<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/01?registers=between&min-day=1&max-day=31 Sun, 28 Apr 2024 02:31:37 -0700 Sun, 28 Apr 2024 02:31:37 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/01?registers=between&min-day=1&max-day=31 Notice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee Schedule Contained in Exchange Rule 11.10(A) To Decrease the Monthly Transaction Fee Cap https://regulations.justia.com/regulations/fedreg/2006/01/31/E6-1177.html https://regulations.justia.com/regulations/fedreg/2006/01/31/E6-1177.html Tue, 31 Jan 2006 00:00:00 -0800 E6-1177 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-31/pdf/E6-1177.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes for Transactions in Options on Three Narrow-Based Indexes https://regulations.justia.com/regulations/fedreg/2006/01/31/E6-1176.html https://regulations.justia.com/regulations/fedreg/2006/01/31/E6-1176.html Tue, 31 Jan 2006 00:00:00 -0800 E6-1176 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-31/pdf/E6-1176.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Guidance Regarding Firms' Obligations Under NASD Rule 2111 Regarding Market Order Protection https://regulations.justia.com/regulations/fedreg/2006/01/31/E6-1175.html https://regulations.justia.com/regulations/fedreg/2006/01/31/E6-1175.html Tue, 31 Jan 2006 00:00:00 -0800 E6-1175 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-31/pdf/E6-1175.pdf Notice - E6-1166 https://regulations.justia.com/regulations/fedreg/2006/01/31/E6-1166.html https://regulations.justia.com/regulations/fedreg/2006/01/31/E6-1166.html Tue, 31 Jan 2006 00:00:00 -0800 E6-1166 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-31/pdf/E6-1166.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Dividend, Merger, and Short Stock Interest Spread Fee Cap Program https://regulations.justia.com/regulations/fedreg/2006/01/31/E6-1165.html https://regulations.justia.com/regulations/fedreg/2006/01/31/E6-1165.html Tue, 31 Jan 2006 00:00:00 -0800 E6-1165 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-31/pdf/E6-1165.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Order Approving a Proposed Rule Change Relating to Membership Rules https://regulations.justia.com/regulations/fedreg/2006/01/31/E6-1163.html https://regulations.justia.com/regulations/fedreg/2006/01/31/E6-1163.html Tue, 31 Jan 2006 00:00:00 -0800 E6-1163 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-31/pdf/E6-1163.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Its Dividend and Merger Spread Fee Cap Program https://regulations.justia.com/regulations/fedreg/2006/01/31/E6-1162.html https://regulations.justia.com/regulations/fedreg/2006/01/31/E6-1162.html Tue, 31 Jan 2006 00:00:00 -0800 E6-1162 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-31/pdf/E6-1162.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Its Marketing Fee Program https://regulations.justia.com/regulations/fedreg/2006/01/30/E6-1089.html https://regulations.justia.com/regulations/fedreg/2006/01/30/E6-1089.html Mon, 30 Jan 2006 00:00:00 -0800 E6-1089 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-30/pdf/E6-1089.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Exchange Fees and Charges https://regulations.justia.com/regulations/fedreg/2006/01/30/E6-1088.html https://regulations.justia.com/regulations/fedreg/2006/01/30/E6-1088.html Mon, 30 Jan 2006 00:00:00 -0800 E6-1088 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-30/pdf/E6-1088.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, To Amend ISE Rule 803 To Provide for a Back-Up Primary Market Maker https://regulations.justia.com/regulations/fedreg/2006/01/30/E6-1087.html https://regulations.justia.com/regulations/fedreg/2006/01/30/E6-1087.html Mon, 30 Jan 2006 00:00:00 -0800 E6-1087 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-30/pdf/E6-1087.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Allocations Processing https://regulations.justia.com/regulations/fedreg/2006/01/30/E6-1086.html https://regulations.justia.com/regulations/fedreg/2006/01/30/E6-1086.html Mon, 30 Jan 2006 00:00:00 -0800 E6-1086 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-30/pdf/E6-1086.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Allocations Processing https://regulations.justia.com/regulations/fedreg/2006/01/30/E6-1085.html https://regulations.justia.com/regulations/fedreg/2006/01/30/E6-1085.html Mon, 30 Jan 2006 00:00:00 -0800 E6-1085 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-30/pdf/E6-1085.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2006/01/30/06-878.html https://regulations.justia.com/regulations/fedreg/2006/01/30/06-878.html Mon, 30 Jan 2006 00:00:00 -0800 06-878 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-30/pdf/06-878.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Phlx XL Risk Monitor Mechanism https://regulations.justia.com/regulations/fedreg/2006/01/27/E6-1017.html https://regulations.justia.com/regulations/fedreg/2006/01/27/E6-1017.html Fri, 27 Jan 2006 00:00:00 -0800 E6-1017 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-27/pdf/E6-1017.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2006/01/27/06-835.html https://regulations.justia.com/regulations/fedreg/2006/01/27/06-835.html Fri, 27 Jan 2006 00:00:00 -0800 06-835 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-27/pdf/06-835.pdf Notice - Issuer Delisting; Notice of Application of CITGO Petroleum Corporation To Withdraw its 77/8 https://regulations.justia.com/regulations/fedreg/2006/01/26/E6-971.html https://regulations.justia.com/regulations/fedreg/2006/01/26/E6-971.html Thu, 26 Jan 2006 00:00:00 -0800 E6-971 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-26/pdf/E6-971.