<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005?registers=between&min-day=1&min-month=1&max-day=31&max-month=12 Sun, 28 Apr 2024 11:45:31 -0700 Sun, 28 Apr 2024 11:45:31 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005?registers=between&min-day=1&min-month=1&max-day=31&max-month=12 Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Concerning Split Price Priority in Open Outcry https://regulations.justia.com/regulations/fedreg/2005/12/30/E5-8129.html https://regulations.justia.com/regulations/fedreg/2005/12/30/E5-8129.html Fri, 30 Dec 2005 00:00:00 -0800 E5-8129 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-30/pdf/E5-8129.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Certificate of Designation for Preferred Stock of The Nasdaq Stock Market, Inc. https://regulations.justia.com/regulations/fedreg/2005/12/30/E5-8128.html https://regulations.justia.com/regulations/fedreg/2005/12/30/E5-8128.html Fri, 30 Dec 2005 00:00:00 -0800 E5-8128 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-30/pdf/E5-8128.pdf Proposed Rule - Termination of a Foreign Private Issuer's Registration of a Class of Securities Under Section 12(g) and Duty To File Reports Under Section 15(d) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2005/12/30/05-24618.html https://regulations.justia.com/regulations/fedreg/2005/12/30/05-24618.html Fri, 30 Dec 2005 00:00:00 -0800 05-24618 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2005-12-30/pdf/05-24618.pdf Notice - Public Company Accounting Oversight Board; Notice of Filing of Proposed Rule on Auditing Standard No. 4, Reporting on Whether a Previously Reported Material Weakness Continues to Exist https://regulations.justia.com/regulations/fedreg/2005/12/30/05-24498.html https://regulations.justia.com/regulations/fedreg/2005/12/30/05-24498.html Fri, 30 Dec 2005 00:00:00 -0800 05-24498 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-30/pdf/05-24498.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Granting Approval of a Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Market Maker Quote Interaction https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8071.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8071.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8071 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8071.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Extension of a Pilot Concerning Priority in Trades Involving Synthetic Option Orders https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8070.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8070.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8070 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8070.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Nasdaq's Minimum Pricing Increment Rules https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8069.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8069.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8069 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8069.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to New York Stock Exchange Rules 35 (“Floor Employees to be Registered”) and 301 (“Proposed Transfer or Lease of Membership”) https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8067.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8067.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8067 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8067.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot for NYSE Direct+® Until December 23, 2006 https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8066.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8066.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8066 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8066.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8065.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8065.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8065 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8065.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD Rule 2111 to Eliminate References to NASD Rule 6440(f)(2), Which Will Be Repealed https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8064.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8064.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8064 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8064.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Session Fee Increase for the Regulatory Element of the Continuing Education Requirements of CBOE Rule 9.3A https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8063.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8063.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8063 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8063.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Exchange Traded Fund Transaction Charges https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8059.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8059.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8059 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8059.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8058.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8058.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8058 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8058.pdf Notice - Issuer Delisting; Notice of Application of Pioneer Kabushiki Kaisha (English Translation, Pioneer Corporation) To Withdraw Its Common Stock (Each Represented by One American Depositary Share), From Listing and Registration on the New York Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8057.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8057.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8057 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8057.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the Pacific Exchange, Inc. Relating to the NASD PCX Agreement https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8056.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8056.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8056 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8056.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Nasdaq Capital Market Issuers That Transfer Their Listing to the Nasdaq National Market To Apply the Amount of the Capital Market Entry Fee Toward the Entry Fee Payable for Listing on the National Market, and To Make Other Clarifying Changes https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8055.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8055.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8055 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8055.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8054.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8054.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8054 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8054.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Fees for Non-NASD Members Using Nasdaq's INET Facility https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8053.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8053.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8053 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8053.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Orders on the Hybrid System https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8052.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8052.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8052 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8052.pdf Notice - Issuer Delisting; Notice of Application of Provident Energy Trust To Withdraw Its Trust Units, No Par Value, From Listing and Registration on the American Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8051.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8051.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8051 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8051.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8050.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8050.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8050 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8050.pdf Notice - Issuer Delisting; Notice of Application of The Charles Schwab Corporation To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the New York Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8049.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8049.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8049 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8049.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Marketing Fee Program https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8047.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8047.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8047 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8047.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Market Opening Procedures of the Boston Options Exchange Facility https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8045.