Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/02?limit=200®isters=between&min-day=1&max-day=28&mode=atom2024-09-15T03:09:34-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2006/02/28/E6-2767.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Volatility Indexes2006-02-28T00:00:00-08:002006-02-28T00:00:00-08:00E6-2767Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-28/pdf/E6-2767.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/28/E6-2766.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Principal Pre-Use Approval of Member Correspondence to 25 or More Existing Retail Customers Within a 30 Calendar-Day Period2006-02-28T00:00:00-08:002006-02-28T00:00:00-08:00E6-2766Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-28/pdf/E6-2766.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/28/E6-2752.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Options Marketing Fee Applicable to Certain Types of Equity Options2006-02-28T00:00:00-08:002006-02-28T00:00:00-08:00E6-2752Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-28/pdf/E6-2752.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/28/E6-2751.htmlNotice - Self-Regulatory Organizations; International Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes2006-02-28T00:00:00-08:002006-02-28T00:00:00-08:00E6-2751Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-28/pdf/E6-2751.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/28/06-1906.htmlNotice - Notice of Meeting; Sunshine Act2006-02-28T00:00:00-08:002006-02-28T00:00:00-08:0006-1906Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-28/pdf/06-1906.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/27/Z6-2368.htmlUnknown - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Submission of SEC Rule 15c2-11 Information on Non-Nasdaq Securities2006-02-27T00:00:00-08:002006-02-27T00:00:00-08:00Z6-2368Unknownhttp://www.gpo.gov/fdsys/pkg/FR-2006-02-27/pdf/Z6-2368.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/27/E6-2688.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rule 903 To Provide That the Exchange Will Typically Open Four Expiration Months for Each Class of Options Open for Trading2006-02-27T00:00:00-08:002006-02-27T00:00:00-08:00E6-2688Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-27/pdf/E6-2688.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/27/E6-2687.htmlNotice - Submissions for OMB Review; Comment Request2006-02-27T00:00:00-08:002006-02-27T00:00:00-08:00E6-2687Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-27/pdf/E6-2687.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/27/E6-2686.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving Proposed Rule Change Relating to Modifications to the Archipelago Exchange's Closing Auction2006-02-27T00:00:00-08:002006-02-27T00:00:00-08:00E6-2686Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-27/pdf/E6-2686.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/27/06-1733.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program Relating to Market-Maker Bid-Ask Width Requirements for Non-Hybrid System Classes2006-02-27T00:00:00-08:002006-02-27T00:00:00-08:0006-1733Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-27/pdf/06-1733.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/24/E6-2644.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of an Options Licensing Fee for Options on Certain SPDR ETFs2006-02-24T00:00:00-08:002006-02-24T00:00:00-08:00E6-2644Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-24/pdf/E6-2644.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/24/E6-2642.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of Units of the United States Oil Fund, LP2006-02-24T00:00:00-08:002006-02-24T00:00:00-08:00E6-2642Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-24/pdf/E6-2642.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/24/E6-2610.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Conform NYSE Rules 123C and 476A with NYSE Rule 80A2006-02-24T00:00:00-08:002006-02-24T00:00:00-08:00E6-2610Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-24/pdf/E6-2610.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/23/E6-2535.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the SizeQuote Mechanism Pilot Program for a Period of One Year2006-02-23T00:00:00-08:002006-02-23T00:00:00-08:00E6-2535Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-23/pdf/E6-2535.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/23/E6-2534.htmlNotice - John Hancock Capital Series, et al.2006-02-23T00:00:00-08:002006-02-23T00:00:00-08:00E6-2534Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-23/pdf/E6-2534.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/23/E6-2533.htmlNotice - Submission for OMB Review; Comment Request2006-02-23T00:00:00-08:002006-02-23T00:00:00-08:00E6-2533Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-23/pdf/E6-2533.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/23/E6-2529.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Short Sale Processing in Nasdaq's INET Facility2006-02-23T00:00:00-08:002006-02-23T00:00:00-08:00E6-2529Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-23/pdf/E6-2529.