<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/01/18?registers=between Sun, 24 Nov 2024 04:46:28 -0800 Sun, 24 Nov 2024 04:46:28 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/01/18?registers=between Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Fee Structure of NSCC https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-466.html https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-466.html Wed, 18 Jan 2006 00:00:00 -0800 E6-466 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-466.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to the CBOE's Membership Rules for Foreign Member Organizations https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-465.html https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-465.html Wed, 18 Jan 2006 00:00:00 -0800 E6-465 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-465.pdf Notice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change To Establish Certain Fees With Respect to Transactions Executed Through the Intermarket Trading System https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-464.html https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-464.html Wed, 18 Jan 2006 00:00:00 -0800 E6-464 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-464.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Submission of Exercise Notices for American Option Contracts Other Than at Expiration https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-463.html https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-463.html Wed, 18 Jan 2006 00:00:00 -0800 E6-463 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-463.pdf Notice - Issuer Delisting; Notice of Application of CharterMac To Withdraw Its Common Shares, No Par Value, From Listing and Registration on the American Stock Exchange LLC File No. 1-13237 https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-462.html https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-462.html Wed, 18 Jan 2006 00:00:00 -0800 E6-462 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-462.pdf Notice - Issuer Delisting; Notice of Application of Glacier Water Services, Inc. and Glacier Water Trust I To Withdraw Its Common Stock, $.01 Par Value, and Glacier Water Services, Inc. and Glacier Water & Trust I To Withdraw the 91/16 https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-461.html https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-461.html Wed, 18 Jan 2006 00:00:00 -0800 E6-461 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-461.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to an Extension of the Short Sale Rule and Continued Suspension of Primary Market Maker Standards Set Forth in NASD Rule 4612 https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-435.html https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-435.html Wed, 18 Jan 2006 00:00:00 -0800 E6-435 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-435.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Procedures for Review of Listing Determinations https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-434.html https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-434.html Wed, 18 Jan 2006 00:00:00 -0800 E6-434 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-434.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx Rule 1009 To Reference the Exchange's “designated staff” or “designated department” Instead of Its “Department of Securities” https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-433.html https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-433.html Wed, 18 Jan 2006 00:00:00 -0800 E6-433 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-433.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Dividend Spread and Merger Spread Strategy Rebate Request Forms https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-432.html https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-432.html Wed, 18 Jan 2006 00:00:00 -0800 E6-432 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-432.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, and Amendment No. 1 Thereto Relating to the Exchange's Covered Sale Fee and Exchange Rule 607 https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-431.html https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-431.html Wed, 18 Jan 2006 00:00:00 -0800 E6-431 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-431.pdf