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/01/26/E6-970.html https://regulations.justia.com/regulations/fedreg/2006/01/26/E6-970.html Thu, 26 Jan 2006 00:00:00 -0800 E6-970 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-26/pdf/E6-970.pdf Notice - Classified National Security Information https://regulations.justia.com/regulations/fedreg/2006/01/26/E6-969.html https://regulations.justia.com/regulations/fedreg/2006/01/26/E6-969.html Thu, 26 Jan 2006 00:00:00 -0800 E6-969 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-26/pdf/E6-969.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to the Establishment of a New Class of Registered Options Trader Called a Supplemental Registered Options Trader (“SROT”) https://regulations.justia.com/regulations/fedreg/2006/01/26/E6-968.html https://regulations.justia.com/regulations/fedreg/2006/01/26/E6-968.html Thu, 26 Jan 2006 00:00:00 -0800 E6-968 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-26/pdf/E6-968.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to the CBOE's Membership Rules for Foreign Member Organizations https://regulations.justia.com/regulations/fedreg/2006/01/26/E6-966.html https://regulations.justia.com/regulations/fedreg/2006/01/26/E6-966.html Thu, 26 Jan 2006 00:00:00 -0800 E6-966 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-26/pdf/E6-966.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Implementation of a Quote Risk Manager https://regulations.justia.com/regulations/fedreg/2006/01/26/E6-942.html https://regulations.justia.com/regulations/fedreg/2006/01/26/E6-942.html Thu, 26 Jan 2006 00:00:00 -0800 E6-942 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-26/pdf/E6-942.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Granting Approval to a Proposed Rule Change Relating to Section 802.01E of the Listed Company Manual Concerning Continued Listing of Companies That Fail to File Their Securities Exchange Act of 1934 Annual Reports in a Timely Manner https://regulations.justia.com/regulations/fedreg/2006/01/26/06-769.html https://regulations.justia.com/regulations/fedreg/2006/01/26/06-769.html Thu, 26 Jan 2006 00:00:00 -0800 06-769 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-26/pdf/06-769.pdf Rule - Schedule 14A-Information Required in Proxy Statement https://regulations.justia.com/regulations/fedreg/2006/01/26/06-55504.html https://regulations.justia.com/regulations/fedreg/2006/01/26/06-55504.html Thu, 26 Jan 2006 00:00:00 -0800 06-55504 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-01-26/pdf/06-55504.pdf Rule - Trusts https://regulations.justia.com/regulations/fedreg/2006/01/26/06-55503.html https://regulations.justia.com/regulations/fedreg/2006/01/26/06-55503.html Thu, 26 Jan 2006 00:00:00 -0800 06-55503 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-01-26/pdf/06-55503.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Maintenance, Retention, and Furnishing of Books, Records, and Other Information Regarding Payment for Order Flow https://regulations.justia.com/regulations/fedreg/2006/01/25/E6-924.html https://regulations.justia.com/regulations/fedreg/2006/01/25/E6-924.html Wed, 25 Jan 2006 00:00:00 -0800 E6-924 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-25/pdf/E6-924.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of a Split of the PHLX Housing SectorSM https://regulations.justia.com/regulations/fedreg/2006/01/25/E6-923.html https://regulations.justia.com/regulations/fedreg/2006/01/25/E6-923.html Wed, 25 Jan 2006 00:00:00 -0800 E6-923 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-25/pdf/E6-923.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto To Establish Generic Listing Standards for Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2006/01/25/E6-864.html https://regulations.justia.com/regulations/fedreg/2006/01/25/E6-864.html Wed, 25 Jan 2006 00:00:00 -0800 E6-864 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-25/pdf/E6-864.pdf Notice - Privacy Act of 1974: Establishment of a New System of Records: Visitor Badge and Employee Day Pass System (SEC-52) https://regulations.justia.com/regulations/fedreg/2006/01/24/E6-805.html https://regulations.justia.com/regulations/fedreg/2006/01/24/E6-805.html Tue, 24 Jan 2006 00:00:00 -0800 E6-805 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-24/pdf/E6-805.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Relating to the SizeQuote Mechanism https://regulations.justia.com/regulations/fedreg/2006/01/24/E6-778.html https://regulations.justia.com/regulations/fedreg/2006/01/24/E6-778.html Tue, 24 Jan 2006 00:00:00 -0800 E6-778 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-24/pdf/E6-778.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Related to Non-NASD Member Broker-Dealer Access to Nasdaq's Brut Facility https://regulations.justia.com/regulations/fedreg/2006/01/24/E6-777.html https://regulations.justia.com/regulations/fedreg/2006/01/24/E6-777.html Tue, 24 Jan 2006 00:00:00 -0800 E6-777 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-24/pdf/E6-777.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment Nos. 15 and 16 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis, Submitted by the Pacific Exchange, Inc., the National Association of Securities Dealers, Inc., the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Stock Exchange, Inc., the National Stock Exchange, Inc., and the Philadelphia Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2006/01/24/E6-773.html https://regulations.justia.com/regulations/fedreg/2006/01/24/E6-773.html Tue, 24 Jan 2006 00:00:00 -0800 E6-773 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-24/pdf/E6-773.