 100 Index and the FTSE 250 Index, Including Long-Term Options https://regulations.justia.com/regulations/fedreg/2006/03/21/E6-4056.html https://regulations.justia.com/regulations/fedreg/2006/03/21/E6-4056.html Tue, 21 Mar 2006 00:00:00 -0800 E6-4056 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-21/pdf/E6-4056.pdf Notice - Self-Regulatory Organization; Board of Trade of the City of Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to Listing Standards for Security Futures Products https://regulations.justia.com/regulations/fedreg/2006/03/21/E6-4055.html https://regulations.justia.com/regulations/fedreg/2006/03/21/E6-4055.html Tue, 21 Mar 2006 00:00:00 -0800 E6-4055 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-21/pdf/E6-4055.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/03/21/E6-4012.html https://regulations.justia.com/regulations/fedreg/2006/03/21/E6-4012.html Tue, 21 Mar 2006 00:00:00 -0800 E6-4012 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-21/pdf/E6-4012.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Rebate of the Exchange's Options Cancellation Fee https://regulations.justia.com/regulations/fedreg/2006/03/21/E6-4011.html https://regulations.justia.com/regulations/fedreg/2006/03/21/E6-4011.html Tue, 21 Mar 2006 00:00:00 -0800 E6-4011 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-21/pdf/E6-4011.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2006/03/21/06-2765.html https://regulations.justia.com/regulations/fedreg/2006/03/21/06-2765.html Tue, 21 Mar 2006 00:00:00 -0800 06-2765 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-21/pdf/06-2765.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating To Amending Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration https://regulations.justia.com/regulations/fedreg/2006/03/21/06-2753.html https://regulations.justia.com/regulations/fedreg/2006/03/21/06-2753.html Tue, 21 Mar 2006 00:00:00 -0800 06-2753 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-21/pdf/06-2753.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 Relating to Amending Exchange Delisting Rules to Conform to Recent Amendments To Commission Rules Regarding Removal From Listing and Withdrawal From Registration https://regulations.justia.com/regulations/fedreg/2006/03/21/06-2752.html https://regulations.justia.com/regulations/fedreg/2006/03/21/06-2752.html Tue, 21 Mar 2006 00:00:00 -0800 06-2752 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-21/pdf/06-2752.pdf Notice - Issuer Delisting; Notice of Application of Avista Corporation To Withdraw Its Common Stock, No Par Value, Together With the Preferred Share Purchase Rights Appurtenant Thereto, From Listing and Registration on the Pacific Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2006/03/20/E6-3986.html https://regulations.justia.com/regulations/fedreg/2006/03/20/E6-3986.html Mon, 20 Mar 2006 00:00:00 -0800 E6-3986 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-20/pdf/E6-3986.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change To Reduce the Fee Charged to a Lead Market Maker When It Transfers Options Issues to Another Lead Market Maker https://regulations.justia.com/regulations/fedreg/2006/03/20/E6-3985.html https://regulations.justia.com/regulations/fedreg/2006/03/20/E6-3985.html Mon, 20 Mar 2006 00:00:00 -0800 E6-3985 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-20/pdf/E6-3985.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Trade Shredding https://regulations.justia.com/regulations/fedreg/2006/03/20/E6-3984.html https://regulations.justia.com/regulations/fedreg/2006/03/20/E6-3984.html Mon, 20 Mar 2006 00:00:00 -0800 E6-3984 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-20/pdf/E6-3984.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/03/20/E6-3981.html https://regulations.justia.com/regulations/fedreg/2006/03/20/E6-3981.html Mon, 20 Mar 2006 00:00:00 -0800 E6-3981 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-20/pdf/E6-3981.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Optional Routing of Orders in Nasdaq's INET Facility https://regulations.justia.com/regulations/fedreg/2006/03/20/E6-3959.html https://regulations.justia.com/regulations/fedreg/2006/03/20/E6-3959.html Mon, 20 Mar 2006 00:00:00 -0800 E6-3959 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-20/pdf/E6-3959.pdf Notice - Tactical Allocation Services, LLC and Agile Funds, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/03/20/E6-3958.html https://regulations.justia.com/regulations/fedreg/2006/03/20/E6-3958.html Mon, 20 Mar 2006 00:00:00 -0800 E6-3958 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-20/pdf/E6-3958.pdf Notice - Massachusetts Mutual Life Insurance Company, et al., Notice of Application https://regulations.justia.com/regulations/fedreg/2006/03/20/06-2598.html https://regulations.justia.com/regulations/fedreg/2006/03/20/06-2598.html Mon, 20 Mar 2006 00:00:00 -0800 06-2598 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-20/pdf/06-2598.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Fee Schedule https://regulations.justia.com/regulations/fedreg/2006/03/17/E6-3901.html https://regulations.justia.com/regulations/fedreg/2006/03/17/E6-3901.html Fri, 17 Mar 2006 00:00:00 -0800 E6-3901 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-17/pdf/E6-3901.