<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/02?registers=between&min-day=1&max-day=28 Tue, 30 Apr 2024 13:00:29 -0700 Tue, 30 Apr 2024 13:00:29 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/02?registers=between&min-day=1&max-day=28 Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Volatility Indexes https://regulations.justia.com/regulations/fedreg/2006/02/28/E6-2767.html https://regulations.justia.com/regulations/fedreg/2006/02/28/E6-2767.html Tue, 28 Feb 2006 00:00:00 -0800 E6-2767 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-28/pdf/E6-2767.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Principal Pre-Use Approval of Member Correspondence to 25 or More Existing Retail Customers Within a 30 Calendar-Day Period https://regulations.justia.com/regulations/fedreg/2006/02/28/E6-2766.html https://regulations.justia.com/regulations/fedreg/2006/02/28/E6-2766.html Tue, 28 Feb 2006 00:00:00 -0800 E6-2766 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-28/pdf/E6-2766.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Options Marketing Fee Applicable to Certain Types of Equity Options https://regulations.justia.com/regulations/fedreg/2006/02/28/E6-2752.html https://regulations.justia.com/regulations/fedreg/2006/02/28/E6-2752.html Tue, 28 Feb 2006 00:00:00 -0800 E6-2752 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-28/pdf/E6-2752.pdf Notice - Self-Regulatory Organizations; International Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2006/02/28/E6-2751.html https://regulations.justia.com/regulations/fedreg/2006/02/28/E6-2751.html Tue, 28 Feb 2006 00:00:00 -0800 E6-2751 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-28/pdf/E6-2751.pdf Notice - Notice of Meeting; Sunshine Act https://regulations.justia.com/regulations/fedreg/2006/02/28/06-1906.html https://regulations.justia.com/regulations/fedreg/2006/02/28/06-1906.html Tue, 28 Feb 2006 00:00:00 -0800 06-1906 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-28/pdf/06-1906.pdf Unknown - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Submission of SEC Rule 15c2-11 Information on Non-Nasdaq Securities https://regulations.justia.com/regulations/fedreg/2006/02/27/Z6-2368.html https://regulations.justia.com/regulations/fedreg/2006/02/27/Z6-2368.html Mon, 27 Feb 2006 00:00:00 -0800 Z6-2368 Unknown http://www.gpo.gov/fdsys/pkg/FR-2006-02-27/pdf/Z6-2368.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rule 903 To Provide That the Exchange Will Typically Open Four Expiration Months for Each Class of Options Open for Trading https://regulations.justia.com/regulations/fedreg/2006/02/27/E6-2688.html https://regulations.justia.com/regulations/fedreg/2006/02/27/E6-2688.html Mon, 27 Feb 2006 00:00:00 -0800 E6-2688 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-27/pdf/E6-2688.pdf Notice - Submissions for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/02/27/E6-2687.html https://regulations.justia.com/regulations/fedreg/2006/02/27/E6-2687.html Mon, 27 Feb 2006 00:00:00 -0800 E6-2687 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-27/pdf/E6-2687.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving Proposed Rule Change Relating to Modifications to the Archipelago Exchange's Closing Auction https://regulations.justia.com/regulations/fedreg/2006/02/27/E6-2686.html https://regulations.justia.com/regulations/fedreg/2006/02/27/E6-2686.html Mon, 27 Feb 2006 00:00:00 -0800 E6-2686 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-27/pdf/E6-2686.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program Relating to Market-Maker Bid-Ask Width Requirements for Non-Hybrid System Classes https://regulations.justia.com/regulations/fedreg/2006/02/27/06-1733.html https://regulations.justia.com/regulations/fedreg/2006/02/27/06-1733.html Mon, 27 Feb 2006 00:00:00 -0800 06-1733 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-27/pdf/06-1733.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of an Options Licensing Fee for Options on Certain SPDR ETFs https://regulations.justia.com/regulations/fedreg/2006/02/24/E6-2644.html https://regulations.justia.com/regulations/fedreg/2006/02/24/E6-2644.html Fri, 24 Feb 2006 00:00:00 -0800 E6-2644 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-24/pdf/E6-2644.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of Units of the United States Oil Fund, LP https://regulations.justia.com/regulations/fedreg/2006/02/24/E6-2642.html https://regulations.justia.com/regulations/fedreg/2006/02/24/E6-2642.html Fri, 24 Feb 2006 00:00:00 -0800 E6-2642 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-24/pdf/E6-2642.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Conform NYSE Rules 123C and 476A with NYSE Rule 80A https://regulations.justia.com/regulations/fedreg/2006/02/24/E6-2610.html https://regulations.justia.com/regulations/fedreg/2006/02/24/E6-2610.html Fri, 24 Feb 2006 00:00:00 -0800 E6-2610 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-24/pdf/E6-2610.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the SizeQuote Mechanism Pilot Program for a Period of One Year https://regulations.justia.com/regulations/fedreg/2006/02/23/E6-2535.html https://regulations.justia.com/regulations/fedreg/2006/02/23/E6-2535.html Thu, 23 Feb 2006 00:00:00 -0800 E6-2535 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-23/pdf/E6-2535.pdf Notice - John Hancock Capital Series, et al. https://regulations.justia.com/regulations/fedreg/2006/02/23/E6-2534.html https://regulations.justia.com/regulations/fedreg/2006/02/23/E6-2534.html Thu, 23 Feb 2006 00:00:00 -0800 E6-2534 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-23/pdf/E6-2534.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/02/23/E6-2533.html https://regulations.justia.com/regulations/fedreg/2006/02/23/E6-2533.html Thu, 23 Feb 2006 00:00:00 -0800 E6-2533 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-23/pdf/E6-2533.