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Tracking Order Process https://regulations.justia.com/regulations/fedreg/2006/01/24/E6-772.html https://regulations.justia.com/regulations/fedreg/2006/01/24/E6-772.html Tue, 24 Jan 2006 00:00:00 -0800 E6-772 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-24/pdf/E6-772.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2006/01/24/06-707.html https://regulations.justia.com/regulations/fedreg/2006/01/24/06-707.html Tue, 24 Jan 2006 00:00:00 -0800 06-707 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-24/pdf/06-707.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/01/24/06-622.html https://regulations.justia.com/regulations/fedreg/2006/01/24/06-622.html Tue, 24 Jan 2006 00:00:00 -0800 06-622 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-24/pdf/06-622.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Exposure of Orders in the PCX Plus Crossing Mechanism https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-703.html https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-703.html Mon, 23 Jan 2006 00:00:00 -0800 E6-703 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-23/pdf/E6-703.pdf Notice - Securities: Suspension of trading&#8212; https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-700.html https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-700.html Mon, 23 Jan 2006 00:00:00 -0800 E6-700 Notice http://edocket.access.gpo.gov/2006/pdf/E6-700.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to its Dividend Spread Strategy Program License Fees https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-699.html https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-699.html Mon, 23 Jan 2006 00:00:00 -0800 E6-699 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-23/pdf/E6-699.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Odd-Lots in Nasdaq Securities https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-698.html https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-698.html Mon, 23 Jan 2006 00:00:00 -0800 E6-698 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-23/pdf/E6-698.pdf Notice - Issuer Delisting; Notice of Application of Sterling Construction Company, Inc. To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the American Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-679.html https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-679.html Mon, 23 Jan 2006 00:00:00 -0800 E6-679 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-23/pdf/E6-679.pdf Notice - Issuer Delisting; Notice of Application of The Washtenaw Group, Inc. To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the American Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-678.html https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-678.html Mon, 23 Jan 2006 00:00:00 -0800 E6-678 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-23/pdf/E6-678.pdf Notice - Issuer Delisting; Notice of Application of Burlington Northern Santa Fe Corporation To Withdraw its Common Stock, $.01 par value, From Listing and Registration on the Chicago Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-677.html https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-677.html Mon, 23 Jan 2006 00:00:00 -0800 E6-677 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-23/pdf/E6-677.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to Specialist Clerks https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-676.html https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-676.html Mon, 23 Jan 2006 00:00:00 -0800 E6-676 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-23/pdf/E6-676.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving a Proposed Rule Change and Amendments No. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Thereto Relating to Amendments to Certain Sections of the Exchange Constitution Concerning the Exchange's Hearing Board and Related Amendments to Exchange Rule 475 and Rule 476 https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-674.html https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-674.html Mon, 23 Jan 2006 00:00:00 -0800 E6-674 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-23/pdf/E6-674.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc; Notice of Filing of Proposed Rule Change to Rule 431 (“Margin Requirements”) and Rule 726 (“Delivery of Options Disclosure Document and Prospectus”) To Expand the Products Eligible for Customer Portfolio Margining and Cross-Margining https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-668.html https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-668.html Mon, 23 Jan 2006 00:00:00 -0800 E6-668 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-23/pdf/E6-668.