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Implement and Revise Fees Related to Non-Participant Services https://regulations.justia.com/regulations/fedreg/2006/03/17/E6-3900.html https://regulations.justia.com/regulations/fedreg/2006/03/17/E6-3900.html Fri, 17 Mar 2006 00:00:00 -0800 E6-3900 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-17/pdf/E6-3900.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Position Limits for VIX Options https://regulations.justia.com/regulations/fedreg/2006/03/17/E6-3899.html https://regulations.justia.com/regulations/fedreg/2006/03/17/E6-3899.html Fri, 17 Mar 2006 00:00:00 -0800 E6-3899 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-17/pdf/E6-3899.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 104, Dealings by Specialists https://regulations.justia.com/regulations/fedreg/2006/03/17/E6-3898.html https://regulations.justia.com/regulations/fedreg/2006/03/17/E6-3898.html Fri, 17 Mar 2006 00:00:00 -0800 E6-3898 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-17/pdf/E6-3898.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Its Proposal To Reorganize From Its Current Structure Into a Holding Company Structure https://regulations.justia.com/regulations/fedreg/2006/03/17/E6-3855.html https://regulations.justia.com/regulations/fedreg/2006/03/17/E6-3855.html Fri, 17 Mar 2006 00:00:00 -0800 E6-3855 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-17/pdf/E6-3855.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Minor Rule Violation Plan by The Nasdaq Stock Market LLC https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3809.html https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3809.html Thu, 16 Mar 2006 00:00:00 -0800 E6-3809 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3809.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Allocations Processing https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3807.html https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3807.html Thu, 16 Mar 2006 00:00:00 -0800 E6-3807 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3807.pdf Notice - Self-Regulatory Organizations; the Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the Prohibition of Trade Shredding https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3806.html https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3806.html Thu, 16 Mar 2006 00:00:00 -0800 E6-3806 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3806.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3805.html https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3805.html Thu, 16 Mar 2006 00:00:00 -0800 E6-3805 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3805.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change Relating to the Deletion of Phlx Rule 454 https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3804.html https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3804.html Thu, 16 Mar 2006 00:00:00 -0800 E6-3804 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3804.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ISE Rule 1100(g) “Exercise of Options Contracts” https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3788.html https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3788.html Thu, 16 Mar 2006 00:00:00 -0800 E6-3788 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3788.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rule 11.1 Relating to the Exercise of Option Contracts https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3787.html https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3787.html Thu, 16 Mar 2006 00:00:00 -0800 E6-3787 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3787.pdf Notice - Roundtable Series on Giving Investors and Analysts Better Financial Data Via Internet https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3779.html https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3779.html Thu, 16 Mar 2006 00:00:00 -0800 E6-3779 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3779.pdf Notice - Notice of an Application of Peoples Financial Corporation Under Section 12(h) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3778.html https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3778.html Thu, 16 Mar 2006 00:00:00 -0800 E6-3778 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3778.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Odd Lot Transactions in the Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2006/03/16/06-2543.html https://regulations.justia.com/regulations/fedreg/2006/03/16/06-2543.html Thu, 16 Mar 2006 00:00:00 -0800 06-2543 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/06-2543.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 Thereto Relating to the Automatic Execution of Option Transactions During Crossed Markets https://regulations.justia.com/regulations/fedreg/2006/03/15/E6-3698.html https://regulations.justia.com/regulations/fedreg/2006/03/15/E6-3698.html Wed, 15 Mar 2006 00:00:00 -0800 E6-3698 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-15/pdf/E6-3698.