Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/01?limit=200&registers=between&min-day=1&max-day=31&mode=atom 2020-02-19T15:07:56-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/01/31/E6-1177.html Notice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee Schedule Contained in Exchange Rule 11.10(A) To Decrease the Monthly Transaction Fee Cap 2006-01-31T00:00:00-08:00 2006-01-31T00:00:00-08:00 E6-1177 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-31/pdf/E6-1177.pdf https://regulations.justia.com/regulations/fedreg/2006/01/31/E6-1176.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes for Transactions in Options on Three Narrow-Based Indexes 2006-01-31T00:00:00-08:00 2006-01-31T00:00:00-08:00 E6-1176 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-31/pdf/E6-1176.pdf https://regulations.justia.com/regulations/fedreg/2006/01/31/E6-1175.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Guidance Regarding Firms' Obligations Under NASD Rule 2111 Regarding Market Order Protection 2006-01-31T00:00:00-08:00 2006-01-31T00:00:00-08:00 E6-1175 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-31/pdf/E6-1175.pdf https://regulations.justia.com/regulations/fedreg/2006/01/31/E6-1166.html Notice - E6-1166 2006-01-31T00:00:00-08:00 2006-01-31T00:00:00-08:00 E6-1166 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-31/pdf/E6-1166.pdf https://regulations.justia.com/regulations/fedreg/2006/01/31/E6-1165.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Dividend, Merger, and Short Stock Interest Spread Fee Cap Program 2006-01-31T00:00:00-08:00 2006-01-31T00:00:00-08:00 E6-1165 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-31/pdf/E6-1165.pdf https://regulations.justia.com/regulations/fedreg/2006/01/31/E6-1163.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Order Approving a Proposed Rule Change Relating to Membership Rules 2006-01-31T00:00:00-08:00 2006-01-31T00:00:00-08:00 E6-1163 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-31/pdf/E6-1163.pdf https://regulations.justia.com/regulations/fedreg/2006/01/31/E6-1162.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Its Dividend and Merger Spread Fee Cap Program 2006-01-31T00:00:00-08:00 2006-01-31T00:00:00-08:00 E6-1162 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-31/pdf/E6-1162.pdf https://regulations.justia.com/regulations/fedreg/2006/01/30/E6-1089.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Its Marketing Fee Program 2006-01-30T00:00:00-08:00 2006-01-30T00:00:00-08:00 E6-1089 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-30/pdf/E6-1089.pdf https://regulations.justia.com/regulations/fedreg/2006/01/30/E6-1088.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Exchange Fees and Charges 2006-01-30T00:00:00-08:00 2006-01-30T00:00:00-08:00 E6-1088 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-30/pdf/E6-1088.pdf https://regulations.justia.com/regulations/fedreg/2006/01/30/E6-1087.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, To Amend ISE Rule 803 To Provide for a Back-Up Primary Market Maker 2006-01-30T00:00:00-08:00 2006-01-30T00:00:00-08:00 E6-1087 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-30/pdf/E6-1087.pdf https://regulations.justia.com/regulations/fedreg/2006/01/30/E6-1086.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Allocations Processing 2006-01-30T00:00:00-08:00 2006-01-30T00:00:00-08:00 E6-1086 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-30/pdf/E6-1086.pdf https://regulations.justia.com/regulations/fedreg/2006/01/30/E6-1085.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Allocations Processing 2006-01-30T00:00:00-08:00 2006-01-30T00:00:00-08:00 E6-1085 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-30/pdf/E6-1085.pdf https://regulations.justia.com/regulations/fedreg/2006/01/30/06-878.html Notice - Sunshine Act Meeting 2006-01-30T00:00:00-08:00 2006-01-30T00:00:00-08:00 06-878 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-30/pdf/06-878.pdf https://regulations.justia.com/regulations/fedreg/2006/01/27/E6-1017.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Phlx XL Risk Monitor Mechanism 2006-01-27T00:00:00-08:00 2006-01-27T00:00:00-08:00 E6-1017 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-27/pdf/E6-1017.pdf https://regulations.justia.com/regulations/fedreg/2006/01/27/06-835.html Notice - Sunshine Act Meeting 2006-01-27T00:00:00-08:00 2006-01-27T00:00:00-08:00 06-835 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-27/pdf/06-835.pdf https://regulations.justia.com/regulations/fedreg/2006/01/26/E6-971.html Notice - Issuer Delisting; Notice of Application of CITGO Petroleum Corporation To Withdraw its 77/8 2006-01-26T00:00:00-08:00 2006-01-26T00:00:00-08:00 E6-971 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-26/pdf/E6-971.pdf https://regulations.justia.com/regulations/fedreg/2006/01/26/E6-970.html Notice - Proposed Collection; Comment Request 2006-01-26T00:00:00-08:00 2006-01-26T00:00:00-08:00 E6-970 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-26/pdf/E6-970.pdf https://regulations.justia.com/regulations/fedreg/2006/01/26/E6-969.html Notice - Classified National Security Information 2006-01-26T00:00:00-08:00 2006-01-26T00:00:00-08:00 E6-969 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-26/pdf/E6-969.pdf https://regulations.justia.com/regulations/fedreg/2006/01/26/E6-968.