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-667.html https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-667.html Mon, 23 Jan 2006 00:00:00 -0800 E6-667 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-23/pdf/E6-667.pdf Notice - Securities: Suspension of trading&#8212; International Securities Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-666.html https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-666.html Mon, 23 Jan 2006 00:00:00 -0800 E6-666 Notice http://edocket.access.gpo.gov/2006/pdf/E6-666.pdf Notice - In the Matter of the Application of the Nasdaq Stock Market LLC for Registration as a National Securities Exchange; Findings, Opinion, and Order of the Commission https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-664.html https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-664.html Mon, 23 Jan 2006 00:00:00 -0800 E6-664 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-23/pdf/E6-664.pdf Notice - Securities: Suspension of trading&#8212; National Association of Securities Dealers, Inc. https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-663.html https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-663.html Mon, 23 Jan 2006 00:00:00 -0800 E6-663 Notice http://edocket.access.gpo.gov/2006/pdf/E6-663.pdf Notice - Securities: Suspension of trading&#8212; Chicago Board Options Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-662.html https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-662.html Mon, 23 Jan 2006 00:00:00 -0800 E6-662 Notice http://edocket.access.gpo.gov/2006/pdf/E6-662.pdf Notice - In the Matter of Safe Transportation Systems, Inc.,; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2006/01/23/06-621.html https://regulations.justia.com/regulations/fedreg/2006/01/23/06-621.html Mon, 23 Jan 2006 00:00:00 -0800 06-621 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-23/pdf/06-621.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Market Opening Procedures of the Boston Options Exchange Facility https://regulations.justia.com/regulations/fedreg/2006/01/20/E6-585.html https://regulations.justia.com/regulations/fedreg/2006/01/20/E6-585.html Fri, 20 Jan 2006 00:00:00 -0800 E6-585 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-20/pdf/E6-585.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Fee Structures of the Government Securities Division and the Mortgage-Backed Securities Division https://regulations.justia.com/regulations/fedreg/2006/01/19/E6-539.html https://regulations.justia.com/regulations/fedreg/2006/01/19/E6-539.html Thu, 19 Jan 2006 00:00:00 -0800 E6-539 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-19/pdf/E6-539.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend Exchange Rule Governing Directed Orders https://regulations.justia.com/regulations/fedreg/2006/01/19/E6-521.html https://regulations.justia.com/regulations/fedreg/2006/01/19/E6-521.html Thu, 19 Jan 2006 00:00:00 -0800 E6-521 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-19/pdf/E6-521.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Modifications to Archipelago Exchange's Closing Auction https://regulations.justia.com/regulations/fedreg/2006/01/19/E6-520.html https://regulations.justia.com/regulations/fedreg/2006/01/19/E6-520.html Thu, 19 Jan 2006 00:00:00 -0800 E6-520 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-19/pdf/E6-520.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Matching Algorithm Possibilities for Equity Options To Match Those Available for Index Options https://regulations.justia.com/regulations/fedreg/2006/01/19/E6-519.html https://regulations.justia.com/regulations/fedreg/2006/01/19/E6-519.html Thu, 19 Jan 2006 00:00:00 -0800 E6-519 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-19/pdf/E6-519.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Directed Orders System Change https://regulations.justia.com/regulations/fedreg/2006/01/19/E6-518.html https://regulations.justia.com/regulations/fedreg/2006/01/19/E6-518.html Thu, 19 Jan 2006 00:00:00 -0800 E6-518 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-19/pdf/E6-518.pdf Notice - Issuer Delisting; Notice of Application of Cash Systems, Inc. To Withdraw Its Common Stock, $.001 Par Value, From Listing and Registration on the American Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2006/01/19/E6-517.html https://regulations.justia.com/regulations/fedreg/2006/01/19/E6-517.html Thu, 19 Jan 2006 00:00:00 -0800 E6-517 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-19/pdf/E6-517.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Requiring Exchange Members To Provide Electronic Mail Addresses to the Exchange https://regulations.justia.com/regulations/fedreg/2006/01/19/E6-516.html https://regulations.justia.com/regulations/fedreg/2006/01/19/E6-516.html Thu, 19 Jan 2006 00:00:00 -0800 E6-516 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-19/pdf/E6-516.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval of Amendment Nos. 3 and 4 Thereto Relating to the Listing and Trading of the DB Commodity Index Tracking Fund https://regulations.justia.com/regulations/fedreg/2006/01/19/E6-515.html https://regulations.justia.com/regulations/fedreg/2006/01/19/E6-515.html Thu, 19 Jan 2006 00:00:00 -0800 E6-515 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-19/pdf/E6-515.pdf Notice - In the Matter of Smart Online, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2006/01/19/06-519.html https://regulations.justia.com/regulations/fedreg/2006/01/19/06-519.html Thu, 19 Jan 2006 00:00:00 -0800 06-519 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-19/pdf/06-519.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/01/19/06-480.html https://regulations.justia.com/regulations/fedreg/2006/01/19/06-480.html Thu, 19 Jan 2006 00:00:00 -0800 06-480 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-19/pdf/06-480.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Fee Structure of NSCC https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-466.html https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-466.html Wed, 18 Jan 2006 00:00:00 -0800 E6-466 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-466.