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/23/E6-2522.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Modify Fees for the use of Nasdaq's Application Programming Interface Protocol by NASD Members2006-02-23T00:00:00-08:002006-02-23T00:00:00-08:00E6-2522Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-23/pdf/E6-2522.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/23/E6-2521.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Technology Assessment Fee for the Use of Legacy Options Trading Systems2006-02-23T00:00:00-08:002006-02-23T00:00:00-08:00E6-2521Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-23/pdf/E6-2521.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/23/E6-2520.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Extend the Time for Non-Member Broker/Dealers To Access the Brut and INET Facilities2006-02-23T00:00:00-08:002006-02-23T00:00:00-08:00E6-2520Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-23/pdf/E6-2520.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/23/E6-2519.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to a New Risk Management Methodology2006-02-23T00:00:00-08:002006-02-23T00:00:00-08:00E6-2519Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-23/pdf/E6-2519.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/23/E6-2518.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Modify Pricing for NASD Members Using the Nasdaq Market Center and Nasdaq's Brut and Inet Facilities2006-02-23T00:00:00-08:002006-02-23T00:00:00-08:00E6-2518Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-23/pdf/E6-2518.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/23/E6-2517.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Modify Pricing for Non-Members Using Nasdaq's Brut and Inet Facilities2006-02-23T00:00:00-08:002006-02-23T00:00:00-08:00E6-2517Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-23/pdf/E6-2517.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/23/06-1668.htmlNotice - Submission for OMB Review; Comment Request2006-02-23T00:00:00-08:002006-02-23T00:00:00-08:0006-1668Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-23/pdf/06-1668.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/23/06-1667.htmlNotice - Submission for OMB Review; Comment Request2006-02-23T00:00:00-08:002006-02-23T00:00:00-08:0006-1667Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-23/pdf/06-1667.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/23/06-1666.htmlNotice - Submission for OMB Review; Comment Request2006-02-23T00:00:00-08:002006-02-23T00:00:00-08:0006-1666Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-23/pdf/06-1666.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/23/06-1653.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Deadline for Implementation of the ANTE System2006-02-23T00:00:00-08:002006-02-23T00:00:00-08:0006-1653Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-23/pdf/06-1653.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/22/E6-2457.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Imposing Licensing Fees in Connection with the Firm-Related Equity Option and Index Option Fee Cap2006-02-22T00:00:00-08:002006-02-22T00:00:00-08:00E6-2457Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-22/pdf/E6-2457.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/22/E6-2439.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to the Exposure Period for Crossing Orders in the Hybrid Trading System2006-02-22T00:00:00-08:002006-02-22T00:00:00-08:00E6-2439Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-22/pdf/E6-2439.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/22/E6-2437.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change To Amend CBOE Rule 8.7 To Implement CBOE's 1-Up Program on a Permanent Basis2006-02-22T00:00:00-08:002006-02-22T00:00:00-08:00E6-2437Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-22/pdf/E6-2437.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/22/E6-2435.htmlNotice - Issuer Delisting; Notice of Application of Arch Coal, Inc. To Withdraw Its 5% Perpetual Cumulative Convertible Preferred Stock (liquidation preference $50 Per Share), From Listing and Registration on the New York Stock Exchange, Inc. File No. 1-131052006-02-22T00:00:00-08:002006-02-22T00:00:00-08:00E6-2435Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-22/pdf/E6-2435.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/22/06-1665.htmlNotice - Sunshine Act Meeting2006-02-22T00:00:00-08:002006-02-22T00:00:00-08:0006-1665Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-22/pdf/06-1665.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/21/E6-2368.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Submission of SEC Rule 15c2-11 Information on Non-Nasdaq Securities2006-02-21T00:00:00-08:002006-02-21T00:00:00-08:00E6-2368Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-21/pdf/E6-2368.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/21/E6-2367.