Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/03?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-04-25T09:06:34-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2006/03/31/E6-4701.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to Establishment of a Neutral “Referee”2006-03-31T00:00:00-08:002006-03-31T00:00:00-08:00E6-4701Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-31/pdf/E6-4701.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/31/E6-4674.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Modification to the Existing Moratorium on the Qualification and Registration of Registered Competitive Market Makers2006-03-31T00:00:00-08:002006-03-31T00:00:00-08:00E6-4674Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-31/pdf/E6-4674.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/31/E6-4673.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to Amendments to NASD Rule 6530 To Clarify the Review Process for OTCBB Eligibility Determinations and To Implement Fees for Such Review2006-03-31T00:00:00-08:002006-03-31T00:00:00-08:00E6-4673Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-31/pdf/E6-4673.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/31/06-3183.htmlNotice - Sunshine Act; Notice of Meeting2006-03-31T00:00:00-08:002006-03-31T00:00:00-08:0006-3183Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-31/pdf/06-3183.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/31/06-3012.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment Nos. 1, 2, 3, and 5 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 6, 7, and 8 to the Proposed Rule Change to Establish the Hybrid Market2006-03-31T00:00:00-08:002006-03-31T00:00:00-08:0006-3012Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-31/pdf/06-3012.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/30/E6-4625.htmlNotice - Submission for OMB Review; Comment Request2006-03-30T00:00:00-08:002006-03-30T00:00:00-08:00E6-4625Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-30/pdf/E6-4625.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/30/E6-4624.htmlNotice - Submission for OMB Review; Comment Request2006-03-30T00:00:00-08:002006-03-30T00:00:00-08:00E6-4624Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-30/pdf/E6-4624.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/30/E6-4623.htmlNotice - Submission for OMB Review; Comment Request2006-03-30T00:00:00-08:002006-03-30T00:00:00-08:00E6-4623Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-30/pdf/E6-4623.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/30/E6-4612.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating To Extending the Time Period by Which the Exchange Will Amend the NASD-PCX Agreement Pursuant to Rule 17d-22006-03-30T00:00:00-08:002006-03-30T00:00:00-08:00E6-4612Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-30/pdf/E6-4612.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4541.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Amend NASD Rule 118902006-03-29T00:00:00-08:002006-03-29T00:00:00-08:00E6-4541Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-29/pdf/E6-4541.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4540.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Rule 6530 To Clarify the Removal Process for Securities of OTCBB Issuers That Fail To Remain Current With OTCBB Reporting Requirements2006-03-29T00:00:00-08:002006-03-29T00:00:00-08:00E6-4540Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-29/pdf/E6-4540.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4539.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Provisions of the Exchange's Crossing Rule2006-03-29T00:00:00-08:002006-03-29T00:00:00-08:00E6-4539Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-29/pdf/E6-4539.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4538.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Establishing CTCI Station-Based Pricing for Non-Members2006-03-29T00:00:00-08:002006-03-29T00:00:00-08:00E6-4538Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-29/pdf/E6-4538.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4537.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Specialists' Transactions With Public Customers2006-03-29T00:00:00-08:002006-03-29T00:00:00-08:00E6-4537Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-29/pdf/E6-4537.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4528.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Effective Date of the Uniform Branch Office Definition and Related Interpretive Material and Extending the Transition Deadline for Compliance With Form BR and Form U4 Filing Requirements2006-03-29T00:00:00-08:002006-03-29T00:00:00-08:00E6-4528Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-29/pdf/E6-4528.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4527.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Enhance the Repo Collateral Substitution Process of FICC's Government Securities Division2006-03-29T00:00:00-08:002006-03-29T00:00:00-08:00E6-4527Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-29/pdf/E6-4527.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4518.htmlNotice - OppenheimerFunds, Inc., et al.; Notice of Application2006-03-29T00:00:00-08:002006-03-29T00:00:00-08:00E6-4518Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-29/pdf/E6-4518.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4517.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Reflect Committee Revisions2006-03-29T00:00:00-08:002006-03-29T00:00:00-08:00E6-4517Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-29/pdf/E6-4517.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4516.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc. (Now Known As NYSE Arca, Inc.); Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Relating to Rebates and Credits a Market Maker is Eligible To Receive for Executions That Result From Principal Acting as Agent Orders Sent to and Executed at Away Market Centers2006-03-29T00:00:00-08:002006-03-29T00:00:00-08:00E6-4516Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-29/pdf/E6-4516.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4515.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Establishing CTCI Station-Based Pricing for Members2006-03-29T00:00:00-08:002006-03-29T00:00:00-08:00E6-4515Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-29/pdf/E6-4515.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/28/E6-4436.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving a Proposed Rule Change to Re-establish a Fee Pilot for National Quotation Data Service2006-03-28T00:00:00-08:002006-03-28T00:00:00-08:00E6-4436Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-28/pdf/E6-4436.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/28/E6-4434.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to Proposed Amendments to IM-2110-2 to Codify NASD's Existing Position that the Manning Rule Applies to All Members, Whether Acting as a Market Maker or Not2006-03-28T00:00:00-08:002006-03-28T00:00:00-08:00E6-4434Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-28/pdf/E6-4434.