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8045.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8045 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8045.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Directed Orders Process on the Boston Options Exchange https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8043.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8043.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8043 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8043.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for NASD Members Using Nasdaq's INET Facility https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8042.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8042.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8042 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8042.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Rule 4350(e) To Amend the Annual Shareholder Meeting Requirement https://regulations.justia.com/regulations/fedreg/2005/12/28/E5-7896.html https://regulations.justia.com/regulations/fedreg/2005/12/28/E5-7896.html Wed, 28 Dec 2005 00:00:00 -0800 E5-7896 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-28/pdf/E5-7896.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Expand Its $2.50 Strike Price Program https://regulations.justia.com/regulations/fedreg/2005/12/28/E5-7895.html https://regulations.justia.com/regulations/fedreg/2005/12/28/E5-7895.html Wed, 28 Dec 2005 00:00:00 -0800 E5-7895 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-28/pdf/E5-7895.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to the Status of Former Registered Persons Serving in the Armed Forces of the United States https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7864.html https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7864.html Tue, 27 Dec 2005 00:00:00 -0800 E5-7864 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-27/pdf/E5-7864.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Modify the Execution Fees for Quotes and Orders Executed in the Nasdaq Opening Cross https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7860.html https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7860.html Tue, 27 Dec 2005 00:00:00 -0800 E5-7860 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-27/pdf/E5-7860.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Discontinue Its Domestic Tax Reporting Service https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7856.html https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7856.html Tue, 27 Dec 2005 00:00:00 -0800 E5-7856 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-27/pdf/E5-7856.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Buy-Ins in Its Continuous Net Settlement System https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7855.html https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7855.html Tue, 27 Dec 2005 00:00:00 -0800 E5-7855 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-27/pdf/E5-7855.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Adopt a Flat Execution Fee For Public Customer Orders in “Premium Products” and Firm Proprietary Orders, and To Incorporate the Current Facilitation Mechanism Fee Into the Flat Execution Fee For Firm Proprietary Orders https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7844.html https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7844.html Tue, 27 Dec 2005 00:00:00 -0800 E5-7844 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-27/pdf/E5-7844.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Amex Rule 900-ANTE to Provide a Revised Implementation Date for the ANTE System, and To Eliminate Commentary .01 to Amex Rule 935-ANTE https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7843.html https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7843.html Tue, 27 Dec 2005 00:00:00 -0800 E5-7843 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-27/pdf/E5-7843.pdf Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect the Renaming of the NASDAQ SmallCap Market to the NASDAQ Capital Market https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7842.html https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7842.html Tue, 27 Dec 2005 00:00:00 -0800 E5-7842 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-27/pdf/E5-7842.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to a New Risk Management Methodology https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7841.html https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7841.html Tue, 27 Dec 2005 00:00:00 -0800 E5-7841 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-27/pdf/E5-7841.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Increase in Fees for Certain Qualification Examinations https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7840.html https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7840.html Tue, 27 Dec 2005 00:00:00 -0800 E5-7840 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-27/pdf/E5-7840.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Status of Registered Persons and Sole Proprietors Serving in the Armed Forces of the United States https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7839.html https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7839.html Tue, 27 Dec 2005 00:00:00 -0800 E5-7839 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-27/pdf/E5-7839.pdf Rule - Revisions to Accelerated Filer Definition and Accelerated Deadlines for Filing Periodic Reports https://regulations.justia.com/regulations/fedreg/2005/12/27/05-24479.html https://regulations.justia.com/regulations/fedreg/2005/12/27/05-24479.html Tue, 27 Dec 2005 00:00:00 -0800 05-24479 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-12-27/pdf/05-24479.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Rules 104 (“Dealings by Specialists”) and 123E (“Specialist Combination Review Policy”) To Change the Exchange's Capital Requirements for Specialist Organizations. https://regulations.justia.com/regulations/fedreg/2005/12/23/E5-7769.html https://regulations.justia.com/regulations/fedreg/2005/12/23/E5-7769.html Fri, 23 Dec 2005 00:00:00 -0800 E5-7769 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-23/pdf/E5-7769.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Waiver of Initiation Fees Charged to New Lessee Members https://regulations.justia.com/regulations/fedreg/2005/12/23/E5-7768.html https://regulations.justia.com/regulations/fedreg/2005/12/23/E5-7768.html Fri, 23 Dec 2005 00:00:00 -0800 E5-7768 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-23/pdf/E5-7768.pdf Notice - Sunshine Act Meetings; Notice https://regulations.justia.com/regulations/fedreg/2005/12/23/05-24477.html https://regulations.justia.com/regulations/fedreg/2005/12/23/05-24477.html Fri, 23 Dec 2005 00:00:00 -0800 05-24477 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-23/pdf/05-24477.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to MSRB Rule G-14 RTRS Procedures, Paragraph (a)(ii)(C) To Extend the Expiration Date of the Three Hour Exception https://regulations.justia.com/regulations/fedreg/2005/12/22/E5-7692.html https://regulations.justia.com/regulations/fedreg/2005/12/22/E5-7692.html Thu, 22 Dec 2005 00:00:00 -0800 E5-7692 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-22/pdf/E5-7692.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand Its $2.50 Strike Price Program https://regulations.justia.com/regulations/fedreg/2005/12/22/E5-7691.html https://regulations.justia.com/regulations/fedreg/2005/12/22/E5-7691.html Thu, 22 Dec 2005 00:00:00 -0800 E5-7691 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-22/pdf/E5-7691.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand its $2.50 Strike Price Program https://regulations.justia.com/regulations/fedreg/2005/12/22/E5-7676.html https://regulations.justia.com/regulations/fedreg/2005/12/22/E5-7676.html Thu, 22 Dec 2005 00:00:00 -0800 E5-7676 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-22/pdf/E5-7676.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc., Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Rule 600, Relating To Arbitration https://regulations.justia.com/regulations/fedreg/2005/12/22/E5-7674.html https://regulations.justia.com/regulations/fedreg/2005/12/22/E5-7674.html Thu, 22 Dec 2005 00:00:00 -0800 E5-7674 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-22/pdf/E5-7674.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/12/22/E5-7672.html https://regulations.justia.com/regulations/fedreg/2005/12/22/E5-7672.html Thu, 22 Dec 2005 00:00:00 -0800 E5-7672 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-22/pdf/E5-7672.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/12/22/E5-7671.html https://regulations.justia.com/regulations/fedreg/2005/12/22/E5-7671.html Thu, 22 Dec 2005 00:00:00 -0800 E5-7671 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-22/pdf/E5-7671.pdf Notice - Self-Regulatory Organizations; Notice of Filing of a Proposed Rule Change by the Chicago Stock Exchange, Inc. and Amendment No. 1 Thereto Regarding Trading in Sub-Penny Increments https://regulations.justia.com/regulations/fedreg/2005/12/22/E5-7670.html https://regulations.justia.com/regulations/fedreg/2005/12/22/E5-7670.html Thu, 22 Dec 2005 00:00:00 -0800 E5-7670 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-22/pdf/E5-7670.