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend for an Additional Six Months the Pilot Program Permitting a Floor Broker and an RCMM To Use an Exchange Authorized and Provided Portable Telephone on the Exchange Floor2006-02-21T00:00:00-08:002006-02-21T00:00:00-08:00E6-2367Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-21/pdf/E6-2367.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/17/E6-2300.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Approving a Proposed Rule Change Relating to the Operation of Primary Market Maker Memberships2006-02-17T00:00:00-08:002006-02-17T00:00:00-08:00E6-2300Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-17/pdf/E6-2300.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/17/E6-2299.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of Two Crossing Sessions in the Exchange's Off-Hours Trading Facility2006-02-17T00:00:00-08:002006-02-17T00:00:00-08:00E6-2299Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-17/pdf/E6-2299.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/17/E6-2298.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adjustment Panels2006-02-17T00:00:00-08:002006-02-17T00:00:00-08:00E6-2298Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-17/pdf/E6-2298.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/17/E6-2297.htmlNotice - Submission for OMB Review; Comment Request2006-02-17T00:00:00-08:002006-02-17T00:00:00-08:00E6-2297Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-17/pdf/E6-2297.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/16/E6-2217.htmlNotice - Issuer Delisting; Notice of Application of Pinnacle West Capital Corporation To Withdraw Its Common Stock, No Par Value, From Listing and Registration on the Pacific Exchange, Inc.2006-02-16T00:00:00-08:002006-02-16T00:00:00-08:00E6-2217Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-16/pdf/E6-2217.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/16/E6-2216.htmlNotice - Issuer Delisting; Notice of Application of Dana Corporation, To Withdraw Its Common Stock, $1.00 Par Value, From Listing and Registration on the Pacific Exchange, Inc.2006-02-16T00:00:00-08:002006-02-16T00:00:00-08:00E6-2216Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-16/pdf/E6-2216.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/16/E6-2215.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Modify the Routing Sequence for Directed Cross Orders2006-02-16T00:00:00-08:002006-02-16T00:00:00-08:00E6-2215Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-16/pdf/E6-2215.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/16/E6-2201.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Membership Rules Relating to Membership Sale Process2006-02-16T00:00:00-08:002006-02-16T00:00:00-08:00E6-2201Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-16/pdf/E6-2201.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/16/E6-2200.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to the Amex Membership Corporation's Certificate of Incorporation2006-02-16T00:00:00-08:002006-02-16T00:00:00-08:00E6-2200Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-16/pdf/E6-2200.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/16/E6-2199.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Specialist Transaction Fee2006-02-16T00:00:00-08:002006-02-16T00:00:00-08:00E6-2199Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-16/pdf/E6-2199.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/16/E6-2198.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to streetTRACKS® Gold Shares Trading Hours2006-02-16T00:00:00-08:002006-02-16T00:00:00-08:00E6-2198Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-16/pdf/E6-2198.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/16/E6-2197.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Listing Standards for Broad-Based Index Options2006-02-16T00:00:00-08:002006-02-16T00:00:00-08:00E6-2197Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-16/pdf/E6-2197.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/16/06-1492.htmlNotice - Sunshine Act Meeting2006-02-16T00:00:00-08:002006-02-16T00:00:00-08:0006-1492Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-16/pdf/06-1492.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2129.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendments No. 1 and 2 Thereto To Amend the PCX's Rules Governing the Hours of Trading in Equity Options2006-02-15T00:00:00-08:002006-02-15T00:00:00-08:00E6-2129Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-15/pdf/E6-2129.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2128.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Currency Trust Shares.2006-02-15T00:00:00-08:002006-02-15T00:00:00-08:00E6-2128Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-15/pdf/E6-2128.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2115.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendments No. 1 and 2 Thereto To Amend the Phlx's Rules Governing the Hours of Trading in Equity Options and Narrow-Based Index Options2006-02-15T00:00:00-08:002006-02-15T00:00:00-08:00E6-2115Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-15/pdf/E6-2115.