Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/02/10?limit=200&registers=between&mode=atom 2024-11-24T00:27:20-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1845.html Notice - Issuer Delisting; Notice of Application of Community Capital Corporation To Withdraw Its Common Stock, $1.00 Par Value, From Listing and Registration on the American Stock Exchange LLC 2006-02-10T00:00:00-08:00 2006-02-10T00:00:00-08:00 E6-1845 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1845.pdf https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1844.html Notice - Issuer Delisting; Notice of Application of Eli Lilly and Company To Withdraw Its Common Stock, No Par Value, From Listing and Registration on the Pacific Exchange, Inc. 2006-02-10T00:00:00-08:00 2006-02-10T00:00:00-08:00 E6-1844 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1844.pdf https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1843.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Specialist Transaction Fee 2006-02-10T00:00:00-08:00 2006-02-10T00:00:00-08:00 E6-1843 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1843.pdf https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1842.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change Relating to Amendments to Rule 3360 To Expand Short Interest Reporting to OTC Equity Securities 2006-02-10T00:00:00-08:00 2006-02-10T00:00:00-08:00 E6-1842 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1842.pdf https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1841.html Notice - Public Company Accounting Oversight Board; Order Approving Proposed Auditing Standard No. 4, Reporting on Whether a Previously Reported Material Weakness Continues to Exist 2006-02-10T00:00:00-08:00 2006-02-10T00:00:00-08:00 E6-1841 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1841.pdf https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1839.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to NYSE Rule 36, RCMMs' Ability to Use Exchange Authorized and Issued Portable Phones on the NYSE Floor 2006-02-10T00:00:00-08:00 2006-02-10T00:00:00-08:00 E6-1839 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1839.pdf https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1838.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Competitive Market Maker Inactivity Fees 2006-02-10T00:00:00-08:00 2006-02-10T00:00:00-08:00 E6-1838 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1838.pdf https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1837.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Bid/Ask Differentials in CBOE Rule 8.7 2006-02-10T00:00:00-08:00 2006-02-10T00:00:00-08:00 E6-1837 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1837.pdf https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1836.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change Relating to an Automated Improvement Mechanism 2006-02-10T00:00:00-08:00 2006-02-10T00:00:00-08:00 E6-1836 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1836.pdf https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1835.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Amend the Equity Option Specialist Deficit (Shortfall) Fee 2006-02-10T00:00:00-08:00 2006-02-10T00:00:00-08:00 E6-1835 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1835.pdf https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1834.html Notice - Proposed Collection; Comment Request 2006-02-10T00:00:00-08:00 2006-02-10T00:00:00-08:00 E6-1834 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1834.pdf https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1833.html Notice - Proposed Collection; Comment Request 2006-02-10T00:00:00-08:00 2006-02-10T00:00:00-08:00 E6-1833 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1833.pdf https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1832.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Establishment of a New Class of Registered Options Trader Called a Remote Registered Options Trader (“RROT”) 2006-02-10T00:00:00-08:00 2006-02-10T00:00:00-08:00 E6-1832 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1832.pdf https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1831.html Notice - Proposed Collection; Comment Request 2006-02-10T00:00:00-08:00 2006-02-10T00:00:00-08:00 E6-1831 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1831.pdf https://regulations.justia.com/regulations/fedreg/2006/02/10/E6-1830.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Uniform Order Warning and Rejection Parameters for the Nasdaq Market Center 2006-02-10T00:00:00-08:00 2006-02-10T00:00:00-08:00 E6-1830 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-02-10/pdf/E6-1830.pdf