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Membership Rules https://regulations.justia.com/regulations/fedreg/2005/12/22/E5-7669.html https://regulations.justia.com/regulations/fedreg/2005/12/22/E5-7669.html Thu, 22 Dec 2005 00:00:00 -0800 E5-7669 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-22/pdf/E5-7669.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Revisions to the Series 9/10 Examination Program https://regulations.justia.com/regulations/fedreg/2005/12/22/E5-7667.html https://regulations.justia.com/regulations/fedreg/2005/12/22/E5-7667.html Thu, 22 Dec 2005 00:00:00 -0800 E5-7667 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-22/pdf/E5-7667.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Revisions to the Series 4 Examination Program https://regulations.justia.com/regulations/fedreg/2005/12/22/E5-7666.html https://regulations.justia.com/regulations/fedreg/2005/12/22/E5-7666.html Thu, 22 Dec 2005 00:00:00 -0800 E5-7666 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-22/pdf/E5-7666.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Duration of CBOE Rule 6.45A(b) Pertaining to Orders Represented in Open Outcry https://regulations.justia.com/regulations/fedreg/2005/12/22/E5-7665.html https://regulations.justia.com/regulations/fedreg/2005/12/22/E5-7665.html Thu, 22 Dec 2005 00:00:00 -0800 E5-7665 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-22/pdf/E5-7665.pdf Proposed Rule - Amendments to the Tender Offer Best-Price Rule https://regulations.justia.com/regulations/fedreg/2005/12/22/05-24359.html https://regulations.justia.com/regulations/fedreg/2005/12/22/05-24359.html Thu, 22 Dec 2005 00:00:00 -0800 05-24359 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2005-12-22/pdf/05-24359.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/12/21/E5-7591.html https://regulations.justia.com/regulations/fedreg/2005/12/21/E5-7591.html Wed, 21 Dec 2005 00:00:00 -0800 E5-7591 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-21/pdf/E5-7591.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/12/21/E5-7590.html https://regulations.justia.com/regulations/fedreg/2005/12/21/E5-7590.html Wed, 21 Dec 2005 00:00:00 -0800 E5-7590 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-21/pdf/E5-7590.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/12/21/E5-7589.html https://regulations.justia.com/regulations/fedreg/2005/12/21/E5-7589.html Wed, 21 Dec 2005 00:00:00 -0800 E5-7589 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-21/pdf/E5-7589.pdf Notice - Proposed Collections; Comment Request https://regulations.justia.com/regulations/fedreg/2005/12/21/E5-7588.html https://regulations.justia.com/regulations/fedreg/2005/12/21/E5-7588.html Wed, 21 Dec 2005 00:00:00 -0800 E5-7588 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-21/pdf/E5-7588.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating to the Elimination of Obsolete Rules Related to the Pacific Options Exchange Trading System https://regulations.justia.com/regulations/fedreg/2005/12/21/E5-7587.html https://regulations.justia.com/regulations/fedreg/2005/12/21/E5-7587.html Wed, 21 Dec 2005 00:00:00 -0800 E5-7587 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-21/pdf/E5-7587.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change to Amend its Rules Governing the Hours of Trading in Equity Options and Narrow-Based Index Options https://regulations.justia.com/regulations/fedreg/2005/12/20/E5-7549.html https://regulations.justia.com/regulations/fedreg/2005/12/20/E5-7549.html Tue, 20 Dec 2005 00:00:00 -0800 E5-7549 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-20/pdf/E5-7549.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/12/20/E5-7530.html https://regulations.justia.com/regulations/fedreg/2005/12/20/E5-7530.html Tue, 20 Dec 2005 00:00:00 -0800 E5-7530 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-20/pdf/E5-7530.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/12/20/E5-7529.html https://regulations.justia.com/regulations/fedreg/2005/12/20/E5-7529.html Tue, 20 Dec 2005 00:00:00 -0800 E5-7529 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-20/pdf/E5-7529.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/12/20/E5-7528.html https://regulations.justia.com/regulations/fedreg/2005/12/20/E5-7528.html Tue, 20 Dec 2005 00:00:00 -0800 E5-7528 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-20/pdf/E5-7528.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/12/20/E5-7527.html https://regulations.justia.com/regulations/fedreg/2005/12/20/E5-7527.html Tue, 20 Dec 2005 00:00:00 -0800 E5-7527 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-20/pdf/E5-7527.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/12/20/E5-7526.html https://regulations.justia.com/regulations/fedreg/2005/12/20/E5-7526.html Tue, 20 Dec 2005 00:00:00 -0800 E5-7526 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-20/pdf/E5-7526.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving a Proposed Rule Change and Partial Amendment No. 1 To Amend Exchange Rule 431 (Margin Requirements) https://regulations.justia.com/regulations/fedreg/2005/12/20/E5-7525.html https://regulations.justia.com/regulations/fedreg/2005/12/20/E5-7525.html Tue, 20 Dec 2005 00:00:00 -0800 E5-7525 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-20/pdf/E5-7525.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges https://regulations.justia.com/regulations/fedreg/2005/12/20/E5-7524.html https://regulations.justia.com/regulations/fedreg/2005/12/20/E5-7524.html Tue, 20 Dec 2005 00:00:00 -0800 E5-7524 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-20/pdf/E5-7524.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Definition of Solicitation Under MSRB Rules G-37 and G-38 https://regulations.justia.com/regulations/fedreg/2005/12/20/E5-7523.html https://regulations.justia.com/regulations/fedreg/2005/12/20/E5-7523.html Tue, 20 Dec 2005 00:00:00 -0800 E5-7523 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-20/pdf/E5-7523.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change and Partial Amendment No. 1 Relating to Margin Requirements for Complex Options Spreads https://regulations.justia.com/regulations/fedreg/2005/12/20/E5-7522.html https://regulations.justia.com/regulations/fedreg/2005/12/20/E5-7522.html Tue, 20 Dec 2005 00:00:00 -0800 E5-7522 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-20/pdf/E5-7522.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Session Fee Increase for the Regulatory Element of the Continuing Education Requirements of NASD Rule 1120 https://regulations.justia.com/regulations/fedreg/2005/12/20/E5-7521.html https://regulations.justia.com/regulations/fedreg/2005/12/20/E5-7521.html Tue, 20 Dec 2005 00:00:00 -0800 E5-7521 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-20/pdf/E5-7521.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2005/12/20/05-24294.html https://regulations.justia.com/regulations/fedreg/2005/12/20/05-24294.html Tue, 20 Dec 2005 00:00:00 -0800 05-24294 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-20/pdf/05-24294.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Pilot to Put Into Operation Phase 1 of the NYSE HYBRID MARKET SM https://regulations.justia.com/regulations/fedreg/2005/12/20/05-24251.html https://regulations.justia.com/regulations/fedreg/2005/12/20/05-24251.html Tue, 20 Dec 2005 00:00:00 -0800 05-24251 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-20/pdf/05-24251.pdf Notice - Lincoln National Life Insurance Company, et al., Notice of Application https://regulations.justia.com/regulations/fedreg/2005/12/20/05-24248.html https://regulations.justia.com/regulations/fedreg/2005/12/20/05-24248.html Tue, 20 Dec 2005 00:00:00 -0800 05-24248 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-20/pdf/05-24248.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Modify the Pricing for Non-Members Using Nasdaq's Brut Facility https://regulations.justia.com/regulations/fedreg/2005/12/19/E5-7482.html https://regulations.justia.com/regulations/fedreg/2005/12/19/E5-7482.html Mon, 19 Dec 2005 00:00:00 -0800 E5-7482 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-19/pdf/E5-7482.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for NASD Members Using the Nasdaq Market Center and Nasdaq's Brut Facility https://regulations.justia.com/regulations/fedreg/2005/12/19/E5-7481.html https://regulations.justia.com/regulations/fedreg/2005/12/19/E5-7481.html Mon, 19 Dec 2005 00:00:00 -0800 E5-7481 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-19/pdf/E5-7481.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of the DB Commodity Index Tracking Fund https://regulations.justia.com/regulations/fedreg/2005/12/16/E5-7419.html https://regulations.justia.com/regulations/fedreg/2005/12/16/E5-7419.html Fri, 16 Dec 2005 00:00:00 -0800 E5-7419 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-16/pdf/E5-7419.