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2114.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto To Amend ISE Rule 700 Governing the Hours of Trading in Equity Options and Narrow-Based Index Options2006-02-15T00:00:00-08:002006-02-15T00:00:00-08:00E6-2114Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-15/pdf/E6-2114.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2113.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto To Amend and Clarify Its Rules Governing the Hours of Trading on the Boston Options Exchange2006-02-15T00:00:00-08:002006-02-15T00:00:00-08:00E6-2113Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-15/pdf/E6-2113.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2112.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Thereto To Amend Its Rules Governing the Hours of Trading in Equity Options and Narrow-Based Index Options2006-02-15T00:00:00-08:002006-02-15T00:00:00-08:00E6-2112Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-15/pdf/E6-2112.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2111.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Duration of the SizeQuote Mechanism Pilot2006-02-15T00:00:00-08:002006-02-15T00:00:00-08:00E6-2111Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-15/pdf/E6-2111.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2110.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change To Re-establish a Fee Pilot for National Quotation Data Service2006-02-15T00:00:00-08:002006-02-15T00:00:00-08:00E6-2110Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-15/pdf/E6-2110.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2109.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto To Adjust the Close of Normal Trading Hours in Equity Options and Narrow-Based Index Options2006-02-15T00:00:00-08:002006-02-15T00:00:00-08:00E6-2109Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-15/pdf/E6-2109.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2108.htmlNotice - Joint Industry Plan; Order Granting Approval of Category 1 Changes From Amendment No. 13 of the Reporting Plan for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privilege Basis, Submitted by the Pacific Exchange, Inc., the National Association of Securities Dealers, Inc., the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Stock Exchange, Inc., the National Stock Exchange, Inc., and the Philadelphia Stock Exchange, Inc.2006-02-15T00:00:00-08:002006-02-15T00:00:00-08:00E6-2108Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-15/pdf/E6-2108.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2106.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Establish a Unified Pricing Schedule for NASD Members Using the Nasdaq Market Center and Nasdaq's Brut and Inet Facilities2006-02-15T00:00:00-08:002006-02-15T00:00:00-08:00E6-2106Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-15/pdf/E6-2106.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2105.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto To Modify the Pricing for Non-Members Using Nasdaq's Brut and Inet Facilities2006-02-15T00:00:00-08:002006-02-15T00:00:00-08:00E6-2105Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-15/pdf/E6-2105.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2104.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Fee Pilot for National Quotation Data Service2006-02-15T00:00:00-08:002006-02-15T00:00:00-08:00E6-2104Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-15/pdf/E6-2104.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2102.htmlNotice - Submission for OMB Review; Comment Request2006-02-15T00:00:00-08:002006-02-15T00:00:00-08:00E6-2102Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-15/pdf/E6-2102.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2101.htmlNotice - Submission for OMB Review; Comment Request2006-02-15T00:00:00-08:002006-02-15T00:00:00-08:00E6-2101Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-15/pdf/E6-2101.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2100.htmlNotice - Submission for OMB Review; Comment Request2006-02-15T00:00:00-08:002006-02-15T00:00:00-08:00E6-2100Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-15/pdf/E6-2100.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/15/E6-2099.htmlNotice - Submission for OMB Review; Comment Request2006-02-15T00:00:00-08:002006-02-15T00:00:00-08:00E6-2099Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-15/pdf/E6-2099.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/14/E6-2012.htmlNotice - Issuer Delisting; Notice of Application of Tasty Baking Company To Withdraw Its Common Stock, $.50 Par Value, and Common Stock Purchase Rights From Listing and Registration on the New York Stock Exchange, Inc.2006-02-14T00:00:00-08:002006-02-14T00:00:00-08:00E6-2012Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-14/pdf/E6-2012.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/14/E6-2011.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to “All or None” Orders2006-02-14T00:00:00-08:002006-02-14T00:00:00-08:00E6-2011Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-14/pdf/E6-2011.