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Establish Fees for Options on Certain Exchange Traded Funds https://regulations.justia.com/regulations/fedreg/2006/03/15/E6-3697.html https://regulations.justia.com/regulations/fedreg/2006/03/15/E6-3697.html Wed, 15 Mar 2006 00:00:00 -0800 E6-3697 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-15/pdf/E6-3697.pdf Notice - Issuer Delisting; Notice of Application of Host Marriott Corporation To Withdraw Its Common Stock, $.01 Par Value and Purchase Share Rights for Series A Junior Participating Preferred Stock, $.01 Par Value, From Listing and Registration on the Pacific Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2006/03/15/E6-3696.html https://regulations.justia.com/regulations/fedreg/2006/03/15/E6-3696.html Wed, 15 Mar 2006 00:00:00 -0800 E6-3696 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-15/pdf/E6-3696.pdf Notice - Issuer Delisting; Notice of Application of Host Marriott Corporation To Withdraw Its Common Stock, $.01 Par Value and Purchase Share Rights for Series A Junior Participating Preferred Stock, $.01 Par Value, From Listing and Registration on the Chicago Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2006/03/15/E6-3692.html https://regulations.justia.com/regulations/fedreg/2006/03/15/E6-3692.html Wed, 15 Mar 2006 00:00:00 -0800 E6-3692 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-15/pdf/E6-3692.pdf Notice - Issuer Delisting; Notice of Application of Cogent Communications Group, Inc. To Withdraw Its Common Stock, $.001 Par Value, From Listing and Registration on the American Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2006/03/15/E6-3690.html https://regulations.justia.com/regulations/fedreg/2006/03/15/E6-3690.html Wed, 15 Mar 2006 00:00:00 -0800 E6-3690 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-15/pdf/E6-3690.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Establishment of a Trading License Fee for 2006 and the Creation of Certain Other Fees for Trading License Holders https://regulations.justia.com/regulations/fedreg/2006/03/14/E6-3574.html https://regulations.justia.com/regulations/fedreg/2006/03/14/E6-3574.html Tue, 14 Mar 2006 00:00:00 -0800 E6-3574 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-14/pdf/E6-3574.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Amend the Criteria Used To Place Participants on Surveillance Status https://regulations.justia.com/regulations/fedreg/2006/03/14/E6-3573.html https://regulations.justia.com/regulations/fedreg/2006/03/14/E6-3573.html Tue, 14 Mar 2006 00:00:00 -0800 E6-3573 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-14/pdf/E6-3573.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Options Licensing Fee for Options on Certain Rydex Exchange-Traded Funds https://regulations.justia.com/regulations/fedreg/2006/03/14/E6-3572.html https://regulations.justia.com/regulations/fedreg/2006/03/14/E6-3572.html Tue, 14 Mar 2006 00:00:00 -0800 E6-3572 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-14/pdf/E6-3572.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Its Fees and Charges https://regulations.justia.com/regulations/fedreg/2006/03/14/E6-3548.html https://regulations.justia.com/regulations/fedreg/2006/03/14/E6-3548.html Tue, 14 Mar 2006 00:00:00 -0800 E6-3548 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-14/pdf/E6-3548.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Authorize Entry into Regulatory Services Agreements https://regulations.justia.com/regulations/fedreg/2006/03/14/E6-3547.html https://regulations.justia.com/regulations/fedreg/2006/03/14/E6-3547.html Tue, 14 Mar 2006 00:00:00 -0800 E6-3547 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-14/pdf/E6-3547.pdf Notice - MCG Capital Corporation; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/03/14/E6-3544.html https://regulations.justia.com/regulations/fedreg/2006/03/14/E6-3544.html Tue, 14 Mar 2006 00:00:00 -0800 E6-3544 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-14/pdf/E6-3544.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Specialist Participant Fees and Credits https://regulations.justia.com/regulations/fedreg/2006/03/14/E6-3543.html https://regulations.justia.com/regulations/fedreg/2006/03/14/E6-3543.html Tue, 14 Mar 2006 00:00:00 -0800 E6-3543 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-14/pdf/E6-3543.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Specialist Participant Fees and Credits https://regulations.justia.com/regulations/fedreg/2006/03/14/E6-3542.html https://regulations.justia.com/regulations/fedreg/2006/03/14/E6-3542.html Tue, 14 Mar 2006 00:00:00 -0800 E6-3542 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-14/pdf/E6-3542.pdf Notice - In the Matter of Biopulse International, Inc., n/k/a Only You, Inc., and Summit National Consolidation Group, Inc., n/k/a Superwipes, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2006/03/14/06-2475.html https://regulations.justia.com/regulations/fedreg/2006/03/14/06-2475.html Tue, 14 Mar 2006 00:00:00 -0800 06-2475 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-14/pdf/06-2475.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Restrictions on Arbitrators Serving on CBOE's Arbitration Committee https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3513.html https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3513.html Mon, 13 Mar 2006 00:00:00 -0800 E6-3513 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/E6-3513.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Its Fee Cap Program for Certain Options Spread Trades https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3497.html https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3497.html Mon, 13 Mar 2006 00:00:00 -0800 E6-3497 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/E6-3497.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rule 8.4 To Extend for an Additional Year a Pilot Program Relating to RMM Multiple Aggregation Units https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3496.html https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3496.html Mon, 13 Mar 2006 00:00:00 -0800 E6-3496 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/E6-3496.