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2005/12/16/E5-7418.html https://regulations.justia.com/regulations/fedreg/2005/12/16/E5-7418.html Fri, 16 Dec 2005 00:00:00 -0800 E5-7418 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-16/pdf/E5-7418.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2005/12/16/05-24186.html https://regulations.justia.com/regulations/fedreg/2005/12/16/05-24186.html Fri, 16 Dec 2005 00:00:00 -0800 05-24186 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-16/pdf/05-24186.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Nasdaq To Issue Public Reprimand Letters https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7384.html https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7384.html Thu, 15 Dec 2005 00:00:00 -0800 E5-7384 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/E5-7384.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc., Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 2 and 3 Relating to Generic Listing Standards for Options on Narrow-Based and Micro Narrow-Based Indexes https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7372.html https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7372.html Thu, 15 Dec 2005 00:00:00 -0800 E5-7372 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/E5-7372.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Clarifying the Hours Certain Vanguard International Equity Index Funds Are Eligible To Trade on the Archipelago Exchange https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7371.html https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7371.html Thu, 15 Dec 2005 00:00:00 -0800 E5-7371 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/E5-7371.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Adoption of a Hybrid Agency Liaison System for Automated Handling of Inbound Orders That Are Not Automatically Executed https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7370.html https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7370.html Thu, 15 Dec 2005 00:00:00 -0800 E5-7370 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/E5-7370.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Initial Listing and Maintenance To List Options on Certain Securities https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7369.html https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7369.html Thu, 15 Dec 2005 00:00:00 -0800 E5-7369 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/E5-7369.pdf Notice - Issuer Delisting; Notice of Application of Rockwell Automation, Inc., To Withdraw Its Common Stock, $1.00 Par Value, (Including the Associated Preferred Share Purchase Rights) From Listing and Registration on the Pacific Exchange, Inc. File No. 1-12383 https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7368.html https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7368.html Thu, 15 Dec 2005 00:00:00 -0800 E5-7368 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/E5-7368.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Study Outline and Selection Specifications for the Limited Principal-Registered Options (Series 4) Examination Program https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7367.html https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7367.html Thu, 15 Dec 2005 00:00:00 -0800 E5-7367 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/E5-7367.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 9/10 Examination Program https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7366.html https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7366.html Thu, 15 Dec 2005 00:00:00 -0800 E5-7366 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/E5-7366.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 4 Examination Program https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7365.html https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7365.html Thu, 15 Dec 2005 00:00:00 -0800 E5-7365 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/E5-7365.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Elimination of Commentary .01, Guideline 5 to Phlx Rule 1010 https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7364.html https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7364.html Thu, 15 Dec 2005 00:00:00 -0800 E5-7364 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/E5-7364.pdf Notice - Riverton Management, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7363.html https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7363.html Thu, 15 Dec 2005 00:00:00 -0800 E5-7363 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/E5-7363.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2005/12/15/05-24134.html https://regulations.justia.com/regulations/fedreg/2005/12/15/05-24134.html Thu, 15 Dec 2005 00:00:00 -0800 05-24134 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/05-24134.pdf Proposed Rule - Internet Availability of Proxy Materials https://regulations.justia.com/regulations/fedreg/2005/12/15/05-24004.html https://regulations.justia.com/regulations/fedreg/2005/12/15/05-24004.html Thu, 15 Dec 2005 00:00:00 -0800 05-24004 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/05-24004.pdf Notice - Rydex ETF Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7339.html https://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7339.html Wed, 14 Dec 2005 00:00:00 -0800 E5-7339 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-14/pdf/E5-7339.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 4 Examination Program https://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7338.html https://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7338.html Wed, 14 Dec 2005 00:00:00 -0800 E5-7338 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-14/pdf/E5-7338.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 9/10 Examination Program https://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7337.html https://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7337.html Wed, 14 Dec 2005 00:00:00 -0800 E5-7337 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-14/pdf/E5-7337.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change To Modify Nasdaq's Auditor Peer Review Requirement https://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7333.html https://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7333.html Wed, 14 Dec 2005 00:00:00 -0800 E5-7333 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-14/pdf/E5-7333.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 4 Examination Program https://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7330.html https://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7330.html Wed, 14 Dec 2005 00:00:00 -0800 E5-7330 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-14/pdf/E5-7330.pdf Notice - Joint Industry Plan; Solicitation of Comments and Order Granting Summary Effectiveness To Request To Extend the Operation of the Reporting Plan for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privilege Basis, Submitted by The Pacific Exchange, Inc., The National Association of Securities Dealers, Inc., The American Stock Exchange LLC, The Boston Stock Exchange, Inc., The Chicago Stock Exchange, Inc., The National Stock Exchange, Inc., and The Philadelphia Stock Exchange, Inc. and To Extend Certain Exemptive Relief https://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7329.html https://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7329.html Wed, 14 Dec 2005 00:00:00 -0800 E5-7329 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-14/pdf/E5-7329.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. and Amendment No. 1 Thereto Relating to the Approval of Securities That Underlie Options Traded on the Exchange https://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7328.html https://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7328.html Wed, 14 Dec 2005 00:00:00 -0800 E5-7328 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-14/pdf/E5-7328.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Study Outline and Selection Specifications for the Limited Principal-General Securities Sales Supervisor (Series 9/10) Examination Program https://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7327.html https://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7327.html Wed, 14 Dec 2005 00:00:00 -0800 E5-7327 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-14/pdf/E5-7327.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 4 Examination Program https://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7326.html https://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7326.html Wed, 14 Dec 2005 00:00:00 -0800 E5-7326 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-14/pdf/E5-7326.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 9/10 Examination Program https://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7325.html https://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7325.html Wed, 14 Dec 2005 00:00:00 -0800 E5-7325 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-14/pdf/E5-7325.