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to the CBOE's Membership Rules for Foreign Member Organizations https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-465.html https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-465.html Wed, 18 Jan 2006 00:00:00 -0800 E6-465 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-465.pdf Notice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change To Establish Certain Fees With Respect to Transactions Executed Through the Intermarket Trading System https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-464.html https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-464.html Wed, 18 Jan 2006 00:00:00 -0800 E6-464 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-464.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Submission of Exercise Notices for American Option Contracts Other Than at Expiration https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-463.html https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-463.html Wed, 18 Jan 2006 00:00:00 -0800 E6-463 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-463.pdf Notice - Issuer Delisting; Notice of Application of CharterMac To Withdraw Its Common Shares, No Par Value, From Listing and Registration on the American Stock Exchange LLC File No. 1-13237 https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-462.html https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-462.html Wed, 18 Jan 2006 00:00:00 -0800 E6-462 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-462.pdf Notice - Issuer Delisting; Notice of Application of Glacier Water Services, Inc. and Glacier Water Trust I To Withdraw Its Common Stock, $.01 Par Value, and Glacier Water Services, Inc. and Glacier Water & Trust I To Withdraw the 91/16 https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-461.html https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-461.html Wed, 18 Jan 2006 00:00:00 -0800 E6-461 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-461.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to an Extension of the Short Sale Rule and Continued Suspension of Primary Market Maker Standards Set Forth in NASD Rule 4612 https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-435.html https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-435.html Wed, 18 Jan 2006 00:00:00 -0800 E6-435 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-435.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Procedures for Review of Listing Determinations https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-434.html https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-434.html Wed, 18 Jan 2006 00:00:00 -0800 E6-434 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-434.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx Rule 1009 To Reference the Exchange's “designated staff” or “designated department” Instead of Its “Department of Securities” https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-433.html https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-433.html Wed, 18 Jan 2006 00:00:00 -0800 E6-433 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-433.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Dividend Spread and Merger Spread Strategy Rebate Request Forms https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-432.html https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-432.html Wed, 18 Jan 2006 00:00:00 -0800 E6-432 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-432.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, and Amendment No. 1 Thereto Relating to the Exchange's Covered Sale Fee and Exchange Rule 607 https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-431.html https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-431.html Wed, 18 Jan 2006 00:00:00 -0800 E6-431 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-431.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Modify Pricing for NASD Members Using the Nasdaq Market Center and Nasdaq's Brut Facility https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-401.html https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-401.html Tue, 17 Jan 2006 00:00:00 -0800 E6-401 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-17/pdf/E6-401.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rule 8.4 Relating to Remote Market-Maker Appointments https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-400.html https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-400.html Tue, 17 Jan 2006 00:00:00 -0800 E6-400 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-17/pdf/E6-400.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change To Prohibit the Practice of Unbundling Orders To Maximize Rebates of Fees https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-397.html https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-397.html Tue, 17 Jan 2006 00:00:00 -0800 E6-397 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-17/pdf/E6-397.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto To Modify the Pricing for Non-Members Using Nasdaq's Brut Facility https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-395.html https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-395.html Tue, 17 Jan 2006 00:00:00 -0800 E6-395 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-17/pdf/E6-395.