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/28/E6-4433.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change Relating To Buy-Ins in Its Continuous Net Settlement System2006-03-28T00:00:00-08:002006-03-28T00:00:00-08:00E6-4433Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-28/pdf/E6-4433.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/28/E6-4432.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Establish Fees for Enhanced Sentiment Market Data2006-03-28T00:00:00-08:002006-03-28T00:00:00-08:00E6-4432Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-28/pdf/E6-4432.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/28/E6-4431.htmlNotice - Proposed Collection; Comment Request2006-03-28T00:00:00-08:002006-03-28T00:00:00-08:00E6-4431Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-28/pdf/E6-4431.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/28/E6-4430.htmlNotice - Adler Management, L.L.C.; Notice of Application2006-03-28T00:00:00-08:002006-03-28T00:00:00-08:00E6-4430Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-28/pdf/E6-4430.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/28/E6-4429.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Dividend Spread and Merger Spread Program2006-03-28T00:00:00-08:002006-03-28T00:00:00-08:00E6-4429Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-28/pdf/E6-4429.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/28/06-3010.htmlNotice - Sunshine Act Meeting2006-03-28T00:00:00-08:002006-03-28T00:00:00-08:0006-3010Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-28/pdf/06-3010.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/28/06-2996.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Amend Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration2006-03-28T00:00:00-08:002006-03-28T00:00:00-08:0006-2996Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-28/pdf/06-2996.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/27/E6-4368.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to the Amex Membership Corporation's Certificate of Incorporation2006-03-27T00:00:00-08:002006-03-27T00:00:00-08:00E6-4368Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-27/pdf/E6-4368.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/27/E6-4367.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Duration of CBOE Rule 6.45A(b) Pertaining to Orders Represented in Open Outcry2006-03-27T00:00:00-08:002006-03-27T00:00:00-08:00E6-4367Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-27/pdf/E6-4367.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/27/E6-4346.htmlNotice - Self Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Certification by the Chief Executive Officer Under NASD Interpretive Material 30132006-03-27T00:00:00-08:002006-03-27T00:00:00-08:00E6-4346Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-27/pdf/E6-4346.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/27/E6-4345.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Participant Exchange System2006-03-27T00:00:00-08:002006-03-27T00:00:00-08:00E6-4345Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-27/pdf/E6-4345.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/27/E6-4343.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of Time for Exercising Expiring Options and Submitting Contrary Exercise Advices2006-03-27T00:00:00-08:002006-03-27T00:00:00-08:00E6-4343Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-27/pdf/E6-4343.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/27/E6-4342.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Automated Delivery and Handling of Stop and Stop-Limit Orders2006-03-27T00:00:00-08:002006-03-27T00:00:00-08:00E6-4342Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-27/pdf/E6-4342.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/27/E6-4340.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Its Marketing Fee Program2006-03-27T00:00:00-08:002006-03-27T00:00:00-08:00E6-4340Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-27/pdf/E6-4340.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/27/E6-4339.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Information Contained in a Directed Order on the Boston Options Exchange2006-03-27T00:00:00-08:002006-03-27T00:00:00-08:00E6-4339Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-27/pdf/E6-4339.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/24/E6-4278.htmlNotice - Advisory Committee on Smaller Public Companies2006-03-24T00:00:00-08:002006-03-24T00:00:00-08:00E6-4278Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-24/pdf/E6-4278.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/24/E6-4274.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Session/API Fees2006-03-24T00:00:00-08:002006-03-24T00:00:00-08:00E6-4274Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-24/pdf/E6-4274.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/24/E6-4270.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.); Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading of Shares of the iShares® Silver Trust Pursuant to Unlisted Trading Privileges2006-03-24T00:00:00-08:002006-03-24T00:00:00-08:00E6-4270Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-24/pdf/E6-4270.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/24/E6-4268.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Shares of the iShares® Silver Trust2006-03-24T00:00:00-08:002006-03-24T00:00:00-08:00E6-4268Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-24/pdf/E6-4268.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/23/E6-4187.htmlNotice - SBL Fund and Security Management Company, LLC2006-03-23T00:00:00-08:002006-03-23T00:00:00-08:00E6-4187Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-23/pdf/E6-4187.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/23/E6-4186.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce Routing Charges for NASD Members2006-03-23T00:00:00-08:002006-03-23T00:00:00-08:00E6-4186Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-23/pdf/E6-4186.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/23/E6-4185.htmlNotice - Self-Regulatory Organizations; American Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Relating To Amending Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration2006-03-23T00:00:00-08:002006-03-23T00:00:00-08:00E6-4185Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-23/pdf/E6-4185.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/23/E6-4184.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fee Changes2006-03-23T00:00:00-08:002006-03-23T00:00:00-08:00E6-4184Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-23/pdf/E6-4184.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/23/E6-4183.