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to the Establishment of a New Class of Registered Options Trader Called a Supplemental Registered Options Trader (“SROT”) 2006-01-26T00:00:00-08:00 2006-01-26T00:00:00-08:00 E6-968 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-26/pdf/E6-968.pdf https://regulations.justia.com/regulations/fedreg/2006/01/26/E6-966.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to the CBOE's Membership Rules for Foreign Member Organizations 2006-01-26T00:00:00-08:00 2006-01-26T00:00:00-08:00 E6-966 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-26/pdf/E6-966.pdf https://regulations.justia.com/regulations/fedreg/2006/01/26/E6-942.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Implementation of a Quote Risk Manager 2006-01-26T00:00:00-08:00 2006-01-26T00:00:00-08:00 E6-942 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-26/pdf/E6-942.pdf https://regulations.justia.com/regulations/fedreg/2006/01/26/06-769.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Granting Approval to a Proposed Rule Change Relating to Section 802.01E of the Listed Company Manual Concerning Continued Listing of Companies That Fail to File Their Securities Exchange Act of 1934 Annual Reports in a Timely Manner 2006-01-26T00:00:00-08:00 2006-01-26T00:00:00-08:00 06-769 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-26/pdf/06-769.pdf https://regulations.justia.com/regulations/fedreg/2006/01/26/06-55504.html Rule - Schedule 14A-Information Required in Proxy Statement 2006-01-26T00:00:00-08:00 2006-01-26T00:00:00-08:00 06-55504 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-01-26/pdf/06-55504.pdf https://regulations.justia.com/regulations/fedreg/2006/01/26/06-55503.html Rule - Trusts 2006-01-26T00:00:00-08:00 2006-01-26T00:00:00-08:00 06-55503 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-01-26/pdf/06-55503.pdf https://regulations.justia.com/regulations/fedreg/2006/01/25/E6-924.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Maintenance, Retention, and Furnishing of Books, Records, and Other Information Regarding Payment for Order Flow 2006-01-25T00:00:00-08:00 2006-01-25T00:00:00-08:00 E6-924 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-25/pdf/E6-924.pdf https://regulations.justia.com/regulations/fedreg/2006/01/25/E6-923.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of a Split of the PHLX Housing SectorSM 2006-01-25T00:00:00-08:00 2006-01-25T00:00:00-08:00 E6-923 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-25/pdf/E6-923.pdf https://regulations.justia.com/regulations/fedreg/2006/01/25/E6-864.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto To Establish Generic Listing Standards for Index-Linked Securities 2006-01-25T00:00:00-08:00 2006-01-25T00:00:00-08:00 E6-864 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-25/pdf/E6-864.pdf https://regulations.justia.com/regulations/fedreg/2006/01/24/E6-805.html Notice - Privacy Act of 1974: Establishment of a New System of Records: Visitor Badge and Employee Day Pass System (SEC-52) 2006-01-24T00:00:00-08:00 2006-01-24T00:00:00-08:00 E6-805 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-24/pdf/E6-805.pdf https://regulations.justia.com/regulations/fedreg/2006/01/24/E6-778.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Relating to the SizeQuote Mechanism 2006-01-24T00:00:00-08:00 2006-01-24T00:00:00-08:00 E6-778 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-24/pdf/E6-778.pdf https://regulations.justia.com/regulations/fedreg/2006/01/24/E6-777.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Related to Non-NASD Member Broker-Dealer Access to Nasdaq's Brut Facility 2006-01-24T00:00:00-08:00 2006-01-24T00:00:00-08:00 E6-777 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-24/pdf/E6-777.pdf https://regulations.justia.com/regulations/fedreg/2006/01/24/E6-773.html Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment Nos. 15 and 16 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis, Submitted by the Pacific Exchange, Inc., the National Association of Securities Dealers, Inc., the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Stock Exchange, Inc., the National Stock Exchange, Inc., and the Philadelphia Stock Exchange, Inc. 2006-01-24T00:00:00-08:00 2006-01-24T00:00:00-08:00 E6-773 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-24/pdf/E6-773.pdf https://regulations.justia.com/regulations/fedreg/2006/01/24/E6-772.