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Telemarketing https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-394.html https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-394.html Tue, 17 Jan 2006 00:00:00 -0800 E6-394 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-17/pdf/E6-394.pdf Notice - Issuer Delisting; Notice of Application of Aquacell Technologies, Inc. To Withdraw Its Common Stock, $.001 Par Value, From Listing and Registration on the American Stock Exchange LLC File No. 1-16165 https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-392.html https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-392.html Tue, 17 Jan 2006 00:00:00 -0800 E6-392 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-17/pdf/E6-392.pdf Notice - Issuer Delisting; Notice of Application of Sony Corporation To Withdraw its American Depositary Shares, Each Presenting One Share of Common Stock, No Par Value, From Listing and Registration on the Chicago Stock Exchange, Inc. File No. 1-06439 https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-391.html https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-391.html Tue, 17 Jan 2006 00:00:00 -0800 E6-391 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-17/pdf/E6-391.pdf Notice - Acknowledgement of Receipt of Notice of Registration as a National Securities Exchange Pursuant to Section 6(g) of the Securities Exchange Act of 1934 by the Board of Trade of the City of Chicago, Inc. https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-366.html https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-366.html Tue, 17 Jan 2006 00:00:00 -0800 E6-366 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-17/pdf/E6-366.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Elimination of the 500 Contract Cap on Payment for Order Flow Fees https://regulations.justia.com/regulations/fedreg/2006/01/13/E6-326.html https://regulations.justia.com/regulations/fedreg/2006/01/13/E6-326.html Fri, 13 Jan 2006 00:00:00 -0800 E6-326 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-13/pdf/E6-326.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Certain of the Exchange's Facility and Equipment Fees and System Processing Fees Charged to Members https://regulations.justia.com/regulations/fedreg/2006/01/13/E6-325.html https://regulations.justia.com/regulations/fedreg/2006/01/13/E6-325.html Fri, 13 Jan 2006 00:00:00 -0800 E6-325 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-13/pdf/E6-325.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Minimum Price Variation for Entry of Orders for Equity Securities Traded on the Archipelago Exchange https://regulations.justia.com/regulations/fedreg/2006/01/13/E6-324.html https://regulations.justia.com/regulations/fedreg/2006/01/13/E6-324.html Fri, 13 Jan 2006 00:00:00 -0800 E6-324 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-13/pdf/E6-324.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, and Amendment No. 1 Thereto Relating to the Exchange's Covered Sale Fee and Exchange Rule 607 https://regulations.justia.com/regulations/fedreg/2006/01/13/E6-257.html https://regulations.justia.com/regulations/fedreg/2006/01/13/E6-257.html Fri, 13 Jan 2006 00:00:00 -0800 E6-257 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-13/pdf/E6-257.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change Relating to the Prohibition of Trade Shredding https://regulations.justia.com/regulations/fedreg/2006/01/13/E6-256.html https://regulations.justia.com/regulations/fedreg/2006/01/13/E6-256.html Fri, 13 Jan 2006 00:00:00 -0800 E6-256 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-13/pdf/E6-256.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 700 With Respect to the Hours of Trading in Equity Options and Narrow-Based Index Options https://regulations.justia.com/regulations/fedreg/2006/01/13/E6-255.html https://regulations.justia.com/regulations/fedreg/2006/01/13/E6-255.html Fri, 13 Jan 2006 00:00:00 -0800 E6-255 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-13/pdf/E6-255.pdf Notice - Issuer Delisting; Notice of Application of IAMGOLD Corporation To Withdraw Its Common Shares, No Par Value, From Listing and Registration on the American Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2006/01/13/E6-254.html https://regulations.justia.com/regulations/fedreg/2006/01/13/E6-254.html Fri, 13 Jan 2006 00:00:00 -0800 E6-254 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-13/pdf/E6-254.pdf Notice - Issuer Delisting; Notice of Application of Burlington Northern Santa Fe Corporation, To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the Pacific Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2006/01/13/E6-253.html https://regulations.justia.com/regulations/fedreg/2006/01/13/E6-253.html Fri, 13 Jan 2006 00:00:00 -0800 E6-253 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-13/pdf/E6-253.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Establish a Comprehensive Standard of Care and Limitation of Liability With Respect to Clearing Members https://regulations.justia.com/regulations/fedreg/2006/01/13/E6-252.html https://regulations.justia.com/regulations/fedreg/2006/01/13/E6-252.html Fri, 13 Jan 2006 00:00:00 -0800 E6-252 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-13/pdf/E6-252.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading Pursuant to Unlisted Trading Privileges of the Euro Currency Trust https://regulations.justia.com/regulations/fedreg/2006/01/12/E6-216.html https://regulations.justia.com/regulations/fedreg/2006/01/12/E6-216.html Thu, 12 Jan 2006 00:00:00 -0800 E6-216 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-12/pdf/E6-216.