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Short Sale Processing in Nasdaq's INET Facility https://regulations.justia.com/regulations/fedreg/2006/02/23/E6-2529.html https://regulations.justia.com/regulations/fedreg/2006/02/23/E6-2529.html Thu, 23 Feb 2006 00:00:00 -0800 E6-2529 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-23/pdf/E6-2529.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Modify Fees for the use of Nasdaq's Application Programming Interface Protocol by NASD Members https://regulations.justia.com/regulations/fedreg/2006/02/23/E6-2522.html https://regulations.justia.com/regulations/fedreg/2006/02/23/E6-2522.html Thu, 23 Feb 2006 00:00:00 -0800 E6-2522 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-23/pdf/E6-2522.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Technology Assessment Fee for the Use of Legacy Options Trading Systems https://regulations.justia.com/regulations/fedreg/2006/02/23/E6-2521.html https://regulations.justia.com/regulations/fedreg/2006/02/23/E6-2521.html Thu, 23 Feb 2006 00:00:00 -0800 E6-2521 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-23/pdf/E6-2521.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Extend the Time for Non-Member Broker/Dealers To Access the Brut and INET Facilities https://regulations.justia.com/regulations/fedreg/2006/02/23/E6-2520.html https://regulations.justia.com/regulations/fedreg/2006/02/23/E6-2520.html Thu, 23 Feb 2006 00:00:00 -0800 E6-2520 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-23/pdf/E6-2520.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to a New Risk Management Methodology https://regulations.justia.com/regulations/fedreg/2006/02/23/E6-2519.html https://regulations.justia.com/regulations/fedreg/2006/02/23/E6-2519.html Thu, 23 Feb 2006 00:00:00 -0800 E6-2519 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-23/pdf/E6-2519.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Modify Pricing for NASD Members Using the Nasdaq Market Center and Nasdaq's Brut and Inet Facilities https://regulations.justia.com/regulations/fedreg/2006/02/23/E6-2518.html https://regulations.justia.com/regulations/fedreg/2006/02/23/E6-2518.html Thu, 23 Feb 2006 00:00:00 -0800 E6-2518 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-23/pdf/E6-2518.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Modify Pricing for Non-Members Using Nasdaq's Brut and Inet Facilities https://regulations.justia.com/regulations/fedreg/2006/02/23/E6-2517.html https://regulations.justia.com/regulations/fedreg/2006/02/23/E6-2517.html Thu, 23 Feb 2006 00:00:00 -0800 E6-2517 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-23/pdf/E6-2517.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/02/23/06-1668.html https://regulations.justia.com/regulations/fedreg/2006/02/23/06-1668.html Thu, 23 Feb 2006 00:00:00 -0800 06-1668 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-23/pdf/06-1668.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/02/23/06-1667.html https://regulations.justia.com/regulations/fedreg/2006/02/23/06-1667.html Thu, 23 Feb 2006 00:00:00 -0800 06-1667 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-23/pdf/06-1667.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/02/23/06-1666.html https://regulations.justia.com/regulations/fedreg/2006/02/23/06-1666.html Thu, 23 Feb 2006 00:00:00 -0800 06-1666 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-23/pdf/06-1666.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Deadline for Implementation of the ANTE System https://regulations.justia.com/regulations/fedreg/2006/02/23/06-1653.html https://regulations.justia.com/regulations/fedreg/2006/02/23/06-1653.html Thu, 23 Feb 2006 00:00:00 -0800 06-1653 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-23/pdf/06-1653.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Imposing Licensing Fees in Connection with the Firm-Related Equity Option and Index Option Fee Cap https://regulations.justia.com/regulations/fedreg/2006/02/22/E6-2457.html https://regulations.justia.com/regulations/fedreg/2006/02/22/E6-2457.html Wed, 22 Feb 2006 00:00:00 -0800 E6-2457 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-22/pdf/E6-2457.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to the Exposure Period for Crossing Orders in the Hybrid Trading System https://regulations.justia.com/regulations/fedreg/2006/02/22/E6-2439.html https://regulations.justia.com/regulations/fedreg/2006/02/22/E6-2439.html Wed, 22 Feb 2006 00:00:00 -0800 E6-2439 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-22/pdf/E6-2439.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change To Amend CBOE Rule 8.7 To Implement CBOE's 1-Up Program on a Permanent Basis https://regulations.justia.com/regulations/fedreg/2006/02/22/E6-2437.html https://regulations.justia.com/regulations/fedreg/2006/02/22/E6-2437.html Wed, 22 Feb 2006 00:00:00 -0800 E6-2437 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-22/pdf/E6-2437.pdf Notice - Issuer Delisting; Notice of Application of Arch Coal, Inc. To Withdraw Its 5% Perpetual Cumulative Convertible Preferred Stock (liquidation preference $50 Per Share), From Listing and Registration on the New York Stock Exchange, Inc. File No. 1-13105 https://regulations.justia.com/regulations/fedreg/2006/02/22/E6-2435.html https://regulations.justia.com/regulations/fedreg/2006/02/22/E6-2435.html Wed, 22 Feb 2006 00:00:00 -0800 E6-2435 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-22/pdf/E6-2435.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2006/02/22/06-1665.html https://regulations.justia.com/regulations/fedreg/2006/02/22/06-1665.html Wed, 22 Feb 2006 00:00:00 -0800 06-1665 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-22/pdf/06-1665.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Submission of SEC Rule 15c2-11 Information on Non-Nasdaq Securities https://regulations.justia.com/regulations/fedreg/2006/02/21/E6-2368.html https://regulations.justia.com/regulations/fedreg/2006/02/21/E6-2368.html Tue, 21 Feb 2006 00:00:00 -0800 E6-2368 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-21/pdf/E6-2368.