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Tracking Order Process 2006-01-24T00:00:00-08:00 2006-01-24T00:00:00-08:00 E6-772 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-24/pdf/E6-772.pdf https://regulations.justia.com/regulations/fedreg/2006/01/24/06-707.html Notice - Sunshine Act Meetings 2006-01-24T00:00:00-08:00 2006-01-24T00:00:00-08:00 06-707 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-24/pdf/06-707.pdf https://regulations.justia.com/regulations/fedreg/2006/01/24/06-622.html Notice - Proposed Collection; Comment Request 2006-01-24T00:00:00-08:00 2006-01-24T00:00:00-08:00 06-622 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-24/pdf/06-622.pdf https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-703.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Exposure of Orders in the PCX Plus Crossing Mechanism 2006-01-23T00:00:00-08:00 2006-01-23T00:00:00-08:00 E6-703 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-23/pdf/E6-703.pdf https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-700.html Notice - Securities: Suspension of trading— 2006-01-23T00:00:00-08:00 2006-01-23T00:00:00-08:00 E6-700 Notice http://edocket.access.gpo.gov/2006/pdf/E6-700.pdf https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-699.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to its Dividend Spread Strategy Program License Fees 2006-01-23T00:00:00-08:00 2006-01-23T00:00:00-08:00 E6-699 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-23/pdf/E6-699.pdf https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-698.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Odd-Lots in Nasdaq Securities 2006-01-23T00:00:00-08:00 2006-01-23T00:00:00-08:00 E6-698 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-23/pdf/E6-698.pdf https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-679.html Notice - Issuer Delisting; Notice of Application of Sterling Construction Company, Inc. To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the American Stock Exchange LLC 2006-01-23T00:00:00-08:00 2006-01-23T00:00:00-08:00 E6-679 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-23/pdf/E6-679.pdf https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-678.html Notice - Issuer Delisting; Notice of Application of The Washtenaw Group, Inc. To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the American Stock Exchange LLC 2006-01-23T00:00:00-08:00 2006-01-23T00:00:00-08:00 E6-678 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-23/pdf/E6-678.pdf https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-677.html Notice - Issuer Delisting; Notice of Application of Burlington Northern Santa Fe Corporation To Withdraw its Common Stock, $.01 par value, From Listing and Registration on the Chicago Stock Exchange, Inc. 2006-01-23T00:00:00-08:00 2006-01-23T00:00:00-08:00 E6-677 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-23/pdf/E6-677.pdf https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-676.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to Specialist Clerks 2006-01-23T00:00:00-08:00 2006-01-23T00:00:00-08:00 E6-676 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-23/pdf/E6-676.pdf https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-674.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving a Proposed Rule Change and Amendments No. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Thereto Relating to Amendments to Certain Sections of the Exchange Constitution Concerning the Exchange's Hearing Board and Related Amendments to Exchange Rule 475 and Rule 476 2006-01-23T00:00:00-08:00 2006-01-23T00:00:00-08:00 E6-674 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-23/pdf/E6-674.pdf https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-668.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc; Notice of Filing of Proposed Rule Change to Rule 431 (“Margin Requirements”) and Rule 726 (“Delivery of Options Disclosure Document and Prospectus”) To Expand the Products Eligible for Customer Portfolio Margining and Cross-Margining 2006-01-23T00:00:00-08:00 2006-01-23T00:00:00-08:00 E6-668 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-23/pdf/E6-668.pdf https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-667.html Notice - Proposed Collection; Comment Request 2006-01-23T00:00:00-08:00 2006-01-23T00:00:00-08:00 E6-667 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-23/pdf/E6-667.pdf https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-666.html Notice - Securities: Suspension of trading— International Securities Exchange, Inc. 2006-01-23T00:00:00-08:00 2006-01-23T00:00:00-08:00 E6-666 Notice http://edocket.access.gpo.gov/2006/pdf/E6-666.pdf https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-664.html Notice - In the Matter of the Application