Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/03/29?limit=200&registers=between&mode=atom 2019-10-18T01:19:03-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4541.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Amend NASD Rule 11890 2006-03-29T00:00:00-08:00 2006-03-29T00:00:00-08:00 E6-4541 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-29/pdf/E6-4541.pdf https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4540.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Rule 6530 To Clarify the Removal Process for Securities of OTCBB Issuers That Fail To Remain Current With OTCBB Reporting Requirements 2006-03-29T00:00:00-08:00 2006-03-29T00:00:00-08:00 E6-4540 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-29/pdf/E6-4540.pdf https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4539.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Provisions of the Exchange's Crossing Rule 2006-03-29T00:00:00-08:00 2006-03-29T00:00:00-08:00 E6-4539 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-29/pdf/E6-4539.pdf https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4538.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Establishing CTCI Station-Based Pricing for Non-Members 2006-03-29T00:00:00-08:00 2006-03-29T00:00:00-08:00 E6-4538 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-29/pdf/E6-4538.pdf https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4537.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Specialists' Transactions With Public Customers 2006-03-29T00:00:00-08:00 2006-03-29T00:00:00-08:00 E6-4537 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-29/pdf/E6-4537.pdf https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4528.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Effective Date of the Uniform Branch Office Definition and Related Interpretive Material and Extending the Transition Deadline for Compliance With Form BR and Form U4 Filing Requirements 2006-03-29T00:00:00-08:00 2006-03-29T00:00:00-08:00 E6-4528 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-29/pdf/E6-4528.pdf https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4527.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Enhance the Repo Collateral Substitution Process of FICC's Government Securities Division 2006-03-29T00:00:00-08:00 2006-03-29T00:00:00-08:00 E6-4527 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-29/pdf/E6-4527.pdf https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4518.html Notice - OppenheimerFunds, Inc., et al.; Notice of Application 2006-03-29T00:00:00-08:00 2006-03-29T00:00:00-08:00 E6-4518 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-29/pdf/E6-4518.pdf https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4517.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Reflect Committee Revisions 2006-03-29T00:00:00-08:00 2006-03-29T00:00:00-08:00 E6-4517 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-29/pdf/E6-4517.pdf https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4516.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc. (Now Known As NYSE Arca, Inc.); Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Relating to Rebates and Credits a Market Maker is Eligible To Receive for Executions That Result From Principal Acting as Agent Orders Sent to and Executed at Away Market Centers 2006-03-29T00:00:00-08:00 2006-03-29T00:00:00-08:00 E6-4516 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-29/pdf/E6-4516.pdf https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4515.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Establishing CTCI Station-Based Pricing for Members 2006-03-29T00:00:00-08:00 2006-03-29T00:00:00-08:00 E6-4515 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-29/pdf/E6-4515.pdf