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend for an Additional Six Months the Pilot Program Permitting a Floor Broker and an RCMM To Use an Exchange Authorized and Provided Portable Telephone on the Exchange Floor https://regulations.justia.com/regulations/fedreg/2006/02/21/E6-2367.html https://regulations.justia.com/regulations/fedreg/2006/02/21/E6-2367.html Tue, 21 Feb 2006 00:00:00 -0800 E6-2367 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-21/pdf/E6-2367.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Approving a Proposed Rule Change Relating to the Operation of Primary Market Maker Memberships https://regulations.justia.com/regulations/fedreg/2006/02/17/E6-2300.html https://regulations.justia.com/regulations/fedreg/2006/02/17/E6-2300.html Fri, 17 Feb 2006 00:00:00 -0800 E6-2300 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-17/pdf/E6-2300.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of Two Crossing Sessions in the Exchange's Off-Hours Trading Facility https://regulations.justia.com/regulations/fedreg/2006/02/17/E6-2299.html https://regulations.justia.com/regulations/fedreg/2006/02/17/E6-2299.html Fri, 17 Feb 2006 00:00:00 -0800 E6-2299 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-17/pdf/E6-2299.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adjustment Panels https://regulations.justia.com/regulations/fedreg/2006/02/17/E6-2298.html https://regulations.justia.com/regulations/fedreg/2006/02/17/E6-2298.html Fri, 17 Feb 2006 00:00:00 -0800 E6-2298 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-17/pdf/E6-2298.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/02/17/E6-2297.html https://regulations.justia.com/regulations/fedreg/2006/02/17/E6-2297.html Fri, 17 Feb 2006 00:00:00 -0800 E6-2297 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-17/pdf/E6-2297.pdf Notice - Issuer Delisting; Notice of Application of Pinnacle West Capital Corporation To Withdraw Its Common Stock, No Par Value, From Listing and Registration on the Pacific Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2006/02/16/E6-2217.html https://regulations.justia.com/regulations/fedreg/2006/02/16/E6-2217.html Thu, 16 Feb 2006 00:00:00 -0800 E6-2217 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-16/pdf/E6-2217.pdf Notice - Issuer Delisting; Notice of Application of Dana Corporation, To Withdraw Its Common Stock, $1.00 Par Value, From Listing and Registration on the Pacific Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2006/02/16/E6-2216.html https://regulations.justia.com/regulations/fedreg/2006/02/16/E6-2216.html Thu, 16 Feb 2006 00:00:00 -0800 E6-2216 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-16/pdf/E6-2216.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Modify the Routing Sequence for Directed Cross Orders https://regulations.justia.com/regulations/fedreg/2006/02/16/E6-2215.html https://regulations.justia.com/regulations/fedreg/2006/02/16/E6-2215.html Thu, 16 Feb 2006 00:00:00 -0800 E6-2215 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-16/pdf/E6-2215.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Membership Rules Relating to Membership Sale Process https://regulations.justia.com/regulations/fedreg/2006/02/16/E6-2201.html https://regulations.justia.com/regulations/fedreg/2006/02/16/E6-2201.html Thu, 16 Feb 2006 00:00:00 -0800 E6-2201 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-16/pdf/E6-2201.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to the Amex Membership Corporation's Certificate of Incorporation https://regulations.justia.com/regulations/fedreg/2006/02/16/E6-2200.html https://regulations.justia.com/regulations/fedreg/2006/02/16/E6-2200.html Thu, 16 Feb 2006 00:00:00 -0800 E6-2200 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-16/pdf/E6-2200.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Specialist Transaction Fee https://regulations.justia.com/regulations/fedreg/2006/02/16/E6-2199.html https://regulations.justia.com/regulations/fedreg/2006/02/16/E6-2199.html Thu, 16 Feb 2006 00:00:00 -0800 E6-2199 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-16/pdf/E6-2199.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to streetTRACKS® Gold Shares Trading Hours https://regulations.justia.com/regulations/fedreg/2006/02/16/E6-2198.html https://regulations.justia.com/regulations/fedreg/2006/02/16/E6-2198.html Thu, 16 Feb 2006 00:00:00 -0800 E6-2198 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-16/pdf/E6-2198.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Listing Standards for Broad-Based Index Options https://regulations.justia.com/regulations/fedreg/2006/02/16/E6-2197.html https://regulations.justia.com/regulations/fedreg/2006/02/16/E6-2197.html Thu, 16 Feb 2006 00:00:00 -0800 E6-2197 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-16/pdf/E6-2197.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2006/02/16/06-1492.html https://regulations.justia.com/regulations/fedreg/2006/02/16/06-1492.html Thu, 16 Feb 2006 00:00:00 -0800 06-1492 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-16/pdf/06-1492.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendments No. 1 and 2 Thereto To Amend the PCX's Rules Governing the Hours of Trading in Equity Options https://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2129.html https://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2129.html Wed, 15 Feb 2006 00:00:00 -0800 E6-2129 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-15/pdf/E6-2129.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Currency Trust Shares. https://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2128.html https://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2128.html Wed, 15 Feb 2006 00:00:00 -0800 E6-2128 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-15/pdf/E6-2128.