of the Nasdaq Stock Market LLC for Registration as a National Securities Exchange; Findings, Opinion, and Order of the Commission 2006-01-23T00:00:00-08:00 2006-01-23T00:00:00-08:00 E6-664 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-23/pdf/E6-664.pdf https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-663.html Notice - Securities: Suspension of trading— National Association of Securities Dealers, Inc. 2006-01-23T00:00:00-08:00 2006-01-23T00:00:00-08:00 E6-663 Notice http://edocket.access.gpo.gov/2006/pdf/E6-663.pdf https://regulations.justia.com/regulations/fedreg/2006/01/23/E6-662.html Notice - Securities: Suspension of trading— Chicago Board Options Exchange, Inc. 2006-01-23T00:00:00-08:00 2006-01-23T00:00:00-08:00 E6-662 Notice http://edocket.access.gpo.gov/2006/pdf/E6-662.pdf https://regulations.justia.com/regulations/fedreg/2006/01/23/06-621.html Notice - In the Matter of Safe Transportation Systems, Inc.,; Order of Suspension of Trading 2006-01-23T00:00:00-08:00 2006-01-23T00:00:00-08:00 06-621 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-23/pdf/06-621.pdf https://regulations.justia.com/regulations/fedreg/2006/01/20/E6-585.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Market Opening Procedures of the Boston Options Exchange Facility 2006-01-20T00:00:00-08:00 2006-01-20T00:00:00-08:00 E6-585 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-20/pdf/E6-585.pdf https://regulations.justia.com/regulations/fedreg/2006/01/19/E6-539.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Fee Structures of the Government Securities Division and the Mortgage-Backed Securities Division 2006-01-19T00:00:00-08:00 2006-01-19T00:00:00-08:00 E6-539 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-19/pdf/E6-539.pdf https://regulations.justia.com/regulations/fedreg/2006/01/19/E6-521.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend Exchange Rule Governing Directed Orders 2006-01-19T00:00:00-08:00 2006-01-19T00:00:00-08:00 E6-521 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-19/pdf/E6-521.pdf https://regulations.justia.com/regulations/fedreg/2006/01/19/E6-520.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Modifications to Archipelago Exchange's Closing Auction 2006-01-19T00:00:00-08:00 2006-01-19T00:00:00-08:00 E6-520 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-19/pdf/E6-520.pdf https://regulations.justia.com/regulations/fedreg/2006/01/19/E6-519.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Matching Algorithm Possibilities for Equity Options To Match Those Available for Index Options 2006-01-19T00:00:00-08:00 2006-01-19T00:00:00-08:00 E6-519 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-19/pdf/E6-519.pdf https://regulations.justia.com/regulations/fedreg/2006/01/19/E6-518.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Directed Orders System Change 2006-01-19T00:00:00-08:00 2006-01-19T00:00:00-08:00 E6-518 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-19/pdf/E6-518.pdf https://regulations.justia.com/regulations/fedreg/2006/01/19/E6-517.html Notice - Issuer Delisting; Notice of Application of Cash Systems, Inc. To Withdraw Its Common Stock, $.001 Par Value, From Listing and Registration on the American Stock Exchange LLC 2006-01-19T00:00:00-08:00 2006-01-19T00:00:00-08:00 E6-517 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-19/pdf/E6-517.pdf https://regulations.justia.com/regulations/fedreg/2006/01/19/E6-516.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Requiring Exchange Members To Provide Electronic Mail Addresses to the Exchange 2006-01-19T00:00:00-08:00 2006-01-19T00:00:00-08:00 E6-516 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-19/pdf/E6-516.pdf https://regulations.justia.com/regulations/fedreg/2006/01/19/E6-515.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval of Amendment Nos. 3 and 4 Thereto Relating to the Listing and Trading of the DB Commodity Index Tracking Fund 2006-01-19T00:00:00-08:00 2006-01-19T00:00:00-08:00 E6-515 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-19/pdf/E6-515.pdf https://regulations.justia.com/regulations/fedreg/2006/01/19/06-519.html Notice - In the Matter of Smart Online, Inc.; Order of Suspension of Trading 2006-01-19T00:00:00-08:00 2006-01-19T00:00:00-08:00 06-519 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-19/pdf/06-519.pdf https://regulations.justia.com/regulations/fedreg/2006/01/19/06-480.html Notice - Proposed Collection; Comment Request 2006-01-19T00:00:00-08:00 2006-01-19T00:00:00-08:00 06-480 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-19/pdf/06-480.pdf https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-466.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Fee Structure of NSCC 2006-01-18T00:00:00-08:00 2006-01-18T00:00:00-08:00 E6-466 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-466.pdf https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-465.