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an Options Licensing Fee for Options on Certain PowerShares Exchange-Traded Funds https://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7307.html https://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7307.html Wed, 14 Dec 2005 00:00:00 -0800 E5-7307 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-14/pdf/E5-7307.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 9/10 Examination Program https://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7306.html https://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7306.html Wed, 14 Dec 2005 00:00:00 -0800 E5-7306 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-14/pdf/E5-7306.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company, Fixed Income Clearing Corporation, and National Securities Clearing Corporation; Order Approving Proposed Rule Changes to Require Members to Purchase Shares of the Common Stock of The Depository Trust & Clearing Corporation https://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7305.html https://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7305.html Wed, 14 Dec 2005 00:00:00 -0800 E5-7305 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-14/pdf/E5-7305.pdf Notice - Options Price Reporting Authority; Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information (“OPRA Plan”) to Amend Guideline No. 1 of the Best Bid and Offer Guidelines Adopted Pursuant to the OPRA Plan https://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7304.html https://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7304.html Wed, 14 Dec 2005 00:00:00 -0800 E5-7304 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-14/pdf/E5-7304.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Requirements for Continued Approval of Securities that Underlie Options Traded on the Exchange https://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7303.html https://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7303.html Wed, 14 Dec 2005 00:00:00 -0800 E5-7303 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-14/pdf/E5-7303.pdf Notice - The Integrity Funds, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7302.html https://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7302.html Wed, 14 Dec 2005 00:00:00 -0800 E5-7302 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-14/pdf/E5-7302.pdf Notice - Options Price Reporting Authority; Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Provide That Classes of Foreign Currency Options Newly Introduced for Trading on the Philadelphia Stock Exchange Be Treated as Equity/Index Options During a Temporary Period Ending on December 31, 2007 https://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7301.html https://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7301.html Wed, 14 Dec 2005 00:00:00 -0800 E5-7301 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-14/pdf/E5-7301.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Maintenance, Retention and Furnishing of Books, Records and Other Information Regarding Payment For Order Flow https://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7299.html https://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7299.html Wed, 14 Dec 2005 00:00:00 -0800 E5-7299 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-14/pdf/E5-7299.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading Pursuant to Unlisted Trading Privileges of the iShares S&P Global 100 Fund https://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7296.html https://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7296.html Wed, 14 Dec 2005 00:00:00 -0800 E5-7296 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-14/pdf/E5-7296.pdf Notice - Issuer Delisting; Notice of Application of Sony Corporation To Withdraw Its American Depositary Shares, Each Presenting One Share of Common Stock, No Par Value, From Listing and Registration on the Pacific Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2005/12/13/E5-7265.html https://regulations.justia.com/regulations/fedreg/2005/12/13/E5-7265.html Tue, 13 Dec 2005 00:00:00 -0800 E5-7265 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-13/pdf/E5-7265.pdf Notice - Extension of Order Regarding Broker-Dealer Financial Statement Requirements Under Section 17 of the Exchange Act https://regulations.justia.com/regulations/fedreg/2005/12/13/E5-7264.html https://regulations.justia.com/regulations/fedreg/2005/12/13/E5-7264.html Tue, 13 Dec 2005 00:00:00 -0800 E5-7264 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-13/pdf/E5-7264.pdf Notice - Self-Regulatory Organizations; The Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Tracking Order Process https://regulations.justia.com/regulations/fedreg/2005/12/13/E5-7263.html https://regulations.justia.com/regulations/fedreg/2005/12/13/E5-7263.html Tue, 13 Dec 2005 00:00:00 -0800 E5-7263 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-13/pdf/E5-7263.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving a Proposed Rule Change To Establish Rules Governing the Operation of the INET System https://regulations.justia.com/regulations/fedreg/2005/12/13/05-23946.html https://regulations.justia.com/regulations/fedreg/2005/12/13/05-23946.html Tue, 13 Dec 2005 00:00:00 -0800 05-23946 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-13/pdf/05-23946.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to the Exchange's Certificate of Incorporation, Constitution and Rules to Allow Limited Liability Companies to Become Members and Related Changes to the Exchange's 2005 Price List https://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7196.html https://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7196.html Mon, 12 Dec 2005 00:00:00 -0800 E5-7196 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-12/pdf/E5-7196.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Restated Certificate of Incorporation of The Nasdaq Stock Market, Inc. https://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7195.html https://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7195.html Mon, 12 Dec 2005 00:00:00 -0800 E5-7195 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-12/pdf/E5-7195.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Certain Changes Pertaining to the Enforcement of Decorum Policies https://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7194.html https://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7194.html Mon, 12 Dec 2005 00:00:00 -0800 E5-7194 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-12/pdf/E5-7194.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Exposure Period for Crossing Orders in the Hybrid Trading System https://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7193.html https://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7193.html Mon, 12 Dec 2005 00:00:00 -0800 E5-7193 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-12/pdf/E5-7193.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to the SizeQuote Mechanism https://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7192.html https://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7192.html Mon, 12 Dec 2005 00:00:00 -0800 E5-7192 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-12/pdf/E5-7192.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change To Amend Its $2.50 Strike Price Interval Program https://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7191.html https://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7191.html Mon, 12 Dec 2005 00:00:00 -0800 E5-7191 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-12/pdf/E5-7191.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Transaction Credits for Round Lots of Certain Listed Securities https://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7190.html https://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7190.html Mon, 12 Dec 2005 00:00:00 -0800 E5-7190 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-12/pdf/E5-7190.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change To Expand Its $2.50 Strike Price Interval Program https://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7189.html https://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7189.html Mon, 12 Dec 2005 00:00:00 -0800 E5-7189 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-12/pdf/E5-7189.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Requiring Its Member To Provide Electronic Mail Addresses to the Exchange https://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7188.html https://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7188.html Mon, 12 Dec 2005 00:00:00 -0800 E5-7188 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-12/pdf/E5-7188.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Elimination of Position and Exercise Limits on NDX Options https://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7187.html https://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7187.html Mon, 12 Dec 2005 00:00:00 -0800 E5-7187 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-12/pdf/E5-7187.