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amending Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration2006-03-23T00:00:00-08:002006-03-23T00:00:00-08:00E6-4183Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-23/pdf/E6-4183.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/23/E6-4182.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amending Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal from Registration2006-03-23T00:00:00-08:002006-03-23T00:00:00-08:00E6-4182Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-23/pdf/E6-4182.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/23/E6-4181.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of a Licensing Fee for Options on the First Trust Morningstar Dividend Leaders Index Fund Shares2006-03-23T00:00:00-08:002006-03-23T00:00:00-08:00E6-4181Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-23/pdf/E6-4181.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/23/E6-4177.htmlNotice - Issuer Delisting; Notice of Application of Chevron Corporation, To Withdraw Its Common Stock, $.75 Par Value, From Listing and Registration on the Pacific Exchange, Inc.2006-03-23T00:00:00-08:002006-03-23T00:00:00-08:00E6-4177Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-23/pdf/E6-4177.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/23/E6-4176.htmlNotice - Issuer Delisting; Notice of Application of AvalonBay Communities, Inc. To Withdraw Its Common Stock, $.01 Par Value, and 8.70% Series H Cumulative Redeemable Preferred Stock, $.01 Par Value, From Listing and Registration on the Pacific Exchange, Inc.2006-03-23T00:00:00-08:002006-03-23T00:00:00-08:00E6-4176Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-23/pdf/E6-4176.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/23/E6-4175.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto To Reduce Routing Charges for Non-NASD Members2006-03-23T00:00:00-08:002006-03-23T00:00:00-08:00E6-4175Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-23/pdf/E6-4175.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/23/E6-4174.htmlNotice - Submission for OMB Review; Comment Request2006-03-23T00:00:00-08:002006-03-23T00:00:00-08:00E6-4174Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-23/pdf/E6-4174.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/23/E6-4173.htmlNotice - Issuer Delisting; Notice of Application of TDC A/S (Formerly Tele Danmark A/S) To Withdraw Its American Depositary Shares (Evidenced by American Depositary Share Receipts, Each Representing One Half of One Ordinary Share, Par Value DKK 5 Each and Ordinary Shares, Par Value DKK 5), From Listing and Registration on the New York Stock Exchange, LLC2006-03-23T00:00:00-08:002006-03-23T00:00:00-08:00E6-4173Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-23/pdf/E6-4173.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/23/06-2857.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendments Nos. 1, 2, 3, 4 and 5 Thereto To Amend Its By-Laws and Charter in Connection With a Restructuring of Its Board of Governors2006-03-23T00:00:00-08:002006-03-23T00:00:00-08:0006-2857Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-23/pdf/06-2857.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/22/E6-4121.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Certain Housekeeping Changes to Its Schedule of Fees and Charges2006-03-22T00:00:00-08:002006-03-22T00:00:00-08:00E6-4121Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-22/pdf/E6-4121.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/22/06-2793.htmlNotice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing of Proposed Rule Change To Amend Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration2006-03-22T00:00:00-08:002006-03-22T00:00:00-08:0006-2793Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-22/pdf/06-2793.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/22/06-2764.htmlNotice - Man-Glenwood Lexington, LLC, et al.; Notice of Application2006-03-22T00:00:00-08:002006-03-22T00:00:00-08:0006-2764Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-22/pdf/06-2764.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/21/E6-4058.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Establish the Nasdaq Halt Cross2006-03-21T00:00:00-08:002006-03-21T00:00:00-08:00E6-4058Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-21/pdf/E6-4058.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/21/E6-4057.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Pilot Until March 24, 2006 To Put Into Operation Phase 1 of the NYSE HYBRID MARKETSM2006-03-21T00:00:00-08:002006-03-21T00:00:00-08:00E6-4057Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-21/pdf/E6-4057.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/21/E6-4056.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Trading Options on Full and Reduced Values of the FTSE 100 Index and the FTSE 250 Index, Including Long-Term Options2006-03-21T00:00:00-08:002006-03-21T00:00:00-08:00E6-4056Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-21/pdf/E6-4056.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/21/E6-4055.htmlNotice - Self-Regulatory Organization; Board of Trade of the City of Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to Listing Standards for Security Futures Products2006-03-21T00:00:00-08:002006-03-21T00:00:00-08:00E6-4055Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-21/pdf/E6-4055.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/21/E6-4012.htmlNotice - Proposed Collection; Comment Request2006-03-21T00:00:00-08:002006-03-21T00:00:00-08:00E6-4012Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-21/pdf/E6-4012.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/21/E6-4011.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Rebate of the Exchange's Options Cancellation Fee2006-03-21T00:00:00-08:002006-03-21T00:00:00-08:00E6-4011Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-21/pdf/E6-4011.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/21/06-2765.htmlNotice - Sunshine Act Meeting2006-03-21T00:00:00-08:002006-03-21T00:00:00-08:0006-2765Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-21/pdf/06-2765.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/21/06-2753.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating To Amending Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration2006-03-21T00:00:00-08:002006-03-21T00:00:00-08:0006-2753Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-21/pdf/06-2753.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/21/06-2752.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 Relating to Amending Exchange Delisting Rules to Conform to Recent Amendments To Commission Rules Regarding Removal From Listing and Withdrawal From Registration2006-03-21T00:00:00-08:002006-03-21T00:00:00-08:0006-2752Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-21/pdf/06-2752.