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to the CBOE's Membership Rules for Foreign Member Organizations 2006-01-18T00:00:00-08:00 2006-01-18T00:00:00-08:00 E6-465 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-465.pdf https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-464.html Notice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change To Establish Certain Fees With Respect to Transactions Executed Through the Intermarket Trading System 2006-01-18T00:00:00-08:00 2006-01-18T00:00:00-08:00 E6-464 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-464.pdf https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-463.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Submission of Exercise Notices for American Option Contracts Other Than at Expiration 2006-01-18T00:00:00-08:00 2006-01-18T00:00:00-08:00 E6-463 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-463.pdf https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-462.html Notice - Issuer Delisting; Notice of Application of CharterMac To Withdraw Its Common Shares, No Par Value, From Listing and Registration on the American Stock Exchange LLC File No. 1-13237 2006-01-18T00:00:00-08:00 2006-01-18T00:00:00-08:00 E6-462 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-462.pdf https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-461.html Notice - Issuer Delisting; Notice of Application of Glacier Water Services, Inc. and Glacier Water Trust I To Withdraw Its Common Stock, $.01 Par Value, and Glacier Water Services, Inc. and Glacier Water & Trust I To Withdraw the 91/16 2006-01-18T00:00:00-08:00 2006-01-18T00:00:00-08:00 E6-461 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-461.pdf https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-435.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to an Extension of the Short Sale Rule and Continued Suspension of Primary Market Maker Standards Set Forth in NASD Rule 4612 2006-01-18T00:00:00-08:00 2006-01-18T00:00:00-08:00 E6-435 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-435.pdf https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-434.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Procedures for Review of Listing Determinations 2006-01-18T00:00:00-08:00 2006-01-18T00:00:00-08:00 E6-434 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-434.pdf https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-433.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx Rule 1009 To Reference the Exchange's “designated staff” or “designated department” Instead of Its “Department of Securities” 2006-01-18T00:00:00-08:00 2006-01-18T00:00:00-08:00 E6-433 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-433.pdf https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-432.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Dividend Spread and Merger Spread Strategy Rebate Request Forms 2006-01-18T00:00:00-08:00 2006-01-18T00:00:00-08:00 E6-432 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-432.pdf https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-431.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, and Amendment No. 1 Thereto Relating to the Exchange's Covered Sale Fee and Exchange Rule 607 2006-01-18T00:00:00-08:00 2006-01-18T00:00:00-08:00 E6-431 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-431.pdf https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-401.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Modify Pricing for NASD Members Using the Nasdaq Market Center and Nasdaq's Brut Facility 2006-01-17T00:00:00-08:00 2006-01-17T00:00:00-08:00 E6-401 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-17/pdf/E6-401.pdf https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-400.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rule 8.4 Relating to Remote Market-Maker Appointments 2006-01-17T00:00:00-08:00 2006-01-17T00:00:00-08:00 E6-400 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-17/pdf/E6-400.pdf https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-397.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change To Prohibit the Practice of Unbundling Orders To Maximize Rebates of Fees 2006-01-17T00:00:00-08:00 2006-01-17T00:00:00-08:00 E6-397 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-17/pdf/E6-397.pdf https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-395.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto To Modify the Pricing for Non-Members Using Nasdaq's Brut Facility 2006-01-17T00:00:00-08:00 2006-01-17T00:00:00-08:00 E6-395 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-17/pdf/E6-395.pdf https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-394.