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Extension of the Dividend, Merger, and Short Stock Interest Strategies Fee Cap Pilot Program https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3495.html https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3495.html Mon, 13 Mar 2006 00:00:00 -0800 E6-3495 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/E6-3495.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Expansion of Time for Exercising Expiring Options and Submitting Contrary Exercise Advices https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3493.html https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3493.html Mon, 13 Mar 2006 00:00:00 -0800 E6-3493 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/E6-3493.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Approving Proposed Rule Change, and Amendment No. 1 Thereto, To Amend ISE Rule 803 To Provide for a Back-Up Primary Market Maker https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3492.html https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3492.html Mon, 13 Mar 2006 00:00:00 -0800 E6-3492 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/E6-3492.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Accelerated Approval of Proposed Rule Change and Amendments Nos. 1 and 3 Thereto Relating to Increases in the Original Listing and Annual Fees https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3491.html https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3491.html Mon, 13 Mar 2006 00:00:00 -0800 E6-3491 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/E6-3491.pdf Notice - Self-Regulatory Organizations; American Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Amending Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3490.html https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3490.html Mon, 13 Mar 2006 00:00:00 -0800 E6-3490 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/E6-3490.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amending Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3486.html https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3486.html Mon, 13 Mar 2006 00:00:00 -0800 E6-3486 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/E6-3486.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Procedures for Denying Initial and Continued Listing https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3485.html https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3485.html Mon, 13 Mar 2006 00:00:00 -0800 E6-3485 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/E6-3485.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Amendments to the Restated Certificate of Incorporation of NYSE Regulation, Inc. https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3484.html https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3484.html Mon, 13 Mar 2006 00:00:00 -0800 E6-3484 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/E6-3484.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Modify Its Rules and Procedures Related to the Collection of Commission Payments https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3483.html https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3483.html Mon, 13 Mar 2006 00:00:00 -0800 E6-3483 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/E6-3483.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Relating to Submission of Exercise Notices for American Option Contracts Other Than at Expiration https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3482.html https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3482.html Mon, 13 Mar 2006 00:00:00 -0800 E6-3482 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/E6-3482.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rule 8.3 To Extend for an Additional Year a Pilot Program Relating to Market-Makers Quoting Outside Their Appointed Trading Station https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3481.html https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3481.html Mon, 13 Mar 2006 00:00:00 -0800 E6-3481 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/E6-3481.pdf Notice - Sunshine Act Meeting Notice https://regulations.justia.com/regulations/fedreg/2006/03/13/06-2457.html https://regulations.justia.com/regulations/fedreg/2006/03/13/06-2457.html Mon, 13 Mar 2006 00:00:00 -0800 06-2457 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/06-2457.pdf Notice - In the Matter of Gary Player Direct, Inc., First Chesapeake Financial Corp., and North Lily Mining Co.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2006/03/13/06-2412.html https://regulations.justia.com/regulations/fedreg/2006/03/13/06-2412.html Mon, 13 Mar 2006 00:00:00 -0800 06-2412 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/06-2412.pdf Notice - Public Company Accounting Oversight Board; Notice of Filing of Proposed Ethics and Independence Rules Concerning Independence, Tax Services, and Contingent Fees https://regulations.justia.com/regulations/fedreg/2006/03/13/06-2365.html https://regulations.justia.com/regulations/fedreg/2006/03/13/06-2365.html Mon, 13 Mar 2006 00:00:00 -0800 06-2365 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/06-2365.pdf Notice - Issuer Delisting; Notice of Application of General Motors Corporation To Withdraw Its Common Stock, $1 2/3 Par Value, From Listing and Registration on the Philadelphia Stock Exchange, Inc. File No. 1-00043 https://regulations.justia.com/regulations/fedreg/2006/03/10/E6-3441.html https://regulations.justia.com/regulations/fedreg/2006/03/10/E6-3441.html Fri, 10 Mar 2006 00:00:00 -0800 E6-3441 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-10/pdf/E6-3441.pdf Notice - Issuer Delisting; Notice of Application of General Motors Corporation To Withdraw Its Common Stock, $12/3 https://regulations.justia.com/regulations/fedreg/2006/03/10/E6-3438.html https://regulations.justia.com/regulations/fedreg/2006/03/10/E6-3438.html Fri, 10 Mar 2006 00:00:00 -0800 E6-3438 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-10/pdf/E6-3438.