<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/01/17?registers=between Wed, 01 May 2024 17:48:38 -0700 Wed, 01 May 2024 17:48:38 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/01/17?registers=between Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Modify Pricing for NASD Members Using the Nasdaq Market Center and Nasdaq's Brut Facility https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-401.html https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-401.html Tue, 17 Jan 2006 00:00:00 -0800 E6-401 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-17/pdf/E6-401.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rule 8.4 Relating to Remote Market-Maker Appointments https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-400.html https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-400.html Tue, 17 Jan 2006 00:00:00 -0800 E6-400 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-17/pdf/E6-400.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change To Prohibit the Practice of Unbundling Orders To Maximize Rebates of Fees https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-397.html https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-397.html Tue, 17 Jan 2006 00:00:00 -0800 E6-397 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-17/pdf/E6-397.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto To Modify the Pricing for Non-Members Using Nasdaq's Brut Facility https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-395.html https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-395.html Tue, 17 Jan 2006 00:00:00 -0800 E6-395 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-17/pdf/E6-395.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Telemarketing https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-394.html https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-394.html Tue, 17 Jan 2006 00:00:00 -0800 E6-394 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-17/pdf/E6-394.pdf Notice - Issuer Delisting; Notice of Application of Aquacell Technologies, Inc. To Withdraw Its Common Stock, $.001 Par Value, From Listing and Registration on the American Stock Exchange LLC File No. 1-16165 https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-392.html https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-392.html Tue, 17 Jan 2006 00:00:00 -0800 E6-392 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-17/pdf/E6-392.pdf Notice - Issuer Delisting; Notice of Application of Sony Corporation To Withdraw its American Depositary Shares, Each Presenting One Share of Common Stock, No Par Value, From Listing and Registration on the Chicago Stock Exchange, Inc. File No. 1-06439 https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-391.html https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-391.html Tue, 17 Jan 2006 00:00:00 -0800 E6-391 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-17/pdf/E6-391.pdf Notice - Acknowledgement of Receipt of Notice of Registration as a National Securities Exchange Pursuant to Section 6(g) of the Securities Exchange Act of 1934 by the Board of Trade of the City of Chicago, Inc. https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-366.html https://regulations.justia.com/regulations/fedreg/2006/01/17/E6-366.html Tue, 17 Jan 2006 00:00:00 -0800 E6-366 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-01-17/pdf/E6-366.pdf