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Telemarketing 2006-01-17T00:00:00-08:00 2006-01-17T00:00:00-08:00 E6-394 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-17/pdf/E6-394.pdf https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-392.html Notice - Issuer Delisting; Notice of Application of Aquacell Technologies, Inc. To Withdraw Its Common Stock, $.001 Par Value, From Listing and Registration on the American Stock Exchange LLC File No. 1-16165 2006-01-17T00:00:00-08:00 2006-01-17T00:00:00-08:00 E6-392 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-17/pdf/E6-392.pdf https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-391.html Notice - Issuer Delisting; Notice of Application of Sony Corporation To Withdraw its American Depositary Shares, Each Presenting One Share of Common Stock, No Par Value, From Listing and Registration on the Chicago Stock Exchange, Inc. File No. 1-06439 2006-01-17T00:00:00-08:00 2006-01-17T00:00:00-08:00 E6-391 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-17/pdf/E6-391.pdf https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-366.html Notice - Acknowledgement of Receipt of Notice of Registration as a National Securities Exchange Pursuant to Section 6(g) of the Securities Exchange Act of 1934 by the Board of Trade of the City of Chicago, Inc. 2006-01-17T00:00:00-08:00 2006-01-17T00:00:00-08:00 E6-366 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-17/pdf/E6-366.pdf https://regulations.justia.com/regulations/fedreg/2006/01/13/E6-326.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Elimination of the 500 Contract Cap on Payment for Order Flow Fees 2006-01-13T00:00:00-08:00 2006-01-13T00:00:00-08:00 E6-326 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-13/pdf/E6-326.pdf https://regulations.justia.com/regulations/fedreg/2006/01/13/E6-325.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Certain of the Exchange's Facility and Equipment Fees and System Processing Fees Charged to Members 2006-01-13T00:00:00-08:00 2006-01-13T00:00:00-08:00 E6-325 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-13/pdf/E6-325.pdf https://regulations.justia.com/regulations/fedreg/2006/01/13/E6-324.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Minimum Price Variation for Entry of Orders for Equity Securities Traded on the Archipelago Exchange 2006-01-13T00:00:00-08:00 2006-01-13T00:00:00-08:00 E6-324 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-13/pdf/E6-324.pdf https://regulations.justia.com/regulations/fedreg/2006/01/13/E6-257.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, and Amendment No. 1 Thereto Relating to the Exchange's Covered Sale Fee and Exchange Rule 607 2006-01-13T00:00:00-08:00 2006-01-13T00:00:00-08:00 E6-257 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-13/pdf/E6-257.pdf https://regulations.justia.com/regulations/fedreg/2006/01/13/E6-256.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change Relating to the Prohibition of Trade Shredding 2006-01-13T00:00:00-08:00 2006-01-13T00:00:00-08:00 E6-256 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-13/pdf/E6-256.pdf https://regulations.justia.com/regulations/fedreg/2006/01/13/E6-255.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 700 With Respect to the Hours of Trading in Equity Options and Narrow-Based Index Options 2006-01-13T00:00:00-08:00 2006-01-13T00:00:00-08:00 E6-255 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-13/pdf/E6-255.pdf https://regulations.justia.com/regulations/fedreg/2006/01/13/E6-254.html Notice - Issuer Delisting; Notice of Application of IAMGOLD Corporation To Withdraw Its Common Shares, No Par Value, From Listing and Registration on the American Stock Exchange LLC 2006-01-13T00:00:00-08:00 2006-01-13T00:00:00-08:00 E6-254 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-13/pdf/E6-254.pdf https://regulations.justia.com/regulations/fedreg/2006/01/13/E6-253.html Notice - Issuer Delisting; Notice of Application of Burlington Northern Santa Fe Corporation, To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the Pacific Exchange, Inc. 2006-01-13T00:00:00-08:00 2006-01-13T00:00:00-08:00 E6-253 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-13/pdf/E6-253.pdf https://regulations.justia.com/regulations/fedreg/2006/01/13/E6-252.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Establish a Comprehensive Standard of Care and Limitation of Liability With Respect to Clearing Members 2006-01-13T00:00:00-08:00 2006-01-13T00:00:00-08:00 E6-252 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-13/pdf/E6-252.pdf https://regulations.justia.com/regulations/fedreg/2006/01/12/E6-216.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading Pursuant to Unlisted Trading Privileges of the Euro Currency Trust 2006-01-12T00:00:00-08:00 2006-01-12T00:00:00-08:00 E6-216 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-12/pdf/E6-216.pdf https://regulations.justia.com/regulations/fedreg/2006/01/12/E6-215.