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/20/E6-3986.htmlNotice - Issuer Delisting; Notice of Application of Avista Corporation To Withdraw Its Common Stock, No Par Value, Together With the Preferred Share Purchase Rights Appurtenant Thereto, From Listing and Registration on the Pacific Exchange, Inc.2006-03-20T00:00:00-08:002006-03-20T00:00:00-08:00E6-3986Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-20/pdf/E6-3986.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/20/E6-3985.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change To Reduce the Fee Charged to a Lead Market Maker When It Transfers Options Issues to Another Lead Market Maker2006-03-20T00:00:00-08:002006-03-20T00:00:00-08:00E6-3985Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-20/pdf/E6-3985.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/20/E6-3984.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Trade Shredding2006-03-20T00:00:00-08:002006-03-20T00:00:00-08:00E6-3984Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-20/pdf/E6-3984.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/20/E6-3981.htmlNotice - Proposed Collection; Comment Request2006-03-20T00:00:00-08:002006-03-20T00:00:00-08:00E6-3981Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-20/pdf/E6-3981.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/20/E6-3959.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Optional Routing of Orders in Nasdaq's INET Facility2006-03-20T00:00:00-08:002006-03-20T00:00:00-08:00E6-3959Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-20/pdf/E6-3959.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/20/E6-3958.htmlNotice - Tactical Allocation Services, LLC and Agile Funds, Inc.; Notice of Application2006-03-20T00:00:00-08:002006-03-20T00:00:00-08:00E6-3958Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-20/pdf/E6-3958.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/20/06-2598.htmlNotice - Massachusetts Mutual Life Insurance Company, et al., Notice of Application2006-03-20T00:00:00-08:002006-03-20T00:00:00-08:0006-2598Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-20/pdf/06-2598.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/17/E6-3901.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Fee Schedule2006-03-17T00:00:00-08:002006-03-17T00:00:00-08:00E6-3901Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-17/pdf/E6-3901.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/17/E6-3900.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Implement and Revise Fees Related to Non-Participant Services2006-03-17T00:00:00-08:002006-03-17T00:00:00-08:00E6-3900Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-17/pdf/E6-3900.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/17/E6-3899.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Position Limits for VIX Options2006-03-17T00:00:00-08:002006-03-17T00:00:00-08:00E6-3899Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-17/pdf/E6-3899.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/17/E6-3898.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 104, Dealings by Specialists2006-03-17T00:00:00-08:002006-03-17T00:00:00-08:00E6-3898Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-17/pdf/E6-3898.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/17/E6-3855.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Its Proposal To Reorganize From Its Current Structure Into a Holding Company Structure2006-03-17T00:00:00-08:002006-03-17T00:00:00-08:00E6-3855Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-17/pdf/E6-3855.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3809.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Minor Rule Violation Plan by The Nasdaq Stock Market LLC2006-03-16T00:00:00-08:002006-03-16T00:00:00-08:00E6-3809Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3809.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3807.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Allocations Processing2006-03-16T00:00:00-08:002006-03-16T00:00:00-08:00E6-3807Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3807.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3806.htmlNotice - Self-Regulatory Organizations; the Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the Prohibition of Trade Shredding2006-03-16T00:00:00-08:002006-03-16T00:00:00-08:00E6-3806Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3806.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3805.htmlNotice - Submission for OMB Review; Comment Request2006-03-16T00:00:00-08:002006-03-16T00:00:00-08:00E6-3805Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3805.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3804.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change Relating to the Deletion of Phlx Rule 4542006-03-16T00:00:00-08:002006-03-16T00:00:00-08:00E6-3804Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3804.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3788.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ISE Rule 1100(g) “Exercise of Options Contracts”2006-03-16T00:00:00-08:002006-03-16T00:00:00-08:00E6-3788Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3788.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3787.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rule 11.1 Relating to the Exercise of Option Contracts2006-03-16T00:00:00-08:002006-03-16T00:00:00-08:00E6-3787Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3787.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3779.htmlNotice - Roundtable Series on Giving Investors and Analysts Better Financial Data Via Internet2006-03-16T00:00:00-08:002006-03-16T00:00:00-08:00E6-3779Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3779.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3778.htmlNotice - Notice of an Application of Peoples Financial Corporation Under Section 12(h) of the Securities Exchange Act of 19342006-03-16T00:00:00-08:002006-03-16T00:00:00-08:00E6-3778Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3778.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/16/06-2543.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Odd Lot Transactions in the Nasdaq Market Center2006-03-16T00:00:00-08:002006-03-16T00:00:00-08:0006-2543Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/06-2543.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/15/E6-3698.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 Thereto Relating to the Automatic Execution of Option Transactions During Crossed Markets2006-03-15T00:00:00-08:002006-03-15T00:00:00-08:00E6-3698Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-15/pdf/E6-3698.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/15/E6-3697.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Establish Fees for Options on Certain Exchange Traded Funds2006-03-15T00:00:00-08:002006-03-15T00:00:00-08:00E6-3697Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-15/pdf/E6-3697.