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Certificate of Incorporation of PCX Holdings, Inc. https://regulations.justia.com/regulations/fedreg/2006/03/10/E6-3437.html https://regulations.justia.com/regulations/fedreg/2006/03/10/E6-3437.html Fri, 10 Mar 2006 00:00:00 -0800 E6-3437 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-10/pdf/E6-3437.pdf Notice - Issuer Delisting; Notice of Application of General Motors Corporation To Withdraw Its Common Stock, $12/3 https://regulations.justia.com/regulations/fedreg/2006/03/10/E6-3436.html https://regulations.justia.com/regulations/fedreg/2006/03/10/E6-3436.html Fri, 10 Mar 2006 00:00:00 -0800 E6-3436 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-10/pdf/E6-3436.pdf Notice - In the Matter of GMC Holding Corporation; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2006/03/10/06-2364.html https://regulations.justia.com/regulations/fedreg/2006/03/10/06-2364.html Fri, 10 Mar 2006 00:00:00 -0800 06-2364 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-10/pdf/06-2364.pdf Notice - Notice of Broker-Dealer/Investment Adviser Study https://regulations.justia.com/regulations/fedreg/2006/03/09/E6-3332.html https://regulations.justia.com/regulations/fedreg/2006/03/09/E6-3332.html Thu, 09 Mar 2006 00:00:00 -0800 E6-3332 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-09/pdf/E6-3332.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/03/09/E6-3329.html https://regulations.justia.com/regulations/fedreg/2006/03/09/E6-3329.html Thu, 09 Mar 2006 00:00:00 -0800 E6-3329 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-09/pdf/E6-3329.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/03/09/E6-3328.html https://regulations.justia.com/regulations/fedreg/2006/03/09/E6-3328.html Thu, 09 Mar 2006 00:00:00 -0800 E6-3328 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-09/pdf/E6-3328.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide for the Payment of Interest on Cash Clearing Fund Collateral Posted by Members of the Government Securities Division and to Provide for the Payment of Interest on the Basic Deposit Portion of the Participants' Fund Posted by Members of the Mortgage-Backed Securities Division https://regulations.justia.com/regulations/fedreg/2006/03/09/E6-3327.html https://regulations.justia.com/regulations/fedreg/2006/03/09/E6-3327.html Thu, 09 Mar 2006 00:00:00 -0800 E6-3327 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-09/pdf/E6-3327.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Revise Option Adjustment Methodology https://regulations.justia.com/regulations/fedreg/2006/03/09/E6-3326.html https://regulations.justia.com/regulations/fedreg/2006/03/09/E6-3326.html Thu, 09 Mar 2006 00:00:00 -0800 E6-3326 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-09/pdf/E6-3326.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/03/08/E6-3281.html https://regulations.justia.com/regulations/fedreg/2006/03/08/E6-3281.html Wed, 08 Mar 2006 00:00:00 -0800 E6-3281 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-08/pdf/E6-3281.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/03/08/E6-3280.html https://regulations.justia.com/regulations/fedreg/2006/03/08/E6-3280.html Wed, 08 Mar 2006 00:00:00 -0800 E6-3280 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-08/pdf/E6-3280.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Open Order Modifiers https://regulations.justia.com/regulations/fedreg/2006/03/08/E6-3276.html https://regulations.justia.com/regulations/fedreg/2006/03/08/E6-3276.html Wed, 08 Mar 2006 00:00:00 -0800 E6-3276 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-08/pdf/E6-3276.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Assumption of Blind Brokered Fails by Its Government Securities Division https://regulations.justia.com/regulations/fedreg/2006/03/08/E6-3272.html https://regulations.justia.com/regulations/fedreg/2006/03/08/E6-3272.html Wed, 08 Mar 2006 00:00:00 -0800 E6-3272 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-08/pdf/E6-3272.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Relating to Implementation of the PAR Official Program https://regulations.justia.com/regulations/fedreg/2006/03/08/E6-3270.html https://regulations.justia.com/regulations/fedreg/2006/03/08/E6-3270.html Wed, 08 Mar 2006 00:00:00 -0800 E6-3270 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-08/pdf/E6-3270.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company, Fixed Income Clearing Corporation, and National Securities Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Exclude Non-U.S.