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Impose a Surcharge on Participants Submitting Trade Data by Batch Method 2006-01-12T00:00:00-08:00 2006-01-12T00:00:00-08:00 E6-215 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-12/pdf/E6-215.pdf https://regulations.justia.com/regulations/fedreg/2006/01/12/E6-214.html Notice - Issuer Delisting; Notice of Application of NiSource Inc., To Withdraw Its Common Stock, $.01 Par Value, and the Preferred Stock Purchase Rights, From Listing and Registration on the Pacific Exchange, Inc. File No. 1-09779 2006-01-12T00:00:00-08:00 2006-01-12T00:00:00-08:00 E6-214 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-12/pdf/E6-214.pdf https://regulations.justia.com/regulations/fedreg/2006/01/12/E6-213.html Notice - Issuer Delisting; Notice of Application of NiSource Inc., To Withdraw Its Common Stock, $.01 Par Value, and the Preferred Stock Purchase Rights, From Listing and Registration on the Chicago Stock Exchange, Inc. File No. 1-09779 2006-01-12T00:00:00-08:00 2006-01-12T00:00:00-08:00 E6-213 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-12/pdf/E6-213.pdf https://regulations.justia.com/regulations/fedreg/2006/01/12/E6-196.html Notice - Issuer Delisting; Notice of Application of Atlantis Plastics, Inc. To Withdraw Its Class A Common Stock, $.10 Par Value, From Listing and Registration on the American Stock Exchange LLC File No. 1-09487 2006-01-12T00:00:00-08:00 2006-01-12T00:00:00-08:00 E6-196 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-12/pdf/E6-196.pdf https://regulations.justia.com/regulations/fedreg/2006/01/12/E6-195.html Notice - Issuer Delisting; Notice of Application of Mercury Air Group, Inc. To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the American Stock Exchange LLC File No. 1-07134 2006-01-12T00:00:00-08:00 2006-01-12T00:00:00-08:00 E6-195 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-12/pdf/E6-195.pdf https://regulations.justia.com/regulations/fedreg/2006/01/12/E6-194.html Notice - Self-Regulatory Organizations; Order Approving Proposed Rule Change, and Amendment No. 1 Thereto, by the Pacific Exchange, Inc. Relating to Modifying the Market Imbalance Calculation for the Opening and Market Order Auctions on the Archipelago Exchange 2006-01-12T00:00:00-08:00 2006-01-12T00:00:00-08:00 E6-194 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-12/pdf/E6-194.pdf https://regulations.justia.com/regulations/fedreg/2006/01/12/06-316.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Certificate of Incorporation and Bylaws of Archipelago Holdings, Inc. 2006-01-12T00:00:00-08:00 2006-01-12T00:00:00-08:00 06-316 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-12/pdf/06-316.pdf https://regulations.justia.com/regulations/fedreg/2006/01/12/06-299.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, 4 and 5 Relating to the Exchange's Business Combination with Archipelago Holdings, Inc. 2006-01-12T00:00:00-08:00 2006-01-12T00:00:00-08:00 06-299 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-12/pdf/06-299.pdf https://regulations.justia.com/regulations/fedreg/2006/01/11/E6-135.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Administrative Rules (Rules A-3(f) and A-6(c)) Relating to Board Member Compensation 2006-01-11T00:00:00-08:00 2006-01-11T00:00:00-08:00 E6-135 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-11/pdf/E6-135.pdf https://regulations.justia.com/regulations/fedreg/2006/01/11/06-262.html Notice - Sunshine Act Meeting 2006-01-11T00:00:00-08:00 2006-01-11T00:00:00-08:00 06-262 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-11/pdf/06-262.pdf https://regulations.justia.com/regulations/fedreg/2006/01/11/06-254.html Notice - Sunshine Act Meeting 2006-01-11T00:00:00-08:00 2006-01-11T00:00:00-08:00 06-254 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-11/pdf/06-254.pdf https://regulations.justia.com/regulations/fedreg/2006/01/10/E6-84.html Notice - Filing Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) 2006-01-10T00:00:00-08:00 2006-01-10T00:00:00-08:00 E6-84 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-10/pdf/E6-84.pdf https://regulations.justia.com/regulations/fedreg/2006/01/10/E6-83.html Notice - Thrivent Mutual Funds, et al.; Notice of Application 2006-01-10T00:00:00-08:00 2006-01-10T00:00:00-08:00 E6-83 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-10/pdf/E6-83.pdf https://regulations.justia.com/regulations/fedreg/2006/01/10/E6-82.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Amex Initial Listing Standards 2006-01-10T00:00:00-08:00 2006-01-10T00:00:00-08:00 E6-82 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-10/pdf/E6-82.pdf https://regulations.justia.com/regulations/fedreg/2006/01/09/E6-61.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt an Account Fee 2006-01-09T00:00:00-08:00 2006-01-09T00:00:00-08:00 E6-61 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-09/pdf/E6-61.pdf https://regulations.justia.com/regulations/fedreg/2006/01/09/E6-45.