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Pilot Program Relating to Minimum Numerical Standards in Section 102.01A of the Listed Company Manual https://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7181.html https://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7181.html Mon, 12 Dec 2005 00:00:00 -0800 E5-7181 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-12/pdf/E5-7181.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2005/12/12/05-23964.html https://regulations.justia.com/regulations/fedreg/2005/12/12/05-23964.html Mon, 12 Dec 2005 00:00:00 -0800 05-23964 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-12/pdf/05-23964.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2005/12/12/05-23963.html https://regulations.justia.com/regulations/fedreg/2005/12/12/05-23963.html Mon, 12 Dec 2005 00:00:00 -0800 05-23963 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-12/pdf/05-23963.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/12/09/E5-7115.html https://regulations.justia.com/regulations/fedreg/2005/12/09/E5-7115.html Fri, 09 Dec 2005 00:00:00 -0800 E5-7115 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-09/pdf/E5-7115.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/12/09/E5-7114.html https://regulations.justia.com/regulations/fedreg/2005/12/09/E5-7114.html Fri, 09 Dec 2005 00:00:00 -0800 E5-7114 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-09/pdf/E5-7114.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/12/09/E5-7113.html https://regulations.justia.com/regulations/fedreg/2005/12/09/E5-7113.html Fri, 09 Dec 2005 00:00:00 -0800 E5-7113 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-09/pdf/E5-7113.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program Relating to the Retail Automatic Execution System https://regulations.justia.com/regulations/fedreg/2005/12/09/E5-7103.html https://regulations.justia.com/regulations/fedreg/2005/12/09/E5-7103.html Fri, 09 Dec 2005 00:00:00 -0800 E5-7103 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-09/pdf/E5-7103.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change Relating to the Amex Listing Agreement https://regulations.justia.com/regulations/fedreg/2005/12/09/E5-7102.html https://regulations.justia.com/regulations/fedreg/2005/12/09/E5-7102.html Fri, 09 Dec 2005 00:00:00 -0800 E5-7102 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-09/pdf/E5-7102.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/12/09/E5-7099.html https://regulations.justia.com/regulations/fedreg/2005/12/09/E5-7099.html Fri, 09 Dec 2005 00:00:00 -0800 E5-7099 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-09/pdf/E5-7099.pdf Notice - Firsthand Funds and Firsthand Capital Management, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2005/12/09/05-23844.html https://regulations.justia.com/regulations/fedreg/2005/12/09/05-23844.html Fri, 09 Dec 2005 00:00:00 -0800 05-23844 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-09/pdf/05-23844.pdf Rule - Commission Guidance Regarding Accounting for Sales of Vaccines and Bioterror Countermeasures to the Federal Government for Placement Into the Pediatric Vaccine Stockpile or the Strategic National Stockpile https://regulations.justia.com/regulations/fedreg/2005/12/09/05-23843.html https://regulations.justia.com/regulations/fedreg/2005/12/09/05-23843.html Fri, 09 Dec 2005 00:00:00 -0800 05-23843 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-12-09/pdf/05-23843.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Prohibit the Practice of Unbundling Orders to Maximize Rebates of Fees https://regulations.justia.com/regulations/fedreg/2005/12/08/E5-7071.html https://regulations.justia.com/regulations/fedreg/2005/12/08/E5-7071.html Thu, 08 Dec 2005 00:00:00 -0800 E5-7071 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-08/pdf/E5-7071.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Transaction Fees and a Fee Waiver for Options on the Mini-SPX https://regulations.justia.com/regulations/fedreg/2005/12/08/E5-7067.html https://regulations.justia.com/regulations/fedreg/2005/12/08/E5-7067.html Thu, 08 Dec 2005 00:00:00 -0800 E5-7067 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-08/pdf/E5-7067.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Gasoline Index Futures https://regulations.justia.com/regulations/fedreg/2005/12/08/E5-7065.html https://regulations.justia.com/regulations/fedreg/2005/12/08/E5-7065.html Thu, 08 Dec 2005 00:00:00 -0800 E5-7065 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-08/pdf/E5-7065.pdf Notice - MGI Funds and Mercer Global Investments, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2005/12/08/E5-7058.html https://regulations.justia.com/regulations/fedreg/2005/12/08/E5-7058.html Thu, 08 Dec 2005 00:00:00 -0800 E5-7058 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-08/pdf/E5-7058.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading Pursuant to Unlisted Trading Privileges of the iShares® Lehman TIPS Bond Fund https://regulations.justia.com/regulations/fedreg/2005/12/08/E5-7057.html https://regulations.justia.com/regulations/fedreg/2005/12/08/E5-7057.html Thu, 08 Dec 2005 00:00:00 -0800 E5-7057 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-08/pdf/E5-7057.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Margin Deposits for a Customers' Lien Account https://regulations.justia.com/regulations/fedreg/2005/12/08/05-23801.html https://regulations.justia.com/regulations/fedreg/2005/12/08/05-23801.html Thu, 08 Dec 2005 00:00:00 -0800 05-23801 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-08/pdf/05-23801.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Obligations of Designated Primary Market Makers During the Implementation of the PAR Official Program https://regulations.justia.com/regulations/fedreg/2005/12/07/E5-6986.html https://regulations.justia.com/regulations/fedreg/2005/12/07/E5-6986.html Wed, 07 Dec 2005 00:00:00 -0800 E5-6986 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-07/pdf/E5-6986.pdf Notice - Issuer Delisting; Notice of Application of SJW Corp. To Withdraw Its Common Stock, $1.042 Par Value, From Listing and Registration on the American Stock Exchange LLC File No. 1-08966 https://regulations.justia.com/regulations/fedreg/2005/12/07/E5-6983.html https://regulations.justia.com/regulations/fedreg/2005/12/07/E5-6983.html Wed, 07 Dec 2005 00:00:00 -0800 E5-6983 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-07/pdf/E5-6983.pdf Notice - Issuer Delisting; Notice of Application of Applera Corporation To Withdraw Its Applera Corporation-Applied Biosystems Group Common Stock $.01 Par Value, Together With Rights To Purchase Series A Participating Junior Preferred Stock, $.01 Par Value, and Applera Corporation-Celera Genomics Group Common Stock, $.01 Par Value, Together With Rights To Purchase Series B Participating Junior Preferred Stock, $.01 Par Value, From Listing and Registration on the Pacific Exchange, Inc. File No. 1-04389 https://regulations.justia.com/regulations/fedreg/2005/12/07/E5-6982.html https://regulations.justia.com/regulations/fedreg/2005/12/07/E5-6982.html Wed, 07 Dec 2005 00:00:00 -0800 E5-6982 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-07/pdf/E5-6982.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/12/07/E5-6980.html https://regulations.justia.com/regulations/fedreg/2005/12/07/E5-6980.html Wed, 07 Dec 2005 00:00:00 -0800 E5-6980 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-07/pdf/E5-6980.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/12/07/E5-6979.html https://regulations.justia.com/regulations/fedreg/2005/12/07/E5-6979.html Wed, 07 Dec 2005 00:00:00 -0800 E5-6979 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-07/pdf/E5-6979.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2005/12/07/05-23783.html https://regulations.justia.com/regulations/fedreg/2005/12/07/05-23783.html Wed, 07 Dec 2005 00:00:00 -0800 05-23783 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-07/pdf/05-23783.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to the Federal Reserve's National Settlement System https://regulations.justia.com/regulations/fedreg/2005/12/06/E5-6888.html https://regulations.justia.com/regulations/fedreg/2005/12/06/E5-6888.html Tue, 06 Dec 2005 00:00:00 -0800 E5-6888 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-06/pdf/E5-6888.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the Operation of Primary Market Maker Memberships https://regulations.justia.com/regulations/fedreg/2005/12/06/E5-6887.html https://regulations.justia.com/regulations/fedreg/2005/12/06/E5-6887.html Tue, 06 Dec 2005 00:00:00 -0800 E5-6887 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-06/pdf/E5-6887.pdf Notice - Securities Exchange Act of 1934; Order Regarding Alternative Net Capital Computation for Bear, Stearns & Co. Inc., Which Has Elected To Be Supervised on a Consolidated Basis https://regulations.justia.com/regulations/fedreg/2005/12/06/E5-6858.html https://regulations.justia.com/regulations/fedreg/2005/12/06/E5-6858.html Tue, 06 Dec 2005 00:00:00 -0800 E5-6858 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-06/pdf/E5-6858.