-Based Central Securities Depositories From a Requirement To Purchase Shares of the Common Stock of The Depository Trust & Clearing Corporation https://regulations.justia.com/regulations/fedreg/2006/03/08/E6-3269.html https://regulations.justia.com/regulations/fedreg/2006/03/08/E6-3269.html Wed, 08 Mar 2006 00:00:00 -0800 E6-3269 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-08/pdf/E6-3269.pdf Notice - Issuer Delisting; Notice of Application of Socket Communications Inc. To Withdraw Its Common Stock, $.001 Par Value, From Listing and Registration on the Pacific Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2006/03/08/E6-3266.html https://regulations.justia.com/regulations/fedreg/2006/03/08/E6-3266.html Wed, 08 Mar 2006 00:00:00 -0800 E6-3266 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-08/pdf/E6-3266.pdf Notice - Issuer Delisting; Notice of Application of American Vanguard Corporation To Withdraw Its Common Stock, $.10 Par Value, From Listing and Registration on the American Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2006/03/08/E6-3265.html https://regulations.justia.com/regulations/fedreg/2006/03/08/E6-3265.html Wed, 08 Mar 2006 00:00:00 -0800 E6-3265 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-08/pdf/E6-3265.pdf Proposed Rule - Mutual Fund Redemption Fees https://regulations.justia.com/regulations/fedreg/2006/03/07/E6-3164.html https://regulations.justia.com/regulations/fedreg/2006/03/07/E6-3164.html Tue, 07 Mar 2006 00:00:00 -0800 E6-3164 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2006-03-07/pdf/E6-3164.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Concerning Option Position Limits https://regulations.justia.com/regulations/fedreg/2006/03/07/E6-3163.html https://regulations.justia.com/regulations/fedreg/2006/03/07/E6-3163.html Tue, 07 Mar 2006 00:00:00 -0800 E6-3163 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-07/pdf/E6-3163.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change Establishing Fees for Historical Options Tick Market Data for Non-Members https://regulations.justia.com/regulations/fedreg/2006/03/07/E6-3162.html https://regulations.justia.com/regulations/fedreg/2006/03/07/E6-3162.html Tue, 07 Mar 2006 00:00:00 -0800 E6-3162 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-07/pdf/E6-3162.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/03/07/E6-3161.html https://regulations.justia.com/regulations/fedreg/2006/03/07/E6-3161.html Tue, 07 Mar 2006 00:00:00 -0800 E6-3161 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-07/pdf/E6-3161.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/03/07/E6-3160.html https://regulations.justia.com/regulations/fedreg/2006/03/07/E6-3160.html Tue, 07 Mar 2006 00:00:00 -0800 E6-3160 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-07/pdf/E6-3160.pdf Notice - ING Life Insurance and Annuity Company, et al., Notice of Application https://regulations.justia.com/regulations/fedreg/2006/03/06/E6-3116.html https://regulations.justia.com/regulations/fedreg/2006/03/06/E6-3116.html Mon, 06 Mar 2006 00:00:00 -0800 E6-3116 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-06/pdf/E6-3116.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving Proposed Rule Change Relating to Exposure of Orders in the PCX Plus Crossing Mechanism https://regulations.justia.com/regulations/fedreg/2006/03/06/E6-3113.html https://regulations.justia.com/regulations/fedreg/2006/03/06/E6-3113.html Mon, 06 Mar 2006 00:00:00 -0800 E6-3113 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-06/pdf/E6-3113.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change Relating to Specialist Clerks https://regulations.justia.com/regulations/fedreg/2006/03/06/E6-3112.html https://regulations.justia.com/regulations/fedreg/2006/03/06/E6-3112.html Mon, 06 Mar 2006 00:00:00 -0800 E6-3112 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-06/pdf/E6-3112.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/03/06/E6-3111.html https://regulations.justia.com/regulations/fedreg/2006/03/06/E6-3111.html Mon, 06 Mar 2006 00:00:00 -0800 E6-3111 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-06/pdf/E6-3111.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/03/06/E6-3110.html https://regulations.justia.com/regulations/fedreg/2006/03/06/E6-3110.html Mon, 06 Mar 2006 00:00:00 -0800 E6-3110 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-06/pdf/E6-3110.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Requiring Archipelago Securities, L.L.C. To Enter Two-Sided Quotes https://regulations.justia.com/regulations/fedreg/2006/03/06/E6-3094.html https://regulations.justia.com/regulations/fedreg/2006/03/06/E6-3094.html Mon, 06 Mar 2006 00:00:00 -0800 E6-3094 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-06/pdf/E6-3094.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Relating to the Certificate of Incorporation and Bylaws of Archipelago Holdings, Inc. https://regulations.justia.com/regulations/fedreg/2006/03/06/E6-3093.html https://regulations.justia.com/regulations/fedreg/2006/03/06/E6-3093.html Mon, 06 Mar 2006 00:00:00 -0800 E6-3093 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-06/pdf/E6-3093.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Seeking Permanent Approval of a Pilot Program Relating to Market-Maker Access to the Exchange's Hybrid Automatic Execution System https://regulations.justia.com/regulations/fedreg/2006/03/06/E6-3092.html https://regulations.justia.com/regulations/fedreg/2006/03/06/E6-3092.html Mon, 06 Mar 2006 00:00:00 -0800 E6-3092 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-06/pdf/E6-3092.