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/14/E6-2010.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Increasing Certain Fees Charged by the Exchange to Its Members and Member Organizations2006-02-14T00:00:00-08:002006-02-14T00:00:00-08:00E6-2010Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-14/pdf/E6-2010.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/14/06-55507.htmlRule - General Rules and Regulations, Securities Act of 19332006-02-14T00:00:00-08:002006-02-14T00:00:00-08:0006-55507Rulehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-14/pdf/06-55507.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/14/06-1322.htmlRule - Rulemaking for EDGAR System2006-02-14T00:00:00-08:002006-02-14T00:00:00-08:0006-1322Rulehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-14/pdf/06-1322.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/13/E6-1966.htmlNotice - Submission for OMB Review; Comment Request2006-02-13T00:00:00-08:002006-02-13T00:00:00-08:00E6-1966Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-13/pdf/E6-1966.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/13/E6-1965.htmlNotice - Submission for OMB Review; Comment Request2006-02-13T00:00:00-08:002006-02-13T00:00:00-08:00E6-1965Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-13/pdf/E6-1965.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/13/E6-1964.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to Index Option Strike Prices2006-02-13T00:00:00-08:002006-02-13T00:00:00-08:00E6-1964Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-13/pdf/E6-1964.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/13/E6-1963.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Quoting Obligations for Directed Streaming Quote Traders and Directed Remote Streaming Quote Traders and Changes to the Exchange's Opening Rule2006-02-13T00:00:00-08:002006-02-13T00:00:00-08:00E6-1963Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-13/pdf/E6-1963.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/13/E6-1961.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Cancellation Fees2006-02-13T00:00:00-08:002006-02-13T00:00:00-08:00E6-1961Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-13/pdf/E6-1961.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/13/E6-1931.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto To List and Trade Shares of the iShares MSCI Australia Index Fund, iShares MSCI Austria Index Fund, iShares MSCI Canada Index Fund, iShares MSCI EMU Index Fund, iShares MSCI Germany Index Fund, and iShares MSCI Mexico Index Fund2006-02-13T00:00:00-08:002006-02-13T00:00:00-08:00E6-1931Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-13/pdf/E6-1931.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/13/06-1286.htmlRule - Securities Offering Reform; Correction2006-02-13T00:00:00-08:002006-02-13T00:00:00-08:0006-1286Rulehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-13/pdf/06-1286.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1845.htmlNotice - Issuer Delisting; Notice of Application of Community Capital Corporation To Withdraw Its Common Stock, $1.00 Par Value, From Listing and Registration on the American Stock Exchange LLC2006-02-10T00:00:00-08:002006-02-10T00:00:00-08:00E6-1845Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1845.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1844.htmlNotice - Issuer Delisting; Notice of Application of Eli Lilly and Company To Withdraw Its Common Stock, No Par Value, From Listing and Registration on the Pacific Exchange, Inc.2006-02-10T00:00:00-08:002006-02-10T00:00:00-08:00E6-1844Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1844.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1843.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Specialist Transaction Fee2006-02-10T00:00:00-08:002006-02-10T00:00:00-08:00E6-1843Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1843.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1842.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change Relating to Amendments to Rule 3360 To Expand Short Interest Reporting to OTC Equity Securities2006-02-10T00:00:00-08:002006-02-10T00:00:00-08:00E6-1842Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1842.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1841.htmlNotice - Public Company Accounting Oversight Board; Order Approving Proposed Auditing Standard No. 4, Reporting on Whether a Previously Reported Material Weakness Continues to Exist2006-02-10T00:00:00-08:002006-02-10T00:00:00-08:00E6-1841Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1841.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1839.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to NYSE Rule 36, RCMMs' Ability to Use Exchange Authorized and Issued Portable Phones on the NYSE Floor2006-02-10T00:00:00-08:002006-02-10T00:00:00-08:00E6-1839Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1839.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1838.