Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/01/18?limit=200&registers=between&mode=atom 2024-04-19T13:46:56-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-466.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Fee Structure of NSCC 2006-01-18T00:00:00-08:00 2006-01-18T00:00:00-08:00 E6-466 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-466.pdf https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-465.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to the CBOE's Membership Rules for Foreign Member Organizations 2006-01-18T00:00:00-08:00 2006-01-18T00:00:00-08:00 E6-465 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-465.pdf https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-464.html Notice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change To Establish Certain Fees With Respect to Transactions Executed Through the Intermarket Trading System 2006-01-18T00:00:00-08:00 2006-01-18T00:00:00-08:00 E6-464 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-464.pdf https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-463.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Submission of Exercise Notices for American Option Contracts Other Than at Expiration 2006-01-18T00:00:00-08:00 2006-01-18T00:00:00-08:00 E6-463 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-463.pdf https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-462.html Notice - Issuer Delisting; Notice of Application of CharterMac To Withdraw Its Common Shares, No Par Value, From Listing and Registration on the American Stock Exchange LLC File No. 1-13237 2006-01-18T00:00:00-08:00 2006-01-18T00:00:00-08:00 E6-462 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-462.pdf https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-461.html Notice - Issuer Delisting; Notice of Application of Glacier Water Services, Inc. and Glacier Water Trust I To Withdraw Its Common Stock, $.01 Par Value, and Glacier Water Services, Inc. and Glacier Water & Trust I To Withdraw the 91/16 2006-01-18T00:00:00-08:00 2006-01-18T00:00:00-08:00 E6-461 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-461.pdf https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-435.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to an Extension of the Short Sale Rule and Continued Suspension of Primary Market Maker Standards Set Forth in NASD Rule 4612 2006-01-18T00:00:00-08:00 2006-01-18T00:00:00-08:00 E6-435 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-435.pdf https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-434.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Procedures for Review of Listing Determinations 2006-01-18T00:00:00-08:00 2006-01-18T00:00:00-08:00 E6-434 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-434.pdf https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-433.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx Rule 1009 To Reference the Exchange's “designated staff” or “designated department” Instead of Its “Department of Securities” 2006-01-18T00:00:00-08:00 2006-01-18T00:00:00-08:00 E6-433 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-433.pdf https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-432.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Dividend Spread and Merger Spread Strategy Rebate Request Forms 2006-01-18T00:00:00-08:00 2006-01-18T00:00:00-08:00 E6-432 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-432.pdf https://regulations.justia.com/regulations/fedreg/2006/01/18/E6-431.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, and Amendment No. 1 Thereto Relating to the Exchange's Covered Sale Fee and Exchange Rule 607 2006-01-18T00:00:00-08:00 2006-01-18T00:00:00-08:00 E6-431 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-431.pdf