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2006/03/06/06-2122.html https://regulations.justia.com/regulations/fedreg/2006/03/06/06-2122.html Mon, 06 Mar 2006 00:00:00 -0800 06-2122 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-06/pdf/06-2122.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2006/03/06/06-2121.html https://regulations.justia.com/regulations/fedreg/2006/03/06/06-2121.html Mon, 06 Mar 2006 00:00:00 -0800 06-2121 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-06/pdf/06-2121.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change and Amendment Nos. 1, 3, and 5 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 6 and 8 Relating to the NYSE's Business Combination With Archipelago Holdings, Inc. https://regulations.justia.com/regulations/fedreg/2006/03/06/06-2033.html https://regulations.justia.com/regulations/fedreg/2006/03/06/06-2033.html Mon, 06 Mar 2006 00:00:00 -0800 06-2033 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-06/pdf/06-2033.pdf Notice - Roundtable on Internal Control Reporting Requirements https://regulations.justia.com/regulations/fedreg/2006/03/03/E6-3031.html https://regulations.justia.com/regulations/fedreg/2006/03/03/E6-3031.html Fri, 03 Mar 2006 00:00:00 -0800 E6-3031 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-03/pdf/E6-3031.pdf Notice - Self-Regulatory Organizations; Pacific Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Clearly Erroneous Executions https://regulations.justia.com/regulations/fedreg/2006/03/03/E6-3030.html https://regulations.justia.com/regulations/fedreg/2006/03/03/E6-3030.html Fri, 03 Mar 2006 00:00:00 -0800 E6-3030 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-03/pdf/E6-3030.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Approval of a Proposed Rule Change Relating to Order Entry and Execution Practices https://regulations.justia.com/regulations/fedreg/2006/03/03/E6-3029.html https://regulations.justia.com/regulations/fedreg/2006/03/03/E6-3029.html Fri, 03 Mar 2006 00:00:00 -0800 E6-3029 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-03/pdf/E6-3029.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of a Licensing Fee for Options on the PowerShares Zacks SmallCap Portfolio https://regulations.justia.com/regulations/fedreg/2006/03/03/E6-3015.html https://regulations.justia.com/regulations/fedreg/2006/03/03/E6-3015.html Fri, 03 Mar 2006 00:00:00 -0800 E6-3015 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-03/pdf/E6-3015.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees for Fiscal Year 2006 https://regulations.justia.com/regulations/fedreg/2006/03/03/E6-3014.html https://regulations.justia.com/regulations/fedreg/2006/03/03/E6-3014.html Fri, 03 Mar 2006 00:00:00 -0800 E6-3014 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-03/pdf/E6-3014.pdf Notice - Exposure Draft of Final Report of Advisory Committee on Smaller Public Companies https://regulations.justia.com/regulations/fedreg/2006/03/03/06-1992.html https://regulations.justia.com/regulations/fedreg/2006/03/03/06-1992.html Fri, 03 Mar 2006 00:00:00 -0800 06-1992 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-03/pdf/06-1992.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Relating to Its Audit Committee https://regulations.justia.com/regulations/fedreg/2006/03/02/E6-2961.html https://regulations.justia.com/regulations/fedreg/2006/03/02/E6-2961.html Thu, 02 Mar 2006 00:00:00 -0800 E6-2961 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-02/pdf/E6-2961.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change To Allow Nasdaq To Take Certain Actions on Behalf of Its Issuers in Connection With Nasdaq's Transition to a National Securities Exchange https://regulations.justia.com/regulations/fedreg/2006/03/02/E6-2960.html https://regulations.justia.com/regulations/fedreg/2006/03/02/E6-2960.html Thu, 02 Mar 2006 00:00:00 -0800 E6-2960 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-02/pdf/E6-2960.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to its Fees and Charges https://regulations.justia.com/regulations/fedreg/2006/03/02/E6-2958.html https://regulations.justia.com/regulations/fedreg/2006/03/02/E6-2958.html Thu, 02 Mar 2006 00:00:00 -0800 E6-2958 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-02/pdf/E6-2958.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2006/03/02/E6-2957.html https://regulations.justia.com/regulations/fedreg/2006/03/02/E6-2957.html Thu, 02 Mar 2006 00:00:00 -0800 E6-2957 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-02/pdf/E6-2957.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Supplementary Material .26 to Exchange Rule 301 To Waive the Posting Requirements in Relation to Transfers for Nominal Consideration Between Employees of the Same Member Organization and New Leases https://regulations.justia.com/regulations/fedreg/2006/03/02/E6-2931.html https://regulations.justia.com/regulations/fedreg/2006/03/02/E6-2931.html Thu, 02 Mar 2006 00:00:00 -0800 E6-2931 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-02/pdf/E6-2931.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Relating to the Membership Rules for Foreign Member Organizations https://regulations.justia.com/regulations/fedreg/2006/03/02/E6-2930.html https://regulations.justia.com/regulations/fedreg/2006/03/02/E6-2930.html Thu, 02 Mar 2006 00:00:00 -0800 E6-2930 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-02/pdf/E6-2930.