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Impose a Surcharge on Participants Submitting Trade Data by Batch Method https://regulations.justia.com/regulations/fedreg/2006/01/12/E6-215.html https://regulations.justia.com/regulations/fedreg/2006/01/12/E6-215.html Thu, 12 Jan 2006 00:00:00 -0800 E6-215 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-12/pdf/E6-215.pdf Notice - Issuer Delisting; Notice of Application of NiSource Inc., To Withdraw Its Common Stock, $.01 Par Value, and the Preferred Stock Purchase Rights, From Listing and Registration on the Pacific Exchange, Inc. File No. 1-09779 https://regulations.justia.com/regulations/fedreg/2006/01/12/E6-214.html https://regulations.justia.com/regulations/fedreg/2006/01/12/E6-214.html Thu, 12 Jan 2006 00:00:00 -0800 E6-214 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-12/pdf/E6-214.pdf Notice - Issuer Delisting; Notice of Application of NiSource Inc., To Withdraw Its Common Stock, $.01 Par Value, and the Preferred Stock Purchase Rights, From Listing and Registration on the Chicago Stock Exchange, Inc. File No. 1-09779 https://regulations.justia.com/regulations/fedreg/2006/01/12/E6-213.html https://regulations.justia.com/regulations/fedreg/2006/01/12/E6-213.html Thu, 12 Jan 2006 00:00:00 -0800 E6-213 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-12/pdf/E6-213.pdf Notice - Issuer Delisting; Notice of Application of Atlantis Plastics, Inc. To Withdraw Its Class A Common Stock, $.10 Par Value, From Listing and Registration on the American Stock Exchange LLC File No. 1-09487 https://regulations.justia.com/regulations/fedreg/2006/01/12/E6-196.html https://regulations.justia.com/regulations/fedreg/2006/01/12/E6-196.html Thu, 12 Jan 2006 00:00:00 -0800 E6-196 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-12/pdf/E6-196.pdf Notice - Issuer Delisting; Notice of Application of Mercury Air Group, Inc. To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the American Stock Exchange LLC File No. 1-07134 https://regulations.justia.com/regulations/fedreg/2006/01/12/E6-195.html https://regulations.justia.com/regulations/fedreg/2006/01/12/E6-195.html Thu, 12 Jan 2006 00:00:00 -0800 E6-195 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-12/pdf/E6-195.pdf Notice - Self-Regulatory Organizations; Order Approving Proposed Rule Change, and Amendment No. 1 Thereto, by the Pacific Exchange, Inc. Relating to Modifying the Market Imbalance Calculation for the Opening and Market Order Auctions on the Archipelago Exchange https://regulations.justia.com/regulations/fedreg/2006/01/12/E6-194.html https://regulations.justia.com/regulations/fedreg/2006/01/12/E6-194.html Thu, 12 Jan 2006 00:00:00 -0800 E6-194 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-12/pdf/E6-194.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Certificate of Incorporation and Bylaws of Archipelago Holdings, Inc. https://regulations.justia.com/regulations/fedreg/2006/01/12/06-316.html https://regulations.justia.com/regulations/fedreg/2006/01/12/06-316.html Thu, 12 Jan 2006 00:00:00 -0800 06-316 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-12/pdf/06-316.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, 4 and 5 Relating to the Exchange's Business Combination with Archipelago Holdings, Inc. https://regulations.justia.com/regulations/fedreg/2006/01/12/06-299.html https://regulations.justia.com/regulations/fedreg/2006/01/12/06-299.html Thu, 12 Jan 2006 00:00:00 -0800 06-299 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-12/pdf/06-299.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Administrative Rules (Rules A-3(f) and A-6(c)) Relating to Board Member Compensation https://regulations.justia.com/regulations/fedreg/2006/01/11/E6-135.html https://regulations.justia.com/regulations/fedreg/2006/01/11/E6-135.html Wed, 11 Jan 2006 00:00:00 -0800 E6-135 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-11/pdf/E6-135.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2006/01/11/06-262.html https://regulations.justia.com/regulations/fedreg/2006/01/11/06-262.html Wed, 11 Jan 2006 00:00:00 -0800 06-262 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-11/pdf/06-262.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2006/01/11/06-254.html https://regulations.justia.com/regulations/fedreg/2006/01/11/06-254.html Wed, 11 Jan 2006 00:00:00 -0800 06-254 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-11/pdf/06-254.pdf Notice - Filing Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) https://regulations.justia.com/regulations/fedreg/2006/01/10/E6-84.html https://regulations.justia.com/regulations/fedreg/2006/01/10/E6-84.html Tue, 10 Jan 2006 00:00:00 -0800 E6-84 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-10/pdf/E6-84.pdf Notice - Thrivent Mutual Funds, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/01/10/E6-83.html https://regulations.justia.com/regulations/fedreg/2006/01/10/E6-83.html Tue, 10 Jan 2006 00:00:00 -0800 E6-83 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-10/pdf/E6-83.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Amex Initial Listing Standards https://regulations.justia.com/regulations/fedreg/2006/01/10/E6-82.html https://regulations.justia.com/regulations/fedreg/2006/01/10/E6-82.html Tue, 10 Jan 2006 00:00:00 -0800 E6-82 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-10/pdf/E6-82.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt an Account Fee https://regulations.justia.com/regulations/fedreg/2006/01/09/E6-61.html https://regulations.justia.com/regulations/fedreg/2006/01/09/E6-61.html Mon, 09 Jan 2006 00:00:00 -0800 E6-61 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-09/pdf/E6-61.