Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/12/27?limit=200&registers=between&mode=atom 2024-12-27T10:46:40-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7864.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to the Status of Former Registered Persons Serving in the Armed Forces of the United States 2005-12-27T00:00:00-08:00 2005-12-27T00:00:00-08:00 E5-7864 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-27/pdf/E5-7864.pdf https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7860.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Modify the Execution Fees for Quotes and Orders Executed in the Nasdaq Opening Cross 2005-12-27T00:00:00-08:00 2005-12-27T00:00:00-08:00 E5-7860 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-27/pdf/E5-7860.pdf https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7856.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Discontinue Its Domestic Tax Reporting Service 2005-12-27T00:00:00-08:00 2005-12-27T00:00:00-08:00 E5-7856 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-27/pdf/E5-7856.pdf https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7855.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Buy-Ins in Its Continuous Net Settlement System 2005-12-27T00:00:00-08:00 2005-12-27T00:00:00-08:00 E5-7855 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-27/pdf/E5-7855.pdf https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7844.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Adopt a Flat Execution Fee For Public Customer Orders in “Premium Products” and Firm Proprietary Orders, and To Incorporate the Current Facilitation Mechanism Fee Into the Flat Execution Fee For Firm Proprietary Orders 2005-12-27T00:00:00-08:00 2005-12-27T00:00:00-08:00 E5-7844 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-27/pdf/E5-7844.pdf https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7843.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Amex Rule 900-ANTE to Provide a Revised Implementation Date for the ANTE System, and To Eliminate Commentary .01 to Amex Rule 935-ANTE 2005-12-27T00:00:00-08:00 2005-12-27T00:00:00-08:00 E5-7843 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-27/pdf/E5-7843.pdf https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7842.html Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect the Renaming of the NASDAQ SmallCap Market to the NASDAQ Capital Market 2005-12-27T00:00:00-08:00 2005-12-27T00:00:00-08:00 E5-7842 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-27/pdf/E5-7842.pdf https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7841.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to a New Risk Management Methodology 2005-12-27T00:00:00-08:00 2005-12-27T00:00:00-08:00 E5-7841 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-27/pdf/E5-7841.pdf https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7840.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Increase in Fees for Certain Qualification Examinations 2005-12-27T00:00:00-08:00 2005-12-27T00:00:00-08:00 E5-7840 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-27/pdf/E5-7840.pdf https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7839.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Status of Registered Persons and Sole Proprietors Serving in the Armed Forces of the United States 2005-12-27T00:00:00-08:00 2005-12-27T00:00:00-08:00 E5-7839 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-27/pdf/E5-7839.pdf https://regulations.justia.com/regulations/fedreg/2005/12/27/05-24479.html Rule - Revisions to Accelerated Filer Definition and Accelerated Deadlines for Filing Periodic Reports 2005-12-27T00:00:00-08:00 2005-12-27T00:00:00-08:00 05-24479 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-12-27/pdf/05-24479.pdf