<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/03/13?registers=between Sat, 27 Apr 2024 07:08:06 -0700 Sat, 27 Apr 2024 07:08:06 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/03/13?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Restrictions on Arbitrators Serving on CBOE's Arbitration Committee https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3513.html https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3513.html Mon, 13 Mar 2006 00:00:00 -0800 E6-3513 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/E6-3513.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Its Fee Cap Program for Certain Options Spread Trades https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3497.html https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3497.html Mon, 13 Mar 2006 00:00:00 -0800 E6-3497 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/E6-3497.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rule 8.4 To Extend for an Additional Year a Pilot Program Relating to RMM Multiple Aggregation Units https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3496.html https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3496.html Mon, 13 Mar 2006 00:00:00 -0800 E6-3496 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/E6-3496.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Extension of the Dividend, Merger, and Short Stock Interest Strategies Fee Cap Pilot Program https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3495.html https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3495.html Mon, 13 Mar 2006 00:00:00 -0800 E6-3495 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/E6-3495.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Expansion of Time for Exercising Expiring Options and Submitting Contrary Exercise Advices https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3493.html https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3493.html Mon, 13 Mar 2006 00:00:00 -0800 E6-3493 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/E6-3493.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Approving Proposed Rule Change, and Amendment No. 1 Thereto, To Amend ISE Rule 803 To Provide for a Back-Up Primary Market Maker https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3492.html https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3492.html Mon, 13 Mar 2006 00:00:00 -0800 E6-3492 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/E6-3492.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Accelerated Approval of Proposed Rule Change and Amendments Nos. 1 and 3 Thereto Relating to Increases in the Original Listing and Annual Fees https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3491.html https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3491.html Mon, 13 Mar 2006 00:00:00 -0800 E6-3491 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/E6-3491.pdf Notice - Self-Regulatory Organizations; American Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Amending Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3490.html https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3490.html Mon, 13 Mar 2006 00:00:00 -0800 E6-3490 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/E6-3490.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amending Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3486.html https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3486.html Mon, 13 Mar 2006 00:00:00 -0800 E6-3486 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/E6-3486.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Procedures for Denying Initial and Continued Listing https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3485.html https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3485.html Mon, 13 Mar 2006 00:00:00 -0800 E6-3485 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/E6-3485.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Amendments to the Restated Certificate of Incorporation of NYSE Regulation, Inc. https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3484.html https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3484.html Mon, 13 Mar 2006 00:00:00 -0800 E6-3484 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/E6-3484.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Modify Its Rules and Procedures Related to the Collection of Commission Payments https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3483.html https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3483.html Mon, 13 Mar 2006 00:00:00 -0800 E6-3483 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/E6-3483.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Relating to Submission of Exercise Notices for American Option Contracts Other Than at Expiration https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3482.html https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3482.html Mon, 13 Mar 2006 00:00:00 -0800 E6-3482 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/E6-3482.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rule 8.3 To Extend for an Additional Year a Pilot Program Relating to Market-Makers Quoting Outside Their Appointed Trading Station https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3481.html https://regulations.justia.com/regulations/fedreg/2006/03/13/E6-3481.html Mon, 13 Mar 2006 00:00:00 -0800 E6-3481 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/E6-3481.pdf Notice - Sunshine Act Meeting Notice https://regulations.justia.com/regulations/fedreg/2006/03/13/06-2457.html https://regulations.justia.com/regulations/fedreg/2006/03/13/06-2457.html Mon, 13 Mar 2006 00:00:00 -0800 06-2457 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/06-2457.pdf Notice - In the Matter of Gary Player Direct, Inc., First Chesapeake Financial Corp., and North Lily Mining Co.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2006/03/13/06-2412.html https://regulations.justia.com/regulations/fedreg/2006/03/13/06-2412.html Mon, 13 Mar 2006 00:00:00 -0800 06-2412 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/06-2412.pdf Notice - Public Company Accounting Oversight Board; Notice of Filing of Proposed Ethics and Independence Rules Concerning Independence, Tax Services, and Contingent Fees https://regulations.justia.com/regulations/fedreg/2006/03/13/06-2365.html https://regulations.justia.com/regulations/fedreg/2006/03/13/06-2365.html Mon, 13 Mar 2006 00:00:00 -0800 06-2365 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-13/pdf/06-2365.pdf