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendments No. 1 and 2 Thereto To Amend the Phlx's Rules Governing the Hours of Trading in Equity Options and Narrow-Based Index Options https://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2115.html https://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2115.html Wed, 15 Feb 2006 00:00:00 -0800 E6-2115 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-15/pdf/E6-2115.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto To Amend ISE Rule 700 Governing the Hours of Trading in Equity Options and Narrow-Based Index Options https://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2114.html https://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2114.html Wed, 15 Feb 2006 00:00:00 -0800 E6-2114 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-15/pdf/E6-2114.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto To Amend and Clarify Its Rules Governing the Hours of Trading on the Boston Options Exchange https://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2113.html https://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2113.html Wed, 15 Feb 2006 00:00:00 -0800 E6-2113 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-15/pdf/E6-2113.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Thereto To Amend Its Rules Governing the Hours of Trading in Equity Options and Narrow-Based Index Options https://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2112.html https://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2112.html Wed, 15 Feb 2006 00:00:00 -0800 E6-2112 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-15/pdf/E6-2112.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Duration of the SizeQuote Mechanism Pilot https://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2111.html https://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2111.html Wed, 15 Feb 2006 00:00:00 -0800 E6-2111 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-15/pdf/E6-2111.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change To Re-establish a Fee Pilot for National Quotation Data Service https://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2110.html https://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2110.html Wed, 15 Feb 2006 00:00:00 -0800 E6-2110 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-15/pdf/E6-2110.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto To Adjust the Close of Normal Trading Hours in Equity Options and Narrow-Based Index Options https://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2109.html https://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2109.html Wed, 15 Feb 2006 00:00:00 -0800 E6-2109 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-15/pdf/E6-2109.pdf Notice - Joint Industry Plan; Order Granting Approval of Category 1 Changes From Amendment No. 13 of the Reporting Plan for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privilege Basis, Submitted by the Pacific Exchange, Inc., the National Association of Securities Dealers, Inc., the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Stock Exchange, Inc., the National Stock Exchange, Inc., and the Philadelphia Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2108.html https://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2108.html Wed, 15 Feb 2006 00:00:00 -0800 E6-2108 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-15/pdf/E6-2108.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Establish a Unified Pricing Schedule for NASD Members Using the Nasdaq Market Center and Nasdaq's Brut and Inet Facilities https://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2106.html https://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2106.html Wed, 15 Feb 2006 00:00:00 -0800 E6-2106 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-15/pdf/E6-2106.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto To Modify the Pricing for Non-Members Using Nasdaq's Brut and Inet Facilities https://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2105.html https://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2105.html Wed, 15 Feb 2006 00:00:00 -0800 E6-2105 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-15/pdf/E6-2105.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Fee Pilot for National Quotation Data Service https://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2104.html https://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2104.html Wed, 15 Feb 2006 00:00:00 -0800 E6-2104 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-15/pdf/E6-2104.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2102.html https://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2102.html Wed, 15 Feb 2006 00:00:00 -0800 E6-2102 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-15/pdf/E6-2102.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2101.html https://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2101.html Wed, 15 Feb 2006 00:00:00 -0800 E6-2101 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-15/pdf/E6-2101.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2100.html https://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2100.html Wed, 15 Feb 2006 00:00:00 -0800 E6-2100 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-15/pdf/E6-2100.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2099.html https://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2099.html Wed, 15 Feb 2006 00:00:00 -0800 E6-2099 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-15/pdf/E6-2099.pdf Notice - Issuer Delisting; Notice of Application of Tasty Baking Company To Withdraw Its Common Stock, $.50 Par Value, and Common Stock Purchase Rights From Listing and Registration on the New York Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2006/02/14/E6-2012.html https://regulations.justia.com/regulations/fedreg/2006/02/14/E6-2012.html Tue, 14 Feb 2006 00:00:00 -0800 E6-2012 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-14/pdf/E6-2012.