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Competitive Market Maker Inactivity Fees2006-02-10T00:00:00-08:002006-02-10T00:00:00-08:00E6-1838Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1838.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1837.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Bid/Ask Differentials in CBOE Rule 8.72006-02-10T00:00:00-08:002006-02-10T00:00:00-08:00E6-1837Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1837.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1836.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change Relating to an Automated Improvement Mechanism2006-02-10T00:00:00-08:002006-02-10T00:00:00-08:00E6-1836Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1836.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1835.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Amend the Equity Option Specialist Deficit (Shortfall) Fee2006-02-10T00:00:00-08:002006-02-10T00:00:00-08:00E6-1835Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1835.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1834.htmlNotice - Proposed Collection; Comment Request2006-02-10T00:00:00-08:002006-02-10T00:00:00-08:00E6-1834Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1834.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1833.htmlNotice - Proposed Collection; Comment Request2006-02-10T00:00:00-08:002006-02-10T00:00:00-08:00E6-1833Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1833.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1832.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Establishment of a New Class of Registered Options Trader Called a Remote Registered Options Trader (“RROT”)2006-02-10T00:00:00-08:002006-02-10T00:00:00-08:00E6-1832Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1832.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1831.htmlNotice - Proposed Collection; Comment Request2006-02-10T00:00:00-08:002006-02-10T00:00:00-08:00E6-1831Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1831.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1830.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Uniform Order Warning and Rejection Parameters for the Nasdaq Market Center2006-02-10T00:00:00-08:002006-02-10T00:00:00-08:00E6-1830Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1830.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/09/E6-1786.htmlNotice - Submission for OMB Review; Comment Request2006-02-09T00:00:00-08:002006-02-09T00:00:00-08:00E6-1786Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-09/pdf/E6-1786.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/09/E6-1785.htmlNotice - Proposed Collection; Comment Request2006-02-09T00:00:00-08:002006-02-09T00:00:00-08:00E6-1785Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-09/pdf/E6-1785.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/09/E6-1784.htmlNotice - Proposed Collection; Comment Request2006-02-09T00:00:00-08:002006-02-09T00:00:00-08:00E6-1784Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-09/pdf/E6-1784.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/09/E6-1783.htmlNotice - Proposed Collection; Comment Request2006-02-09T00:00:00-08:002006-02-09T00:00:00-08:00E6-1783Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-09/pdf/E6-1783.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/09/E6-1782.htmlNotice - Submission for OMB Review; Comment Request2006-02-09T00:00:00-08:002006-02-09T00:00:00-08:00E6-1782Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-09/pdf/E6-1782.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/09/E6-1781.htmlNotice - Submission for OMB Review; Comment Request2006-02-09T00:00:00-08:002006-02-09T00:00:00-08:00E6-1781Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-09/pdf/E6-1781.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/09/E6-1780.htmlNotice - Proposed Collection; Comment Request2006-02-09T00:00:00-08:002006-02-09T00:00:00-08:00E6-1780Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-09/pdf/E6-1780.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/09/E6-1779.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Implement and Revise Fees Related to Non-Participant Services2006-02-09T00:00:00-08:002006-02-09T00:00:00-08:00E6-1779Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-09/pdf/E6-1779.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/09/E6-1778.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Elimination of Obsolete Rules Related to the Pacific Options Exchange Trading System and Order Book Officials2006-02-09T00:00:00-08:002006-02-09T00:00:00-08:00E6-1778Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-09/pdf/E6-1778.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/09/E6-1759.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Fees for Historical Options Tick Market Data2006-02-09T00:00:00-08:002006-02-09T00:00:00-08:00E6-1759Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-09/pdf/E6-1759.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/09/E6-1752.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change Establishing Fees for Historical Options Tick Market Data for Non-Members2006-02-09T00:00:00-08:002006-02-09T00:00:00-08:00E6-1752Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-09/pdf/E6-1752.