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Amendments No. 2, 3, and 4 to Proposed Rule Change To Modify the Information Contained in a Directed Order on the Boston Options Exchange https://regulations.justia.com/regulations/fedreg/2006/03/02/E6-2929.html https://regulations.justia.com/regulations/fedreg/2006/03/02/E6-2929.html Thu, 02 Mar 2006 00:00:00 -0800 E6-2929 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-02/pdf/E6-2929.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Automatic Conversion of CAP-DI Orders https://regulations.justia.com/regulations/fedreg/2006/03/02/06-1962.html https://regulations.justia.com/regulations/fedreg/2006/03/02/06-1962.html Thu, 02 Mar 2006 00:00:00 -0800 06-1962 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-02/pdf/06-1962.pdf Notice - Issuer Delisting; Notice of Application of MDU Resources Group, Inc. To Withdraw Its Common Stock, $1.00 Tar Value, and the Preference Share Purchase Rights Appurtenant Thereto, From Listing and Registration on the Pacific Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2006/03/02/06-1954.html https://regulations.justia.com/regulations/fedreg/2006/03/02/06-1954.html Thu, 02 Mar 2006 00:00:00 -0800 06-1954 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-02/pdf/06-1954.pdf Notice - Issuer Delisting; Notice of Application of SouthFirst Bancshares, Inc. To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the American Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2006/03/02/06-1953.html https://regulations.justia.com/regulations/fedreg/2006/03/02/06-1953.html Thu, 02 Mar 2006 00:00:00 -0800 06-1953 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-02/pdf/06-1953.pdf Notice - Issuer Delisting; Notice of Application of MEDTOX Scientific, Inc. To Withdraw Its Common Stock, $.15 Par Value, From Listing and Registration on the American Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2006/03/02/06-1952.html https://regulations.justia.com/regulations/fedreg/2006/03/02/06-1952.html Thu, 02 Mar 2006 00:00:00 -0800 06-1952 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-02/pdf/06-1952.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/03/01/E6-2850.html https://regulations.justia.com/regulations/fedreg/2006/03/01/E6-2850.html Wed, 01 Mar 2006 00:00:00 -0800 E6-2850 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-01/pdf/E6-2850.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Amend CBOE Rule 8.3 Relating to Market-Maker Appointments https://regulations.justia.com/regulations/fedreg/2006/03/01/E6-2847.html https://regulations.justia.com/regulations/fedreg/2006/03/01/E6-2847.html Wed, 01 Mar 2006 00:00:00 -0800 E6-2847 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-01/pdf/E6-2847.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Incorporate Certain Examination Fees https://regulations.justia.com/regulations/fedreg/2006/03/01/E6-2846.html https://regulations.justia.com/regulations/fedreg/2006/03/01/E6-2846.html Wed, 01 Mar 2006 00:00:00 -0800 E6-2846 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-01/pdf/E6-2846.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Exchange's Standard Position and Exercise Limit Pilot Program https://regulations.justia.com/regulations/fedreg/2006/03/01/E6-2845.html https://regulations.justia.com/regulations/fedreg/2006/03/01/E6-2845.html Wed, 01 Mar 2006 00:00:00 -0800 E6-2845 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-01/pdf/E6-2845.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Increases Position and Exercise Limits for Certain Equity Options https://regulations.justia.com/regulations/fedreg/2006/03/01/E6-2820.html https://regulations.justia.com/regulations/fedreg/2006/03/01/E6-2820.html Wed, 01 Mar 2006 00:00:00 -0800 E6-2820 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-01/pdf/E6-2820.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Boston Options Exchange Trading Rules Regarding the Extension of a Pilot Program That Increases the Standard Position and Exercise Limits for Certain Options Traded https://regulations.justia.com/regulations/fedreg/2006/03/01/E6-2817.html https://regulations.justia.com/regulations/fedreg/2006/03/01/E6-2817.html Wed, 01 Mar 2006 00:00:00 -0800 E6-2817 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-01/pdf/E6-2817.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Period To Increase Position Limits and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock https://regulations.justia.com/regulations/fedreg/2006/03/01/E6-2816.html https://regulations.justia.com/regulations/fedreg/2006/03/01/E6-2816.html Wed, 01 Mar 2006 00:00:00 -0800 E6-2816 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-01/pdf/E6-2816.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program That Increases Position and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock https://regulations.justia.com/regulations/fedreg/2006/03/01/E6-2814.html https://regulations.justia.com/regulations/fedreg/2006/03/01/E6-2814.html Wed, 01 Mar 2006 00:00:00 -0800 E6-2814 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-01/pdf/E6-2814.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program That Increases the Standard Position and Exercise Limits for Certain Options Traded on the Exchange https://regulations.justia.com/regulations/fedreg/2006/03/01/06-1907.html https://regulations.justia.com/regulations/fedreg/2006/03/01/06-1907.html Wed, 01 Mar 2006 00:00:00 -0800 06-1907 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-01/pdf/06-1907.pdf