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to “All or None” Orders https://regulations.justia.com/regulations/fedreg/2006/02/14/E6-2011.html https://regulations.justia.com/regulations/fedreg/2006/02/14/E6-2011.html Tue, 14 Feb 2006 00:00:00 -0800 E6-2011 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-14/pdf/E6-2011.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Increasing Certain Fees Charged by the Exchange to Its Members and Member Organizations https://regulations.justia.com/regulations/fedreg/2006/02/14/E6-2010.html https://regulations.justia.com/regulations/fedreg/2006/02/14/E6-2010.html Tue, 14 Feb 2006 00:00:00 -0800 E6-2010 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-14/pdf/E6-2010.pdf Rule - General Rules and Regulations, Securities Act of 1933 https://regulations.justia.com/regulations/fedreg/2006/02/14/06-55507.html https://regulations.justia.com/regulations/fedreg/2006/02/14/06-55507.html Tue, 14 Feb 2006 00:00:00 -0800 06-55507 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-02-14/pdf/06-55507.pdf Rule - Rulemaking for EDGAR System https://regulations.justia.com/regulations/fedreg/2006/02/14/06-1322.html https://regulations.justia.com/regulations/fedreg/2006/02/14/06-1322.html Tue, 14 Feb 2006 00:00:00 -0800 06-1322 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-02-14/pdf/06-1322.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/02/13/E6-1966.html https://regulations.justia.com/regulations/fedreg/2006/02/13/E6-1966.html Mon, 13 Feb 2006 00:00:00 -0800 E6-1966 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-13/pdf/E6-1966.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/02/13/E6-1965.html https://regulations.justia.com/regulations/fedreg/2006/02/13/E6-1965.html Mon, 13 Feb 2006 00:00:00 -0800 E6-1965 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-13/pdf/E6-1965.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to Index Option Strike Prices https://regulations.justia.com/regulations/fedreg/2006/02/13/E6-1964.html https://regulations.justia.com/regulations/fedreg/2006/02/13/E6-1964.html Mon, 13 Feb 2006 00:00:00 -0800 E6-1964 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-13/pdf/E6-1964.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Quoting Obligations for Directed Streaming Quote Traders and Directed Remote Streaming Quote Traders and Changes to the Exchange's Opening Rule https://regulations.justia.com/regulations/fedreg/2006/02/13/E6-1963.html https://regulations.justia.com/regulations/fedreg/2006/02/13/E6-1963.html Mon, 13 Feb 2006 00:00:00 -0800 E6-1963 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-13/pdf/E6-1963.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Cancellation Fees https://regulations.justia.com/regulations/fedreg/2006/02/13/E6-1961.html https://regulations.justia.com/regulations/fedreg/2006/02/13/E6-1961.html Mon, 13 Feb 2006 00:00:00 -0800 E6-1961 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-13/pdf/E6-1961.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto To List and Trade Shares of the iShares MSCI Australia Index Fund, iShares MSCI Austria Index Fund, iShares MSCI Canada Index Fund, iShares MSCI EMU Index Fund, iShares MSCI Germany Index Fund, and iShares MSCI Mexico Index Fund https://regulations.justia.com/regulations/fedreg/2006/02/13/E6-1931.html https://regulations.justia.com/regulations/fedreg/2006/02/13/E6-1931.html Mon, 13 Feb 2006 00:00:00 -0800 E6-1931 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-13/pdf/E6-1931.pdf Rule - Securities Offering Reform; Correction https://regulations.justia.com/regulations/fedreg/2006/02/13/06-1286.html https://regulations.justia.com/regulations/fedreg/2006/02/13/06-1286.html Mon, 13 Feb 2006 00:00:00 -0800 06-1286 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-02-13/pdf/06-1286.pdf Notice - Issuer Delisting; Notice of Application of Community Capital Corporation To Withdraw Its Common Stock, $1.00 Par Value, From Listing and Registration on the American Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1845.html https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1845.html Fri, 10 Feb 2006 00:00:00 -0800 E6-1845 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1845.pdf Notice - Issuer Delisting; Notice of Application of Eli Lilly and Company To Withdraw Its Common Stock, No Par Value, From Listing and Registration on the Pacific Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1844.html https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1844.html Fri, 10 Feb 2006 00:00:00 -0800 E6-1844 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1844.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Specialist Transaction Fee https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1843.html https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1843.html Fri, 10 Feb 2006 00:00:00 -0800 E6-1843 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1843.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change Relating to Amendments to Rule 3360 To Expand Short Interest Reporting to OTC Equity Securities https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1842.html https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1842.html Fri, 10 Feb 2006 00:00:00 -0800 E6-1842 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1842.pdf Notice - Public Company Accounting Oversight Board; Order Approving Proposed Auditing Standard No. 4, Reporting on Whether a Previously Reported Material Weakness Continues to Exist https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1841.html https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1841.html Fri, 10 Feb 2006 00:00:00 -0800 E6-1841 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1841.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to NYSE Rule 36, RCMMs' Ability to Use Exchange Authorized and Issued Portable Phones on the NYSE Floor https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1839.html https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1839.html Fri, 10 Feb 2006 00:00:00 -0800 E6-1839 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1839.