<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/03/14?registers=between Sun, 28 Apr 2024 05:51:16 -0700 Sun, 28 Apr 2024 05:51:16 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/03/14?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Establishment of a Trading License Fee for 2006 and the Creation of Certain Other Fees for Trading License Holders https://regulations.justia.com/regulations/fedreg/2006/03/14/E6-3574.html https://regulations.justia.com/regulations/fedreg/2006/03/14/E6-3574.html Tue, 14 Mar 2006 00:00:00 -0800 E6-3574 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-14/pdf/E6-3574.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Amend the Criteria Used To Place Participants on Surveillance Status https://regulations.justia.com/regulations/fedreg/2006/03/14/E6-3573.html https://regulations.justia.com/regulations/fedreg/2006/03/14/E6-3573.html Tue, 14 Mar 2006 00:00:00 -0800 E6-3573 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-14/pdf/E6-3573.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Options Licensing Fee for Options on Certain Rydex Exchange-Traded Funds https://regulations.justia.com/regulations/fedreg/2006/03/14/E6-3572.html https://regulations.justia.com/regulations/fedreg/2006/03/14/E6-3572.html Tue, 14 Mar 2006 00:00:00 -0800 E6-3572 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-14/pdf/E6-3572.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Its Fees and Charges https://regulations.justia.com/regulations/fedreg/2006/03/14/E6-3548.html https://regulations.justia.com/regulations/fedreg/2006/03/14/E6-3548.html Tue, 14 Mar 2006 00:00:00 -0800 E6-3548 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-14/pdf/E6-3548.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Authorize Entry into Regulatory Services Agreements https://regulations.justia.com/regulations/fedreg/2006/03/14/E6-3547.html https://regulations.justia.com/regulations/fedreg/2006/03/14/E6-3547.html Tue, 14 Mar 2006 00:00:00 -0800 E6-3547 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-14/pdf/E6-3547.pdf Notice - MCG Capital Corporation; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/03/14/E6-3544.html https://regulations.justia.com/regulations/fedreg/2006/03/14/E6-3544.html Tue, 14 Mar 2006 00:00:00 -0800 E6-3544 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-14/pdf/E6-3544.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Specialist Participant Fees and Credits https://regulations.justia.com/regulations/fedreg/2006/03/14/E6-3543.html https://regulations.justia.com/regulations/fedreg/2006/03/14/E6-3543.html Tue, 14 Mar 2006 00:00:00 -0800 E6-3543 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-14/pdf/E6-3543.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Specialist Participant Fees and Credits https://regulations.justia.com/regulations/fedreg/2006/03/14/E6-3542.html https://regulations.justia.com/regulations/fedreg/2006/03/14/E6-3542.html Tue, 14 Mar 2006 00:00:00 -0800 E6-3542 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-14/pdf/E6-3542.pdf Notice - In the Matter of Biopulse International, Inc., n/k/a Only You, Inc., and Summit National Consolidation Group, Inc., n/k/a Superwipes, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2006/03/14/06-2475.html https://regulations.justia.com/regulations/fedreg/2006/03/14/06-2475.html Tue, 14 Mar 2006 00:00:00 -0800 06-2475 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-14/pdf/06-2475.pdf