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Transaction Fees for Options on the Dow Jones Industrial Average https://regulations.justia.com/regulations/fedreg/2005/12/05/E5-6831.html https://regulations.justia.com/regulations/fedreg/2005/12/05/E5-6831.html Mon, 05 Dec 2005 00:00:00 -0800 E5-6831 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-05/pdf/E5-6831.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change Regarding the Euro Currency Trust https://regulations.justia.com/regulations/fedreg/2005/12/05/E5-6830.html https://regulations.justia.com/regulations/fedreg/2005/12/05/E5-6830.html Mon, 05 Dec 2005 00:00:00 -0800 E5-6830 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-05/pdf/E5-6830.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Telemarketing https://regulations.justia.com/regulations/fedreg/2005/12/05/E5-6828.html https://regulations.justia.com/regulations/fedreg/2005/12/05/E5-6828.html Mon, 05 Dec 2005 00:00:00 -0800 E5-6828 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-05/pdf/E5-6828.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the Prohibition of Trade Shredding https://regulations.justia.com/regulations/fedreg/2005/12/05/E5-6826.html https://regulations.justia.com/regulations/fedreg/2005/12/05/E5-6826.html Mon, 05 Dec 2005 00:00:00 -0800 E5-6826 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-05/pdf/E5-6826.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Scope of Risk Management Controls as They Relate to Maturity Presentment Transactions of Pledged Money Market Instruments https://regulations.justia.com/regulations/fedreg/2005/12/05/E5-6825.html https://regulations.justia.com/regulations/fedreg/2005/12/05/E5-6825.html Mon, 05 Dec 2005 00:00:00 -0800 E5-6825 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-05/pdf/E5-6825.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to a Proposed Interpretation to Rule 342 (Offices-Approval, Supervision, and Control) https://regulations.justia.com/regulations/fedreg/2005/12/05/E5-6820.html https://regulations.justia.com/regulations/fedreg/2005/12/05/E5-6820.html Mon, 05 Dec 2005 00:00:00 -0800 E5-6820 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-05/pdf/E5-6820.pdf Notice - Proposed Collection; Comment Request; Upon Written Request, Copy Available From: Securities and Exchange, Commission, Office of Filings and Information Services, Washington, DC 20549 https://regulations.justia.com/regulations/fedreg/2005/12/05/E5-6819.html https://regulations.justia.com/regulations/fedreg/2005/12/05/E5-6819.html Mon, 05 Dec 2005 00:00:00 -0800 E5-6819 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-05/pdf/E5-6819.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2005/12/05/05-23687.html https://regulations.justia.com/regulations/fedreg/2005/12/05/05-23687.html Mon, 05 Dec 2005 00:00:00 -0800 05-23687 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-05/pdf/05-23687.pdf Rule - Asset-Backed Securities https://regulations.justia.com/regulations/fedreg/2005/12/05/05-23614.html https://regulations.justia.com/regulations/fedreg/2005/12/05/05-23614.html Mon, 05 Dec 2005 00:00:00 -0800 05-23614 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-12-05/pdf/05-23614.pdf Rule - Adoption of Amendments to the Rules of Practice and Related Provisions and Delegations of Authority of the Commission https://regulations.justia.com/regulations/fedreg/2005/12/05/05-23613.html https://regulations.justia.com/regulations/fedreg/2005/12/05/05-23613.html Mon, 05 Dec 2005 00:00:00 -0800 05-23613 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-12-05/pdf/05-23613.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange Inc.; Order Approving Proposed Rule Change Relating to Proposed Amendments to Rules 282 (Mandatory Buy-In), 284 (Procedure for Closing Defaulted Contract), 289 (Must Receive Delivery), and 290 (Defaulting Party May Deliver After Notice of Intention to Close) https://regulations.justia.com/regulations/fedreg/2005/12/02/E5-6753.html https://regulations.justia.com/regulations/fedreg/2005/12/02/E5-6753.html Fri, 02 Dec 2005 00:00:00 -0800 E5-6753 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-02/pdf/E5-6753.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto To Amend Rule 460 (Specialists Participating in Contests) https://regulations.justia.com/regulations/fedreg/2005/12/02/E5-6752.html https://regulations.justia.com/regulations/fedreg/2005/12/02/E5-6752.html Fri, 02 Dec 2005 00:00:00 -0800 E5-6752 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-02/pdf/E5-6752.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto To Delete Certain Exchange Rules, or Portions Thereof, Which Have Been Determined by the Exchange To Be Obsolete or Unnecessary https://regulations.justia.com/regulations/fedreg/2005/12/02/E5-6751.html https://regulations.justia.com/regulations/fedreg/2005/12/02/E5-6751.html Fri, 02 Dec 2005 00:00:00 -0800 E5-6751 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-02/pdf/E5-6751.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2005/12/02/05-23612.html https://regulations.justia.com/regulations/fedreg/2005/12/02/05-23612.html Fri, 02 Dec 2005 00:00:00 -0800 05-23612 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-02/pdf/05-23612.pdf Notice - Issuer Delisting; Notice of Application of Marlton Technologies, Inc. To Withdraw Its Common Stock, No Par Value, From Listing and Registration on the American Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6733.html https://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6733.html Thu, 01 Dec 2005 00:00:00 -0800 E5-6733 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-01/pdf/E5-6733.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Relating to the Directed Order Process and the Establishment of Designated Market Makers and Lead Market Makers https://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6732.html https://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6732.html Thu, 01 Dec 2005 00:00:00 -0800 E5-6732 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-01/pdf/E5-6732.pdf Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rejection of Erroneous Post-Trade Instructions https://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6731.html https://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6731.html Thu, 01 Dec 2005 00:00:00 -0800 E5-6731 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-01/pdf/E5-6731.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Reduce the Value of the Nasdaq Composite Index® Underlying the Options Traded Under the Symbol QCE https://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6730.html https://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6730.html Thu, 01 Dec 2005 00:00:00 -0800 E5-6730 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-01/pdf/E5-6730.pdf Notice - Order Granting an Application of Global Industries, Ltd. Under Section 12(h) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6729.html https://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6729.html Thu, 01 Dec 2005 00:00:00 -0800 E5-6729 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-01/pdf/E5-6729.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Requirement That Registered Options Traders May Only Sign on to Auto-Ex for ETFs Traded by the Same or Adjoining Specialists and Shall Sign on to Auto-Ex for a Maximum of Fifteen ETFs https://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6728.html https://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6728.html Thu, 01 Dec 2005 00:00:00 -0800 E5-6728 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-01/pdf/E5-6728.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Options Licensing Fee for Options on Certain StreetTRACKS Exchange-Traded Funds and the SPDR Dividend Exchange-Traded Fund https://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6727.html https://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6727.html Thu, 01 Dec 2005 00:00:00 -0800 E5-6727 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-01/pdf/E5-6727.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6726.html https://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6726.html Thu, 01 Dec 2005 00:00:00 -0800 E5-6726 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-01/pdf/E5-6726.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6725.html https://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6725.html Thu, 01 Dec 2005 00:00:00 -0800 E5-6725 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-01/pdf/E5-6725.pdf Notice - Issuer Delisting; Notice of Application of Lynch Interactive Corporation To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the American Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2005/12/01/05-23543.html https://regulations.justia.com/regulations/fedreg/2005/12/01/05-23543.html Thu, 01 Dec 2005 00:00:00 -0800 05-23543 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-01/pdf/05-23543.