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Competitive Market Maker Inactivity Fees https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1838.html https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1838.html Fri, 10 Feb 2006 00:00:00 -0800 E6-1838 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1838.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Bid/Ask Differentials in CBOE Rule 8.7 https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1837.html https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1837.html Fri, 10 Feb 2006 00:00:00 -0800 E6-1837 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1837.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change Relating to an Automated Improvement Mechanism https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1836.html https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1836.html Fri, 10 Feb 2006 00:00:00 -0800 E6-1836 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1836.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Amend the Equity Option Specialist Deficit (Shortfall) Fee https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1835.html https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1835.html Fri, 10 Feb 2006 00:00:00 -0800 E6-1835 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1835.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1834.html https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1834.html Fri, 10 Feb 2006 00:00:00 -0800 E6-1834 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1834.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1833.html https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1833.html Fri, 10 Feb 2006 00:00:00 -0800 E6-1833 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1833.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Establishment of a New Class of Registered Options Trader Called a Remote Registered Options Trader (“RROT”) https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1832.html https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1832.html Fri, 10 Feb 2006 00:00:00 -0800 E6-1832 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1832.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1831.html https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1831.html Fri, 10 Feb 2006 00:00:00 -0800 E6-1831 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1831.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Uniform Order Warning and Rejection Parameters for the Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1830.html https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1830.html Fri, 10 Feb 2006 00:00:00 -0800 E6-1830 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1830.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/02/09/E6-1786.html https://regulations.justia.com/regulations/fedreg/2006/02/09/E6-1786.html Thu, 09 Feb 2006 00:00:00 -0800 E6-1786 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-09/pdf/E6-1786.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/02/09/E6-1785.html https://regulations.justia.com/regulations/fedreg/2006/02/09/E6-1785.html Thu, 09 Feb 2006 00:00:00 -0800 E6-1785 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-09/pdf/E6-1785.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/02/09/E6-1784.html https://regulations.justia.com/regulations/fedreg/2006/02/09/E6-1784.html Thu, 09 Feb 2006 00:00:00 -0800 E6-1784 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-09/pdf/E6-1784.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/02/09/E6-1783.html https://regulations.justia.com/regulations/fedreg/2006/02/09/E6-1783.html Thu, 09 Feb 2006 00:00:00 -0800 E6-1783 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-09/pdf/E6-1783.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/02/09/E6-1782.html https://regulations.justia.com/regulations/fedreg/2006/02/09/E6-1782.html Thu, 09 Feb 2006 00:00:00 -0800 E6-1782 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-09/pdf/E6-1782.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/02/09/E6-1781.html https://regulations.justia.com/regulations/fedreg/2006/02/09/E6-1781.html Thu, 09 Feb 2006 00:00:00 -0800 E6-1781 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-09/pdf/E6-1781.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/02/09/E6-1780.html https://regulations.justia.com/regulations/fedreg/2006/02/09/E6-1780.html Thu, 09 Feb 2006 00:00:00 -0800 E6-1780 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-09/pdf/E6-1780.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Implement and Revise Fees Related to Non-Participant Services https://regulations.justia.com/regulations/fedreg/2006/02/09/E6-1779.html https://regulations.justia.com/regulations/fedreg/2006/02/09/E6-1779.html Thu, 09 Feb 2006 00:00:00 -0800 E6-1779 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-09/pdf/E6-1779.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Elimination of Obsolete Rules Related to the Pacific Options Exchange Trading System and Order Book Officials https://regulations.justia.com/regulations/fedreg/2006/02/09/E6-1778.html https://regulations.justia.com/regulations/fedreg/2006/02/09/E6-1778.html Thu, 09 Feb 2006 00:00:00 -0800 E6-1778 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-09/pdf/E6-1778.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Fees for Historical Options Tick Market Data https://regulations.justia.com/regulations/fedreg/2006/02/09/E6-1759.html https://regulations.justia.com/regulations/fedreg/2006/02/09/E6-1759.html Thu, 09 Feb 2006 00:00:00 -0800 E6-1759 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-09/pdf/E6-1759.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change Establishing Fees for Historical Options Tick Market Data for Non-Members https://regulations.justia.com/regulations/fedreg/2006/02/09/E6-1752.html https://regulations.justia.com/regulations/fedreg/2006/02/09/E6-1752.html Thu, 09 Feb 2006 00:00:00 -0800 E6-1752 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-09/pdf/E6-1752.