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/15/E6-3696.htmlNotice - Issuer Delisting; Notice of Application of Host Marriott Corporation To Withdraw Its Common Stock, $.01 Par Value and Purchase Share Rights for Series A Junior Participating Preferred Stock, $.01 Par Value, From Listing and Registration on the Pacific Exchange, Inc.2006-03-15T00:00:00-08:002006-03-15T00:00:00-08:00E6-3696Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-15/pdf/E6-3696.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/15/E6-3692.htmlNotice - Issuer Delisting; Notice of Application of Host Marriott Corporation To Withdraw Its Common Stock, $.01 Par Value and Purchase Share Rights for Series A Junior Participating Preferred Stock, $.01 Par Value, From Listing and Registration on the Chicago Stock Exchange, Inc.2006-03-15T00:00:00-08:002006-03-15T00:00:00-08:00E6-3692Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-15/pdf/E6-3692.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/15/E6-3690.htmlNotice - Issuer Delisting; Notice of Application of Cogent Communications Group, Inc. To Withdraw Its Common Stock, $.001 Par Value, From Listing and Registration on the American Stock Exchange LLC2006-03-15T00:00:00-08:002006-03-15T00:00:00-08:00E6-3690Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-15/pdf/E6-3690.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/14/E6-3574.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Establishment of a Trading License Fee for 2006 and the Creation of Certain Other Fees for Trading License Holders2006-03-14T00:00:00-08:002006-03-14T00:00:00-08:00E6-3574Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-14/pdf/E6-3574.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/14/E6-3573.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Amend the Criteria Used To Place Participants on Surveillance Status2006-03-14T00:00:00-08:002006-03-14T00:00:00-08:00E6-3573Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-14/pdf/E6-3573.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/14/E6-3572.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Options Licensing Fee for Options on Certain Rydex Exchange-Traded Funds2006-03-14T00:00:00-08:002006-03-14T00:00:00-08:00E6-3572Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-14/pdf/E6-3572.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/14/E6-3548.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Its Fees and Charges2006-03-14T00:00:00-08:002006-03-14T00:00:00-08:00E6-3548Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-14/pdf/E6-3548.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/14/E6-3547.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Authorize Entry into Regulatory Services Agreements2006-03-14T00:00:00-08:002006-03-14T00:00:00-08:00E6-3547Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-14/pdf/E6-3547.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/14/E6-3544.htmlNotice - MCG Capital Corporation; Notice of Application2006-03-14T00:00:00-08:002006-03-14T00:00:00-08:00E6-3544Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-14/pdf/E6-3544.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/14/E6-3543.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Specialist Participant Fees and Credits2006-03-14T00:00:00-08:002006-03-14T00:00:00-08:00E6-3543Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-14/pdf/E6-3543.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/14/E6-3542.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Specialist Participant Fees and Credits2006-03-14T00:00:00-08:002006-03-14T00:00:00-08:00E6-3542Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-14/pdf/E6-3542.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/14/06-2475.htmlNotice - In the Matter of Biopulse International, Inc., n/k/a Only You, Inc., and Summit National Consolidation Group, Inc., n/k/a Superwipes, Inc.; Order of Suspension of Trading2006-03-14T00:00:00-08:002006-03-14T00:00:00-08:0006-2475Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-14/pdf/06-2475.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3513.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Restrictions on Arbitrators Serving on CBOE's Arbitration Committee2006-03-13T00:00:00-08:002006-03-13T00:00:00-08:00E6-3513Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/E6-3513.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3497.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Its Fee Cap Program for Certain Options Spread Trades2006-03-13T00:00:00-08:002006-03-13T00:00:00-08:00E6-3497Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/E6-3497.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3496.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rule 8.4 To Extend for an Additional Year a Pilot Program Relating to RMM Multiple Aggregation Units2006-03-13T00:00:00-08:002006-03-13T00:00:00-08:00E6-3496Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/E6-3496.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3495.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Extension of the Dividend, Merger, and Short Stock Interest Strategies Fee Cap Pilot Program2006-03-13T00:00:00-08:002006-03-13T00:00:00-08:00E6-3495Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/E6-3495.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3493.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Expansion of Time for Exercising Expiring Options and Submitting Contrary Exercise Advices2006-03-13T00:00:00-08:002006-03-13T00:00:00-08:00E6-3493Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/E6-3493.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3492.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Approving Proposed Rule Change, and Amendment No. 1 Thereto, To Amend ISE Rule 803 To Provide for a Back-Up Primary Market Maker2006-03-13T00:00:00-08:002006-03-13T00:00:00-08:00E6-3492Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/E6-3492.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3491.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Accelerated Approval of Proposed Rule Change and Amendments Nos. 1 and 3 Thereto Relating to Increases in the Original Listing and Annual Fees2006-03-13T00:00:00-08:002006-03-13T00:00:00-08:00E6-3491Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/E6-3491.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3490.htmlNotice - Self-Regulatory Organizations; American Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Amending Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration2006-03-13T00:00:00-08:002006-03-13T00:00:00-08:00E6-3490Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/E6-3490.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3486.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amending Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration2006-03-13T00:00:00-08:002006-03-13T00:00:00-08:00E6-3486Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/E6-3486.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3485.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Procedures for Denying Initial and Continued Listing2006-03-13T00:00:00-08:002006-03-13T00:00:00-08:00E6-3485Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/E6-3485.