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/09/E6-1751.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to an Interpretation of Exchange Rule 108(a)2006-02-09T00:00:00-08:002006-02-09T00:00:00-08:00E6-1751Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-09/pdf/E6-1751.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/09/06-1234.htmlNotice - Sunshine Act Meetings Notice2006-02-09T00:00:00-08:002006-02-09T00:00:00-08:0006-1234Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-09/pdf/06-1234.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/08/E6-1730.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Certificate of Incorporation of PCX Holdings, Inc.2006-02-08T00:00:00-08:002006-02-08T00:00:00-08:00E6-1730Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-08/pdf/E6-1730.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/08/E6-1728.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to Increases in the Original Listing and Annual Fees2006-02-08T00:00:00-08:002006-02-08T00:00:00-08:00E6-1728Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-08/pdf/E6-1728.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/08/06-946.htmlProposed Rule - Executive Compensation and Related Party Disclosure2006-02-08T00:00:00-08:002006-02-08T00:00:00-08:0006-946Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-08/pdf/06-946.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/07/E6-1622.htmlNotice - Proposed Collection; Comment Request2006-02-07T00:00:00-08:002006-02-07T00:00:00-08:00E6-1622Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-07/pdf/E6-1622.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/07/E6-1621.htmlNotice - Proposed Collection; Comment Request2006-02-07T00:00:00-08:002006-02-07T00:00:00-08:00E6-1621Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-07/pdf/E6-1621.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/07/E6-1620.htmlNotice - Proposed Collection; Comment Request2006-02-07T00:00:00-08:002006-02-07T00:00:00-08:00E6-1620Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-07/pdf/E6-1620.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/07/E6-1619.htmlNotice - Advisory Committee on Smaller Public Companies2006-02-07T00:00:00-08:002006-02-07T00:00:00-08:00E6-1619Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-07/pdf/E6-1619.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/07/E6-1618.htmlNotice - Proposed Collections; Comment Request2006-02-07T00:00:00-08:002006-02-07T00:00:00-08:00E6-1618Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-07/pdf/E6-1618.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/07/E6-1617.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Pilot Programs Relating to Multiple Market Participant Identifiers2006-02-07T00:00:00-08:002006-02-07T00:00:00-08:00E6-1617Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-07/pdf/E6-1617.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/07/E6-1616.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Bidding and Offering in Sub-penny Increments2006-02-07T00:00:00-08:002006-02-07T00:00:00-08:00E6-1616Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-07/pdf/E6-1616.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/07/E6-1615.htmlNotice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 11.3 To Allow for Sub-Penny Quoting in Certain Securities2006-02-07T00:00:00-08:002006-02-07T00:00:00-08:00E6-1615Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-07/pdf/E6-1615.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/07/E6-1614.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Mechanism for Handling Sub-Penny Orders in Securities Listed on the New York Stock Exchange or the American Stock Exchange2006-02-07T00:00:00-08:002006-02-07T00:00:00-08:00E6-1614Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-07/pdf/E6-1614.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/07/E6-1613.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Rule 7152006-02-07T00:00:00-08:002006-02-07T00:00:00-08:00E6-1613Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-07/pdf/E6-1613.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/07/06-1164.htmlNotice - Sunshine Act Meeting2006-02-07T00:00:00-08:002006-02-07T00:00:00-08:0006-1164Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-07/pdf/06-1164.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/06/E6-1575.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402006-02-06T00:00:00-08:002006-02-06T00:00:00-08:00E6-1575Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-06/pdf/E6-1575.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/06/E6-1574.htmlNotice - Privacy Act of 1974: Establishment of a New System of Records: Automated Emergency Notification System (SEC-53)2006-02-06T00:00:00-08:002006-02-06T00:00:00-08:00E6-1574Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-06/pdf/E6-1574.