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to an Interpretation of Exchange Rule 108(a) https://regulations.justia.com/regulations/fedreg/2006/02/09/E6-1751.html https://regulations.justia.com/regulations/fedreg/2006/02/09/E6-1751.html Thu, 09 Feb 2006 00:00:00 -0800 E6-1751 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-09/pdf/E6-1751.pdf Notice - Sunshine Act Meetings Notice https://regulations.justia.com/regulations/fedreg/2006/02/09/06-1234.html https://regulations.justia.com/regulations/fedreg/2006/02/09/06-1234.html Thu, 09 Feb 2006 00:00:00 -0800 06-1234 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-09/pdf/06-1234.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Certificate of Incorporation of PCX Holdings, Inc. https://regulations.justia.com/regulations/fedreg/2006/02/08/E6-1730.html https://regulations.justia.com/regulations/fedreg/2006/02/08/E6-1730.html Wed, 08 Feb 2006 00:00:00 -0800 E6-1730 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-08/pdf/E6-1730.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to Increases in the Original Listing and Annual Fees https://regulations.justia.com/regulations/fedreg/2006/02/08/E6-1728.html https://regulations.justia.com/regulations/fedreg/2006/02/08/E6-1728.html Wed, 08 Feb 2006 00:00:00 -0800 E6-1728 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-08/pdf/E6-1728.pdf Proposed Rule - Executive Compensation and Related Party Disclosure https://regulations.justia.com/regulations/fedreg/2006/02/08/06-946.html https://regulations.justia.com/regulations/fedreg/2006/02/08/06-946.html Wed, 08 Feb 2006 00:00:00 -0800 06-946 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2006-02-08/pdf/06-946.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/02/07/E6-1622.html https://regulations.justia.com/regulations/fedreg/2006/02/07/E6-1622.html Tue, 07 Feb 2006 00:00:00 -0800 E6-1622 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-07/pdf/E6-1622.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/02/07/E6-1621.html https://regulations.justia.com/regulations/fedreg/2006/02/07/E6-1621.html Tue, 07 Feb 2006 00:00:00 -0800 E6-1621 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-07/pdf/E6-1621.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/02/07/E6-1620.html https://regulations.justia.com/regulations/fedreg/2006/02/07/E6-1620.html Tue, 07 Feb 2006 00:00:00 -0800 E6-1620 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-07/pdf/E6-1620.pdf Notice - Advisory Committee on Smaller Public Companies https://regulations.justia.com/regulations/fedreg/2006/02/07/E6-1619.html https://regulations.justia.com/regulations/fedreg/2006/02/07/E6-1619.html Tue, 07 Feb 2006 00:00:00 -0800 E6-1619 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-07/pdf/E6-1619.pdf Notice - Proposed Collections; Comment Request https://regulations.justia.com/regulations/fedreg/2006/02/07/E6-1618.html https://regulations.justia.com/regulations/fedreg/2006/02/07/E6-1618.html Tue, 07 Feb 2006 00:00:00 -0800 E6-1618 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-07/pdf/E6-1618.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Pilot Programs Relating to Multiple Market Participant Identifiers https://regulations.justia.com/regulations/fedreg/2006/02/07/E6-1617.html https://regulations.justia.com/regulations/fedreg/2006/02/07/E6-1617.html Tue, 07 Feb 2006 00:00:00 -0800 E6-1617 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-07/pdf/E6-1617.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Bidding and Offering in Sub-penny Increments https://regulations.justia.com/regulations/fedreg/2006/02/07/E6-1616.html https://regulations.justia.com/regulations/fedreg/2006/02/07/E6-1616.html Tue, 07 Feb 2006 00:00:00 -0800 E6-1616 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-07/pdf/E6-1616.pdf Notice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 11.3 To Allow for Sub-Penny Quoting in Certain Securities https://regulations.justia.com/regulations/fedreg/2006/02/07/E6-1615.html https://regulations.justia.com/regulations/fedreg/2006/02/07/E6-1615.html Tue, 07 Feb 2006 00:00:00 -0800 E6-1615 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-07/pdf/E6-1615.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Mechanism for Handling Sub-Penny Orders in Securities Listed on the New York Stock Exchange or the American Stock Exchange https://regulations.justia.com/regulations/fedreg/2006/02/07/E6-1614.html https://regulations.justia.com/regulations/fedreg/2006/02/07/E6-1614.html Tue, 07 Feb 2006 00:00:00 -0800 E6-1614 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-07/pdf/E6-1614.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Rule 715 https://regulations.justia.com/regulations/fedreg/2006/02/07/E6-1613.html https://regulations.justia.com/regulations/fedreg/2006/02/07/E6-1613.html Tue, 07 Feb 2006 00:00:00 -0800 E6-1613 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-07/pdf/E6-1613.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2006/02/07/06-1164.html https://regulations.justia.com/regulations/fedreg/2006/02/07/06-1164.html Tue, 07 Feb 2006 00:00:00 -0800 06-1164 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-07/pdf/06-1164.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2006/02/06/E6-1575.html https://regulations.justia.com/regulations/fedreg/2006/02/06/E6-1575.html Mon, 06 Feb 2006 00:00:00 -0800 E6-1575 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-06/pdf/E6-1575.pdf Notice - Privacy Act of 1974: Establishment of a New System of Records: Automated Emergency Notification System (SEC-53) https://regulations.justia.com/regulations/fedreg/2006/02/06/E6-1574.html https://regulations.justia.com/regulations/fedreg/2006/02/06/E6-1574.html Mon, 06 Feb 2006 00:00:00 -0800 E6-1574 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-06/pdf/E6-1574.pdf Notice - American Capital Strategies, Ltd.; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/02/06/E6-1542.html https://regulations.justia.com/regulations/fedreg/2006/02/06/E6-1542.html Mon, 06 Feb 2006 00:00:00 -0800 E6-1542 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-06/pdf/E6-1542.