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3484.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Amendments to the Restated Certificate of Incorporation of NYSE Regulation, Inc.2006-03-13T00:00:00-08:002006-03-13T00:00:00-08:00E6-3484Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/E6-3484.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3483.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Modify Its Rules and Procedures Related to the Collection of Commission Payments2006-03-13T00:00:00-08:002006-03-13T00:00:00-08:00E6-3483Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/E6-3483.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3482.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Relating to Submission of Exercise Notices for American Option Contracts Other Than at Expiration2006-03-13T00:00:00-08:002006-03-13T00:00:00-08:00E6-3482Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/E6-3482.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3481.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rule 8.3 To Extend for an Additional Year a Pilot Program Relating to Market-Makers Quoting Outside Their Appointed Trading Station2006-03-13T00:00:00-08:002006-03-13T00:00:00-08:00E6-3481Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/E6-3481.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/13/06-2457.htmlNotice - Sunshine Act Meeting Notice2006-03-13T00:00:00-08:002006-03-13T00:00:00-08:0006-2457Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/06-2457.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/13/06-2412.htmlNotice - In the Matter of Gary Player Direct, Inc., First Chesapeake Financial Corp., and North Lily Mining Co.; Order of Suspension of Trading2006-03-13T00:00:00-08:002006-03-13T00:00:00-08:0006-2412Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/06-2412.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/13/06-2365.htmlNotice - Public Company Accounting Oversight Board; Notice of Filing of Proposed Ethics and Independence Rules Concerning Independence, Tax Services, and Contingent Fees2006-03-13T00:00:00-08:002006-03-13T00:00:00-08:0006-2365Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/06-2365.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/10/E6-3441.htmlNotice - Issuer Delisting; Notice of Application of General Motors Corporation To Withdraw Its Common Stock, $1 2/3 Par Value, From Listing and Registration on the Philadelphia Stock Exchange, Inc. File No. 1-000432006-03-10T00:00:00-08:002006-03-10T00:00:00-08:00E6-3441Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-10/pdf/E6-3441.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/10/E6-3438.htmlNotice - Issuer Delisting; Notice of Application of General Motors Corporation To Withdraw Its Common Stock, $12/32006-03-10T00:00:00-08:002006-03-10T00:00:00-08:00E6-3438Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-10/pdf/E6-3438.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/10/E6-3437.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Certificate of Incorporation of PCX Holdings, Inc.2006-03-10T00:00:00-08:002006-03-10T00:00:00-08:00E6-3437Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-10/pdf/E6-3437.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/10/E6-3436.htmlNotice - Issuer Delisting; Notice of Application of General Motors Corporation To Withdraw Its Common Stock, $12/32006-03-10T00:00:00-08:002006-03-10T00:00:00-08:00E6-3436Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-10/pdf/E6-3436.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/10/06-2364.htmlNotice - In the Matter of GMC Holding Corporation; Order of Suspension of Trading2006-03-10T00:00:00-08:002006-03-10T00:00:00-08:0006-2364Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-10/pdf/06-2364.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/09/E6-3332.htmlNotice - Notice of Broker-Dealer/Investment Adviser Study2006-03-09T00:00:00-08:002006-03-09T00:00:00-08:00E6-3332Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-09/pdf/E6-3332.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/09/E6-3329.htmlNotice - Proposed Collection; Comment Request2006-03-09T00:00:00-08:002006-03-09T00:00:00-08:00E6-3329Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-09/pdf/E6-3329.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/09/E6-3328.htmlNotice - Proposed Collection; Comment Request2006-03-09T00:00:00-08:002006-03-09T00:00:00-08:00E6-3328Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-09/pdf/E6-3328.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/09/E6-3327.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide for the Payment of Interest on Cash Clearing Fund Collateral Posted by Members of the Government Securities Division and to Provide for the Payment of Interest on the Basic Deposit Portion of the Participants' Fund Posted by Members of the Mortgage-Backed Securities Division2006-03-09T00:00:00-08:002006-03-09T00:00:00-08:00E6-3327Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-09/pdf/E6-3327.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/09/E6-3326.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Revise Option Adjustment Methodology2006-03-09T00:00:00-08:002006-03-09T00:00:00-08:00E6-3326Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-09/pdf/E6-3326.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/08/E6-3281.htmlNotice - Proposed Collection; Comment Request2006-03-08T00:00:00-08:002006-03-08T00:00:00-08:00E6-3281Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-08/pdf/E6-3281.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/08/E6-3280.htmlNotice - Proposed Collection; Comment Request2006-03-08T00:00:00-08:002006-03-08T00:00:00-08:00E6-3280Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-08/pdf/E6-3280.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/08/E6-3276.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Open Order Modifiers2006-03-08T00:00:00-08:002006-03-08T00:00:00-08:00E6-3276Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-08/pdf/E6-3276.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/08/E6-3272.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Assumption of Blind Brokered Fails by Its Government Securities Division2006-03-08T00:00:00-08:002006-03-08T00:00:00-08:00E6-3272Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-08/pdf/E6-3272.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/08/E6-3270.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Relating to Implementation of the PAR Official Program2006-03-08T00:00:00-08:002006-03-08T00:00:00-08:00E6-3270Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-08/pdf/E6-3270.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/08/E6-3269.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company, Fixed Income Clearing Corporation, and National Securities Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Exclude Non-U.S.