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Enhancements of the SMART/Track Service 2006-01-09T00:00:00-08:00 2006-01-09T00:00:00-08:00 E6-45 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-09/pdf/E6-45.pdf https://regulations.justia.com/regulations/fedreg/2006/01/06/E6-22.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Extension of the Prospective Fee Reduction and DPM Linkage Fee Credit Programs 2006-01-06T00:00:00-08:00 2006-01-06T00:00:00-08:00 E6-22 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-06/pdf/E6-22.pdf https://regulations.justia.com/regulations/fedreg/2006/01/06/E6-21.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Remote Streaming Quote Trader Permit Fees 2006-01-06T00:00:00-08:00 2006-01-06T00:00:00-08:00 E6-21 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-06/pdf/E6-21.pdf https://regulations.justia.com/regulations/fedreg/2006/01/06/E6-20.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Obligations of Lead Market Makers 2006-01-06T00:00:00-08:00 2006-01-06T00:00:00-08:00 E6-20 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-06/pdf/E6-20.pdf https://regulations.justia.com/regulations/fedreg/2006/01/06/E6-19.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program Relating to Electronic DPMs and Affiliated Market-Makers 2006-01-06T00:00:00-08:00 2006-01-06T00:00:00-08:00 E6-19 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-06/pdf/E6-19.pdf https://regulations.justia.com/regulations/fedreg/2006/01/05/E5-8299.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Enhance the Repo Collateral Substitution Process of FICC's Government Securities Division 2006-01-05T00:00:00-08:00 2006-01-05T00:00:00-08:00 E5-8299 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-05/pdf/E5-8299.pdf https://regulations.justia.com/regulations/fedreg/2006/01/05/E5-8298.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Certificate of Incorporation of PCX Holdings, Inc. 2006-01-05T00:00:00-08:00 2006-01-05T00:00:00-08:00 E5-8298 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-05/pdf/E5-8298.pdf https://regulations.justia.com/regulations/fedreg/2006/01/05/E5-8284.html Notice - Proposed Collection; Comment Request 2006-01-05T00:00:00-08:00 2006-01-05T00:00:00-08:00 E5-8284 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-05/pdf/E5-8284.pdf https://regulations.justia.com/regulations/fedreg/2006/01/05/E5-8283.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving a Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 Thereto Relating to the Dissemination of TRACE Trade Information 2006-01-05T00:00:00-08:00 2006-01-05T00:00:00-08:00 E5-8283 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-05/pdf/E5-8283.pdf https://regulations.justia.com/regulations/fedreg/2006/01/05/E5-8282.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to NASD Rule 3011 and the Adoption of New Related Interpretive Material 2006-01-05T00:00:00-08:00 2006-01-05T00:00:00-08:00 E5-8282 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-05/pdf/E5-8282.pdf https://regulations.justia.com/regulations/fedreg/2006/01/04/E5-8246.html Notice - Greenhouse Associates, LLC and Superior Partners, LP; Notice of Application 2006-01-04T00:00:00-08:00 2006-01-04T00:00:00-08:00 E5-8246 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-04/pdf/E5-8246.pdf https://regulations.justia.com/regulations/fedreg/2006/01/04/E5-8229.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Relating to Manning Price-Improvement Standards for Decimals 2006-01-04T00:00:00-08:00 2006-01-04T00:00:00-08:00 E5-8229 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-04/pdf/E5-8229.pdf https://regulations.justia.com/regulations/fedreg/2006/01/04/E5-8228.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Seeking Permanent Approval of Rules Concerning Bond Mutual Fund Volatility Ratings Prior to Expiration of Pilot 2006-01-04T00:00:00-08:00 2006-01-04T00:00:00-08:00 E5-8228 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-04/pdf/E5-8228.pdf https://regulations.justia.com/regulations/fedreg/2006/01/04/06-13.html Rule - Regulation NMS 2006-01-04T00:00:00-08:00 2006-01-04T00:00:00-08:00 06-13 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-01-04/pdf/06-13.pdf https://regulations.justia.com/regulations/fedreg/2006/01/03/E5-8196.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto Relating to Sub-Penny Restrictions for Non-Nasdaq Over-the-Counter Equity Securities 2006-01-03T00:00:00-08:00 2006-01-03T00:00:00-08:00 E5-8196 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-03/pdf/E5-8196.pdf https://regulations.justia.com/regulations/fedreg/2006/01/03/05-24702.html Notice - Sunshine Act Meeting 2006-01-03T00:00:00-08:00 2006-01-03T00:00:00-08:00 05-24702 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-03/pdf/05-24702.pdf