Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/03/16?limit=200®isters=between&mode=atom2024-11-27T02:32:29-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3809.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Minor Rule Violation Plan by The Nasdaq Stock Market LLC2006-03-16T00:00:00-08:002006-03-16T00:00:00-08:00E6-3809Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3809.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3807.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Allocations Processing2006-03-16T00:00:00-08:002006-03-16T00:00:00-08:00E6-3807Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3807.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3806.htmlNotice - Self-Regulatory Organizations; the Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the Prohibition of Trade Shredding2006-03-16T00:00:00-08:002006-03-16T00:00:00-08:00E6-3806Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3806.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3805.htmlNotice - Submission for OMB Review; Comment Request2006-03-16T00:00:00-08:002006-03-16T00:00:00-08:00E6-3805Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3805.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3804.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change Relating to the Deletion of Phlx Rule 4542006-03-16T00:00:00-08:002006-03-16T00:00:00-08:00E6-3804Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3804.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3788.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ISE Rule 1100(g) “Exercise of Options Contracts”2006-03-16T00:00:00-08:002006-03-16T00:00:00-08:00E6-3788Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3788.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3787.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rule 11.1 Relating to the Exercise of Option Contracts2006-03-16T00:00:00-08:002006-03-16T00:00:00-08:00E6-3787Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3787.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3779.htmlNotice - Roundtable Series on Giving Investors and Analysts Better Financial Data Via Internet2006-03-16T00:00:00-08:002006-03-16T00:00:00-08:00E6-3779Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3779.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3778.htmlNotice - Notice of an Application of Peoples Financial Corporation Under Section 12(h) of the Securities Exchange Act of 19342006-03-16T00:00:00-08:002006-03-16T00:00:00-08:00E6-3778Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3778.pdfhttps://regulations.justia.com/regulations/fedreg/2006/03/16/06-2543.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Odd Lot Transactions in the Nasdaq Market Center2006-03-16T00:00:00-08:002006-03-16T00:00:00-08:0006-2543Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/06-2543.pdf