-Based Central Securities Depositories From a Requirement To Purchase Shares of the Common Stock of The Depository Trust & Clearing Corporation2006-03-08T00:00:00-08:002006-03-08T00:00:00-08:00E6-3269Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-08/pdf/E6-3269.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/08/E6-3266.htmlNotice - Issuer Delisting; Notice of Application of Socket Communications Inc. To Withdraw Its Common Stock, $.001 Par Value, From Listing and Registration on the Pacific Exchange, Inc.2006-03-08T00:00:00-08:002006-03-08T00:00:00-08:00E6-3266Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-08/pdf/E6-3266.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/08/E6-3265.htmlNotice - Issuer Delisting; Notice of Application of American Vanguard Corporation To Withdraw Its Common Stock, $.10 Par Value, From Listing and Registration on the American Stock Exchange LLC2006-03-08T00:00:00-08:002006-03-08T00:00:00-08:00E6-3265Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-08/pdf/E6-3265.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/07/E6-3164.htmlProposed Rule - Mutual Fund Redemption Fees2006-03-07T00:00:00-08:002006-03-07T00:00:00-08:00E6-3164Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-07/pdf/E6-3164.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/07/E6-3163.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Concerning Option Position Limits2006-03-07T00:00:00-08:002006-03-07T00:00:00-08:00E6-3163Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-07/pdf/E6-3163.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/07/E6-3162.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change Establishing Fees for Historical Options Tick Market Data for Non-Members2006-03-07T00:00:00-08:002006-03-07T00:00:00-08:00E6-3162Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-07/pdf/E6-3162.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/07/E6-3161.htmlNotice - Submission for OMB Review; Comment Request2006-03-07T00:00:00-08:002006-03-07T00:00:00-08:00E6-3161Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-07/pdf/E6-3161.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/07/E6-3160.htmlNotice - Submission for OMB Review; Comment Request2006-03-07T00:00:00-08:002006-03-07T00:00:00-08:00E6-3160Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-07/pdf/E6-3160.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/06/E6-3116.htmlNotice - ING Life Insurance and Annuity Company, et al., Notice of Application2006-03-06T00:00:00-08:002006-03-06T00:00:00-08:00E6-3116Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-06/pdf/E6-3116.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/06/E6-3113.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving Proposed Rule Change Relating to Exposure of Orders in the PCX Plus Crossing Mechanism2006-03-06T00:00:00-08:002006-03-06T00:00:00-08:00E6-3113Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-06/pdf/E6-3113.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/06/E6-3112.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change Relating to Specialist Clerks2006-03-06T00:00:00-08:002006-03-06T00:00:00-08:00E6-3112Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-06/pdf/E6-3112.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/06/E6-3111.htmlNotice - Submission for OMB Review; Comment Request2006-03-06T00:00:00-08:002006-03-06T00:00:00-08:00E6-3111Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-06/pdf/E6-3111.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/06/E6-3110.htmlNotice - Submission for OMB Review; Comment Request2006-03-06T00:00:00-08:002006-03-06T00:00:00-08:00E6-3110Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-06/pdf/E6-3110.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/06/E6-3094.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Requiring Archipelago Securities, L.L.C. To Enter Two-Sided Quotes2006-03-06T00:00:00-08:002006-03-06T00:00:00-08:00E6-3094Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-06/pdf/E6-3094.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/06/E6-3093.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Relating to the Certificate of Incorporation and Bylaws of Archipelago Holdings, Inc.2006-03-06T00:00:00-08:002006-03-06T00:00:00-08:00E6-3093Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-06/pdf/E6-3093.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/06/E6-3092.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Seeking Permanent Approval of a Pilot Program Relating to Market-Maker Access to the Exchange's Hybrid Automatic Execution System2006-03-06T00:00:00-08:002006-03-06T00:00:00-08:00E6-3092Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-06/pdf/E6-3092.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/06/06-2122.htmlNotice - Sunshine Act Meeting2006-03-06T00:00:00-08:002006-03-06T00:00:00-08:0006-2122Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-06/pdf/06-2122.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/06/06-2121.htmlNotice - Sunshine Act Meeting2006-03-06T00:00:00-08:002006-03-06T00:00:00-08:0006-2121Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-06/pdf/06-2121.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/06/06-2033.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change and Amendment Nos. 1, 3, and 5 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 6 and 8 Relating to the NYSE's Business Combination With Archipelago Holdings, Inc.2006-03-06T00:00:00-08:002006-03-06T00:00:00-08:0006-2033Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-06/pdf/06-2033.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/03/E6-3031.htmlNotice - Roundtable on Internal Control Reporting Requirements2006-03-03T00:00:00-08:002006-03-03T00:00:00-08:00E6-3031Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-03/pdf/E6-3031.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/03/E6-3030.htmlNotice - Self-Regulatory Organizations; Pacific Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Clearly Erroneous Executions2006-03-03T00:00:00-08:002006-03-03T00:00:00-08:00E6-3030Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-03/pdf/E6-3030.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/03/E6-3029.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Approval of a Proposed Rule Change Relating to Order Entry and Execution Practices2006-03-03T00:00:00-08:002006-03-03T00:00:00-08:00E6-3029Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-03/pdf/E6-3029.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/03/E6-3015.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of a Licensing Fee for Options on the PowerShares Zacks SmallCap Portfolio2006-03-03T00:00:00-08:002006-03-03T00:00:00-08:00E6-3015Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-03/pdf/E6-3015.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/03/E6-3014.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees for Fiscal Year 20062006-03-03T00:00:00-08:002006-03-03T00:00:00-08:00E6-3014Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-03/pdf/E6-3014.