<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/03/28?registers=between Fri, 03 May 2024 05:27:54 -0700 Fri, 03 May 2024 05:27:54 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/03/28?registers=between Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving a Proposed Rule Change to Re-establish a Fee Pilot for National Quotation Data Service https://regulations.justia.com/regulations/fedreg/2006/03/28/E6-4436.html https://regulations.justia.com/regulations/fedreg/2006/03/28/E6-4436.html Tue, 28 Mar 2006 00:00:00 -0800 E6-4436 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-28/pdf/E6-4436.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to Proposed Amendments to IM-2110-2 to Codify NASD's Existing Position that the Manning Rule Applies to All Members, Whether Acting as a Market Maker or Not https://regulations.justia.com/regulations/fedreg/2006/03/28/E6-4434.html https://regulations.justia.com/regulations/fedreg/2006/03/28/E6-4434.html Tue, 28 Mar 2006 00:00:00 -0800 E6-4434 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-28/pdf/E6-4434.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change Relating To Buy-Ins in Its Continuous Net Settlement System https://regulations.justia.com/regulations/fedreg/2006/03/28/E6-4433.html https://regulations.justia.com/regulations/fedreg/2006/03/28/E6-4433.html Tue, 28 Mar 2006 00:00:00 -0800 E6-4433 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-28/pdf/E6-4433.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Establish Fees for Enhanced Sentiment Market Data https://regulations.justia.com/regulations/fedreg/2006/03/28/E6-4432.html https://regulations.justia.com/regulations/fedreg/2006/03/28/E6-4432.html Tue, 28 Mar 2006 00:00:00 -0800 E6-4432 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-28/pdf/E6-4432.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/03/28/E6-4431.html https://regulations.justia.com/regulations/fedreg/2006/03/28/E6-4431.html Tue, 28 Mar 2006 00:00:00 -0800 E6-4431 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-28/pdf/E6-4431.pdf Notice - Adler Management, L.L.C.; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/03/28/E6-4430.html https://regulations.justia.com/regulations/fedreg/2006/03/28/E6-4430.html Tue, 28 Mar 2006 00:00:00 -0800 E6-4430 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-28/pdf/E6-4430.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Dividend Spread and Merger Spread Program https://regulations.justia.com/regulations/fedreg/2006/03/28/E6-4429.html https://regulations.justia.com/regulations/fedreg/2006/03/28/E6-4429.html Tue, 28 Mar 2006 00:00:00 -0800 E6-4429 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-28/pdf/E6-4429.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2006/03/28/06-3010.html https://regulations.justia.com/regulations/fedreg/2006/03/28/06-3010.html Tue, 28 Mar 2006 00:00:00 -0800 06-3010 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-28/pdf/06-3010.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Amend Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration https://regulations.justia.com/regulations/fedreg/2006/03/28/06-2996.html https://regulations.justia.com/regulations/fedreg/2006/03/28/06-2996.html Tue, 28 Mar 2006 00:00:00 -0800 06-2996 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-28/pdf/06-2996.pdf