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Enhancements of the SMART/Track Service https://regulations.justia.com/regulations/fedreg/2006/01/09/E6-45.html https://regulations.justia.com/regulations/fedreg/2006/01/09/E6-45.html Mon, 09 Jan 2006 00:00:00 -0800 E6-45 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-09/pdf/E6-45.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Extension of the Prospective Fee Reduction and DPM Linkage Fee Credit Programs https://regulations.justia.com/regulations/fedreg/2006/01/06/E6-22.html https://regulations.justia.com/regulations/fedreg/2006/01/06/E6-22.html Fri, 06 Jan 2006 00:00:00 -0800 E6-22 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-06/pdf/E6-22.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Remote Streaming Quote Trader Permit Fees https://regulations.justia.com/regulations/fedreg/2006/01/06/E6-21.html https://regulations.justia.com/regulations/fedreg/2006/01/06/E6-21.html Fri, 06 Jan 2006 00:00:00 -0800 E6-21 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-06/pdf/E6-21.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Obligations of Lead Market Makers https://regulations.justia.com/regulations/fedreg/2006/01/06/E6-20.html https://regulations.justia.com/regulations/fedreg/2006/01/06/E6-20.html Fri, 06 Jan 2006 00:00:00 -0800 E6-20 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-06/pdf/E6-20.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program Relating to Electronic DPMs and Affiliated Market-Makers https://regulations.justia.com/regulations/fedreg/2006/01/06/E6-19.html https://regulations.justia.com/regulations/fedreg/2006/01/06/E6-19.html Fri, 06 Jan 2006 00:00:00 -0800 E6-19 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-06/pdf/E6-19.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Enhance the Repo Collateral Substitution Process of FICC's Government Securities Division https://regulations.justia.com/regulations/fedreg/2006/01/05/E5-8299.html https://regulations.justia.com/regulations/fedreg/2006/01/05/E5-8299.html Thu, 05 Jan 2006 00:00:00 -0800 E5-8299 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-05/pdf/E5-8299.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Certificate of Incorporation of PCX Holdings, Inc. https://regulations.justia.com/regulations/fedreg/2006/01/05/E5-8298.html https://regulations.justia.com/regulations/fedreg/2006/01/05/E5-8298.html Thu, 05 Jan 2006 00:00:00 -0800 E5-8298 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-05/pdf/E5-8298.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/01/05/E5-8284.html https://regulations.justia.com/regulations/fedreg/2006/01/05/E5-8284.html Thu, 05 Jan 2006 00:00:00 -0800 E5-8284 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-05/pdf/E5-8284.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving a Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 Thereto Relating to the Dissemination of TRACE Trade Information https://regulations.justia.com/regulations/fedreg/2006/01/05/E5-8283.html https://regulations.justia.com/regulations/fedreg/2006/01/05/E5-8283.html Thu, 05 Jan 2006 00:00:00 -0800 E5-8283 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-05/pdf/E5-8283.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to NASD Rule 3011 and the Adoption of New Related Interpretive Material https://regulations.justia.com/regulations/fedreg/2006/01/05/E5-8282.html https://regulations.justia.com/regulations/fedreg/2006/01/05/E5-8282.html Thu, 05 Jan 2006 00:00:00 -0800 E5-8282 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-05/pdf/E5-8282.pdf Notice - Greenhouse Associates, LLC and Superior Partners, LP; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/01/04/E5-8246.html https://regulations.justia.com/regulations/fedreg/2006/01/04/E5-8246.html Wed, 04 Jan 2006 00:00:00 -0800 E5-8246 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-04/pdf/E5-8246.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Relating to Manning Price-Improvement Standards for Decimals https://regulations.justia.com/regulations/fedreg/2006/01/04/E5-8229.html https://regulations.justia.com/regulations/fedreg/2006/01/04/E5-8229.html Wed, 04 Jan 2006 00:00:00 -0800 E5-8229 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-04/pdf/E5-8229.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Seeking Permanent Approval of Rules Concerning Bond Mutual Fund Volatility Ratings Prior to Expiration of Pilot https://regulations.justia.com/regulations/fedreg/2006/01/04/E5-8228.html https://regulations.justia.com/regulations/fedreg/2006/01/04/E5-8228.html Wed, 04 Jan 2006 00:00:00 -0800 E5-8228 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-04/pdf/E5-8228.pdf Rule - Regulation NMS https://regulations.justia.com/regulations/fedreg/2006/01/04/06-13.html https://regulations.justia.com/regulations/fedreg/2006/01/04/06-13.html Wed, 04 Jan 2006 00:00:00 -0800 06-13 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-01-04/pdf/06-13.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto Relating to Sub-Penny Restrictions for Non-Nasdaq Over-the-Counter Equity Securities https://regulations.justia.com/regulations/fedreg/2006/01/03/E5-8196.html https://regulations.justia.com/regulations/fedreg/2006/01/03/E5-8196.html Tue, 03 Jan 2006 00:00:00 -0800 E5-8196 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-03/pdf/E5-8196.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2006/01/03/05-24702.html https://regulations.justia.com/regulations/fedreg/2006/01/03/05-24702.html Tue, 03 Jan 2006 00:00:00 -0800 05-24702 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-03/pdf/05-24702.pdf