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to iShares® Dow Jones U.S. Energy Sector Index Fund and iShares Dow Jones U.S. Telecommunications Sector Index Fund https://regulations.justia.com/regulations/fedreg/2005/11/30/05-23496.html https://regulations.justia.com/regulations/fedreg/2005/11/30/05-23496.html Wed, 30 Nov 2005 00:00:00 -0800 05-23496 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-30/pdf/05-23496.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASD Rule 7010 To Change the Fee Structure for the “Browse/Query” Function in the Trade Reporting Service of the Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2005/11/30/05-23495.html https://regulations.justia.com/regulations/fedreg/2005/11/30/05-23495.html Wed, 30 Nov 2005 00:00:00 -0800 05-23495 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-30/pdf/05-23495.pdf Notice - AEW Real Estate Income Fund, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2005/11/30/05-23492.html https://regulations.justia.com/regulations/fedreg/2005/11/30/05-23492.html Wed, 30 Nov 2005 00:00:00 -0800 05-23492 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-30/pdf/05-23492.pdf Notice - Issuer Delisting; Notice of Application of Nabors Industries Ltd. To Withdraw Its Common Shares, $.001 Par Value, From Listing and Registration on the American Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6663.html https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6663.html Tue, 29 Nov 2005 00:00:00 -0800 E5-6663 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6663.pdf Notice - Issuer Delisting; Notice of Application of Centennial Specialty Foods Corporation To Withdraw Its Common Stock, $.0001 Par Value, From Listing and Registration on the Boston Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6662.html https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6662.html Tue, 29 Nov 2005 00:00:00 -0800 E5-6662 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6662.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Participant Fees and Credits https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6661.html https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6661.html Tue, 29 Nov 2005 00:00:00 -0800 E5-6661 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6661.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Its Marketing Fee Program https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6659.html https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6659.html Tue, 29 Nov 2005 00:00:00 -0800 E5-6659 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6659.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Adopt a Simple Auction Liaison System To Auction Qualifying Marketable Orders for Potential Price Improvement https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6656.html https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6656.html Tue, 29 Nov 2005 00:00:00 -0800 E5-6656 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6656.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendments Nos. 1, 2 and 3 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 to the Proposed Rule Change Relating to Exchange Rule 607 https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6653.html https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6653.html Tue, 29 Nov 2005 00:00:00 -0800 E5-6653 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6653.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to the Rule Regarding Supervisory Control Systems, Rule 3012, To Require Notification of Reliance on “Limited Size and Resources” Exception https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6627.html https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6627.html Tue, 29 Nov 2005 00:00:00 -0800 E5-6627 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6627.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to iShares ® MSCI Index Funds https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6626.html https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6626.html Tue, 29 Nov 2005 00:00:00 -0800 E5-6626 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6626.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend Certain Exceptions From the Voting and Ownership Limitations in the Certificate of Incorporation of PCX Holdings, Inc. https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6624.html https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6624.html Tue, 29 Nov 2005 00:00:00 -0800 E5-6624 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6624.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Position Sub-Accounts https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6623.html https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6623.html Tue, 29 Nov 2005 00:00:00 -0800 E5-6623 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6623.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 2 and 3 Thereto Relating to Exposure of Orders in the PCX Plus Crossing Mechanism https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6622.html https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6622.html Tue, 29 Nov 2005 00:00:00 -0800 E5-6622 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6622.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Listing Standards for Investment Company Units and Dissemination of Intraday Optimized Portfolio Value https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6619.html https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6619.html Tue, 29 Nov 2005 00:00:00 -0800 E5-6619 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6619.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Clearing Fees for Certain Transactions Executed on OneChicago, LLC https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6618.html https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6618.html Tue, 29 Nov 2005 00:00:00 -0800 E5-6618 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6618.pdf Notice - Self-Regulatory Organizations; National Stock Exchange; Order Approving Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, To Amend the Exchange's Customer Priority Rule To Require Designated Dealers To Implement and Maintain Automated Compliance Systems https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6562.html https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6562.html Mon, 28 Nov 2005 00:00:00 -0800 E5-6562 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6562.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to Increase the Size of the Audit Committee https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6561.html https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6561.html Mon, 28 Nov 2005 00:00:00 -0800 E5-6561 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6561.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 2 and 4 Thereto Relating to the Removal of Agency Responsibilities From Designated Primary Market-Makers and the Establishment of PAR Officials https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6559.html https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6559.html Mon, 28 Nov 2005 00:00:00 -0800 E5-6559 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6559.pdf Notice - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Amendments to the Interpretive Notice to NFA Compliance Rule 2-9: Enhanced Supervisory Requirements. https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6558.html https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6558.html Mon, 28 Nov 2005 00:00:00 -0800 E5-6558 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6558.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 to the Proposed Rule Change Relating to Exchange Rule 342 (“Offices-Approval, Supervision and Control”) https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6557.html https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6557.html Mon, 28 Nov 2005 00:00:00 -0800 E5-6557 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6557.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Dissemination of Index Values https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6556.html https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6556.html Mon, 28 Nov 2005 00:00:00 -0800 E5-6556 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6556.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6555.html https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6555.html Mon, 28 Nov 2005 00:00:00 -0800 E5-6555 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6555.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6541.html https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6541.html Mon, 28 Nov 2005 00:00:00 -0800 E5-6541 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6541.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6540.html https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6540.html Mon, 28 Nov 2005 00:00:00 -0800 E5-6540 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6540.pdf