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc; Notice of Filing of Proposed Rule Change Relating to Position Limits and Position Reporting Obligations for Conventional Index and Equity Options https://regulations.justia.com/regulations/fedreg/2006/02/06/E6-1541.html https://regulations.justia.com/regulations/fedreg/2006/02/06/E6-1541.html Mon, 06 Feb 2006 00:00:00 -0800 E6-1541 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-06/pdf/E6-1541.pdf Notice - Self-Regulatory Organization; National Futures Association; Notice of Filing and Immediate Effectiveness of a Proposed Amendment to NFA Compliance Rule 2-10 Regarding Recordkeeping https://regulations.justia.com/regulations/fedreg/2006/02/06/E6-1540.html https://regulations.justia.com/regulations/fedreg/2006/02/06/E6-1540.html Mon, 06 Feb 2006 00:00:00 -0800 E6-1540 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-06/pdf/E6-1540.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the Deletion of Phlx Rule 454, “Limitations on Members” Trading Because of Options, etc.” https://regulations.justia.com/regulations/fedreg/2006/02/06/E6-1538.html https://regulations.justia.com/regulations/fedreg/2006/02/06/E6-1538.html Mon, 06 Feb 2006 00:00:00 -0800 E6-1538 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-06/pdf/E6-1538.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Modify the Hours of Operation of Nasdaq's Brut System https://regulations.justia.com/regulations/fedreg/2006/02/06/E6-1537.html https://regulations.justia.com/regulations/fedreg/2006/02/06/E6-1537.html Mon, 06 Feb 2006 00:00:00 -0800 E6-1537 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-06/pdf/E6-1537.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Options on Certain Russell Indexes https://regulations.justia.com/regulations/fedreg/2006/02/06/E6-1536.html https://regulations.justia.com/regulations/fedreg/2006/02/06/E6-1536.html Mon, 06 Feb 2006 00:00:00 -0800 E6-1536 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-06/pdf/E6-1536.pdf Rule - Adoption of Updated EDGAR Filer Manual https://regulations.justia.com/regulations/fedreg/2006/02/02/06-945.html https://regulations.justia.com/regulations/fedreg/2006/02/02/06-945.html Thu, 02 Feb 2006 00:00:00 -0800 06-945 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-02-02/pdf/06-945.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2006/02/02/06-1007.html https://regulations.justia.com/regulations/fedreg/2006/02/02/06-1007.html Thu, 02 Feb 2006 00:00:00 -0800 06-1007 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-02/pdf/06-1007.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/02/01/E6-1323.html https://regulations.justia.com/regulations/fedreg/2006/02/01/E6-1323.html Wed, 01 Feb 2006 00:00:00 -0800 E6-1323 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-01/pdf/E6-1323.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/02/01/E6-1320.html https://regulations.justia.com/regulations/fedreg/2006/02/01/E6-1320.html Wed, 01 Feb 2006 00:00:00 -0800 E6-1320 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-01/pdf/E6-1320.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/02/01/E6-1317.html https://regulations.justia.com/regulations/fedreg/2006/02/01/E6-1317.html Wed, 01 Feb 2006 00:00:00 -0800 E6-1317 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-01/pdf/E6-1317.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/02/01/E6-1314.html https://regulations.justia.com/regulations/fedreg/2006/02/01/E6-1314.html Wed, 01 Feb 2006 00:00:00 -0800 E6-1314 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-01/pdf/E6-1314.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/02/01/E6-1310.html https://regulations.justia.com/regulations/fedreg/2006/02/01/E6-1310.html Wed, 01 Feb 2006 00:00:00 -0800 E6-1310 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-01/pdf/E6-1310.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving a Proposed Rule Change Relating to the Status of Former Registered Persons Serving in the Armed Forces of the United States https://regulations.justia.com/regulations/fedreg/2006/02/01/E6-1307.html https://regulations.justia.com/regulations/fedreg/2006/02/01/E6-1307.html Wed, 01 Feb 2006 00:00:00 -0800 E6-1307 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-01/pdf/E6-1307.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Session Fee Increase for the Regulatory Element of the Continuing Education Program https://regulations.justia.com/regulations/fedreg/2006/02/01/E6-1305.html https://regulations.justia.com/regulations/fedreg/2006/02/01/E6-1305.html Wed, 01 Feb 2006 00:00:00 -0800 E6-1305 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-01/pdf/E6-1305.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Session Fee Increase for the Regulatory Element of the Continuing Education Program https://regulations.justia.com/regulations/fedreg/2006/02/01/E6-1304.html https://regulations.justia.com/regulations/fedreg/2006/02/01/E6-1304.html Wed, 01 Feb 2006 00:00:00 -0800 E6-1304 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-01/pdf/E6-1304.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 to the Proposed Rule Change To Amend Rule 445 https://regulations.justia.com/regulations/fedreg/2006/02/01/E6-1227.html https://regulations.justia.com/regulations/fedreg/2006/02/01/E6-1227.html Wed, 01 Feb 2006 00:00:00 -0800 E6-1227 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-01/pdf/E6-1227.pdf Notice - Hutchinson Technology Incorporated; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/02/01/E6-1226.html https://regulations.justia.com/regulations/fedreg/2006/02/01/E6-1226.html Wed, 01 Feb 2006 00:00:00 -0800 E6-1226 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-01/pdf/E6-1226.pdf