Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/01/17?limit=200&registers=between&mode=atom 2024-11-24T04:49:33-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-401.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Modify Pricing for NASD Members Using the Nasdaq Market Center and Nasdaq's Brut Facility 2006-01-17T00:00:00-08:00 2006-01-17T00:00:00-08:00 E6-401 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-17/pdf/E6-401.pdf https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-400.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rule 8.4 Relating to Remote Market-Maker Appointments 2006-01-17T00:00:00-08:00 2006-01-17T00:00:00-08:00 E6-400 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-17/pdf/E6-400.pdf https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-397.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change To Prohibit the Practice of Unbundling Orders To Maximize Rebates of Fees 2006-01-17T00:00:00-08:00 2006-01-17T00:00:00-08:00 E6-397 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-17/pdf/E6-397.pdf https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-395.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto To Modify the Pricing for Non-Members Using Nasdaq's Brut Facility 2006-01-17T00:00:00-08:00 2006-01-17T00:00:00-08:00 E6-395 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-17/pdf/E6-395.pdf https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-394.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Telemarketing 2006-01-17T00:00:00-08:00 2006-01-17T00:00:00-08:00 E6-394 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-17/pdf/E6-394.pdf https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-392.html Notice - Issuer Delisting; Notice of Application of Aquacell Technologies, Inc. To Withdraw Its Common Stock, $.001 Par Value, From Listing and Registration on the American Stock Exchange LLC File No. 1-16165 2006-01-17T00:00:00-08:00 2006-01-17T00:00:00-08:00 E6-392 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-17/pdf/E6-392.pdf https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-391.html Notice - Issuer Delisting; Notice of Application of Sony Corporation To Withdraw its American Depositary Shares, Each Presenting One Share of Common Stock, No Par Value, From Listing and Registration on the Chicago Stock Exchange, Inc. File No. 1-06439 2006-01-17T00:00:00-08:00 2006-01-17T00:00:00-08:00 E6-391 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-17/pdf/E6-391.pdf https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-366.html Notice - Acknowledgement of Receipt of Notice of Registration as a National Securities Exchange Pursuant to Section 6(g) of the Securities Exchange Act of 1934 by the Board of Trade of the City of Chicago, Inc. 2006-01-17T00:00:00-08:00 2006-01-17T00:00:00-08:00 E6-366 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-17/pdf/E6-366.pdf