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/06/E6-1542.htmlNotice - American Capital Strategies, Ltd.; Notice of Application2006-02-06T00:00:00-08:002006-02-06T00:00:00-08:00E6-1542Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-06/pdf/E6-1542.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/06/E6-1541.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc; Notice of Filing of Proposed Rule Change Relating to Position Limits and Position Reporting Obligations for Conventional Index and Equity Options2006-02-06T00:00:00-08:002006-02-06T00:00:00-08:00E6-1541Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-06/pdf/E6-1541.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/06/E6-1540.htmlNotice - Self-Regulatory Organization; National Futures Association; Notice of Filing and Immediate Effectiveness of a Proposed Amendment to NFA Compliance Rule 2-10 Regarding Recordkeeping2006-02-06T00:00:00-08:002006-02-06T00:00:00-08:00E6-1540Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-06/pdf/E6-1540.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/06/E6-1538.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the Deletion of Phlx Rule 454, “Limitations on Members” Trading Because of Options, etc.”2006-02-06T00:00:00-08:002006-02-06T00:00:00-08:00E6-1538Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-06/pdf/E6-1538.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/06/E6-1537.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Modify the Hours of Operation of Nasdaq's Brut System2006-02-06T00:00:00-08:002006-02-06T00:00:00-08:00E6-1537Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-06/pdf/E6-1537.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/06/E6-1536.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Options on Certain Russell Indexes2006-02-06T00:00:00-08:002006-02-06T00:00:00-08:00E6-1536Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-06/pdf/E6-1536.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/02/06-945.htmlRule - Adoption of Updated EDGAR Filer Manual2006-02-02T00:00:00-08:002006-02-02T00:00:00-08:0006-945Rulehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-02/pdf/06-945.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/02/06-1007.htmlNotice - Sunshine Act Meeting2006-02-02T00:00:00-08:002006-02-02T00:00:00-08:0006-1007Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-02/pdf/06-1007.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/01/E6-1323.htmlNotice - Submission for OMB Review; Comment Request2006-02-01T00:00:00-08:002006-02-01T00:00:00-08:00E6-1323Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-01/pdf/E6-1323.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/01/E6-1320.htmlNotice - Proposed Collection; Comment Request2006-02-01T00:00:00-08:002006-02-01T00:00:00-08:00E6-1320Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-01/pdf/E6-1320.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/01/E6-1317.htmlNotice - Submission for OMB Review; Comment Request2006-02-01T00:00:00-08:002006-02-01T00:00:00-08:00E6-1317Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-01/pdf/E6-1317.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/01/E6-1314.htmlNotice - Submission for OMB Review; Comment Request2006-02-01T00:00:00-08:002006-02-01T00:00:00-08:00E6-1314Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-01/pdf/E6-1314.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/01/E6-1310.htmlNotice - Submission for OMB Review; Comment Request2006-02-01T00:00:00-08:002006-02-01T00:00:00-08:00E6-1310Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-01/pdf/E6-1310.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/01/E6-1307.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving a Proposed Rule Change Relating to the Status of Former Registered Persons Serving in the Armed Forces of the United States2006-02-01T00:00:00-08:002006-02-01T00:00:00-08:00E6-1307Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-01/pdf/E6-1307.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/01/E6-1305.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Session Fee Increase for the Regulatory Element of the Continuing Education Program2006-02-01T00:00:00-08:002006-02-01T00:00:00-08:00E6-1305Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-01/pdf/E6-1305.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/01/E6-1304.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Session Fee Increase for the Regulatory Element of the Continuing Education Program2006-02-01T00:00:00-08:002006-02-01T00:00:00-08:00E6-1304Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-01/pdf/E6-1304.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/01/E6-1227.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 to the Proposed Rule Change To Amend Rule 4452006-02-01T00:00:00-08:002006-02-01T00:00:00-08:00E6-1227Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-01/pdf/E6-1227.pdfhttps://regulations.justia.com/regulations/fedreg/2006/02/01/E6-1226.htmlNotice - Hutchinson Technology Incorporated; Notice of Application2006-02-01T00:00:00-08:002006-02-01T00:00:00-08:00E6-1226Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-02-01/pdf/E6-1226.pdf