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/03/06-1992.htmlNotice - Exposure Draft of Final Report of Advisory Committee on Smaller Public Companies2006-03-03T00:00:00-08:002006-03-03T00:00:00-08:0006-1992Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-03/pdf/06-1992.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/02/E6-2961.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Relating to Its Audit Committee2006-03-02T00:00:00-08:002006-03-02T00:00:00-08:00E6-2961Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-02/pdf/E6-2961.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/02/E6-2960.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change To Allow Nasdaq To Take Certain Actions on Behalf of Its Issuers in Connection With Nasdaq's Transition to a National Securities Exchange2006-03-02T00:00:00-08:002006-03-02T00:00:00-08:00E6-2960Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-02/pdf/E6-2960.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/02/E6-2958.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to its Fees and Charges2006-03-02T00:00:00-08:002006-03-02T00:00:00-08:00E6-2958Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-02/pdf/E6-2958.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/02/E6-2957.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402006-03-02T00:00:00-08:002006-03-02T00:00:00-08:00E6-2957Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-02/pdf/E6-2957.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/02/E6-2931.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Supplementary Material .26 to Exchange Rule 301 To Waive the Posting Requirements in Relation to Transfers for Nominal Consideration Between Employees of the Same Member Organization and New Leases2006-03-02T00:00:00-08:002006-03-02T00:00:00-08:00E6-2931Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-02/pdf/E6-2931.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/02/E6-2930.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Relating to the Membership Rules for Foreign Member Organizations2006-03-02T00:00:00-08:002006-03-02T00:00:00-08:00E6-2930Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-02/pdf/E6-2930.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/02/E6-2929.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Amendments No. 2, 3, and 4 to Proposed Rule Change To Modify the Information Contained in a Directed Order on the Boston Options Exchange2006-03-02T00:00:00-08:002006-03-02T00:00:00-08:00E6-2929Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-02/pdf/E6-2929.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/02/06-1962.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Automatic Conversion of CAP-DI Orders2006-03-02T00:00:00-08:002006-03-02T00:00:00-08:0006-1962Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-02/pdf/06-1962.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/02/06-1954.htmlNotice - Issuer Delisting; Notice of Application of MDU Resources Group, Inc. To Withdraw Its Common Stock, $1.00 Tar Value, and the Preference Share Purchase Rights Appurtenant Thereto, From Listing and Registration on the Pacific Exchange, Inc.2006-03-02T00:00:00-08:002006-03-02T00:00:00-08:0006-1954Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-02/pdf/06-1954.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/02/06-1953.htmlNotice - Issuer Delisting; Notice of Application of SouthFirst Bancshares, Inc. To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the American Stock Exchange LLC2006-03-02T00:00:00-08:002006-03-02T00:00:00-08:0006-1953Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-02/pdf/06-1953.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/02/06-1952.htmlNotice - Issuer Delisting; Notice of Application of MEDTOX Scientific, Inc. To Withdraw Its Common Stock, $.15 Par Value, From Listing and Registration on the American Stock Exchange LLC2006-03-02T00:00:00-08:002006-03-02T00:00:00-08:0006-1952Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-02/pdf/06-1952.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/01/E6-2850.htmlNotice - Proposed Collection; Comment Request2006-03-01T00:00:00-08:002006-03-01T00:00:00-08:00E6-2850Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-01/pdf/E6-2850.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/01/E6-2847.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Amend CBOE Rule 8.3 Relating to Market-Maker Appointments2006-03-01T00:00:00-08:002006-03-01T00:00:00-08:00E6-2847Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-01/pdf/E6-2847.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/01/E6-2846.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Incorporate Certain Examination Fees2006-03-01T00:00:00-08:002006-03-01T00:00:00-08:00E6-2846Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-01/pdf/E6-2846.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/01/E6-2845.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Exchange's Standard Position and Exercise Limit Pilot Program2006-03-01T00:00:00-08:002006-03-01T00:00:00-08:00E6-2845Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-01/pdf/E6-2845.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/01/E6-2820.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Increases Position and Exercise Limits for Certain Equity Options2006-03-01T00:00:00-08:002006-03-01T00:00:00-08:00E6-2820Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-01/pdf/E6-2820.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/01/E6-2817.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Boston Options Exchange Trading Rules Regarding the Extension of a Pilot Program That Increases the Standard Position and Exercise Limits for Certain Options Traded2006-03-01T00:00:00-08:002006-03-01T00:00:00-08:00E6-2817Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-01/pdf/E6-2817.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/01/E6-2816.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Period To Increase Position Limits and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock2006-03-01T00:00:00-08:002006-03-01T00:00:00-08:00E6-2816Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-01/pdf/E6-2816.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/01/E6-2814.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program That Increases Position and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock2006-03-01T00:00:00-08:002006-03-01T00:00:00-08:00E6-2814Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-01/pdf/E6-2814.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/01/06-1907.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program That Increases the Standard Position and Exercise Limits for Certain Options Traded on the Exchange2006-03-01T00:00:00-08:002006-03-01T00:00:00-08:0006-1907Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-01/pdf/06-1907.pdf