Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/12/15?limit=200&registers=between&mode=atom 2025-01-02T19:54:33-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7384.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Nasdaq To Issue Public Reprimand Letters 2005-12-15T00:00:00-08:00 2005-12-15T00:00:00-08:00 E5-7384 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/E5-7384.pdf https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7372.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc., Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 2 and 3 Relating to Generic Listing Standards for Options on Narrow-Based and Micro Narrow-Based Indexes 2005-12-15T00:00:00-08:00 2005-12-15T00:00:00-08:00 E5-7372 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/E5-7372.pdf https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7371.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Clarifying the Hours Certain Vanguard International Equity Index Funds Are Eligible To Trade on the Archipelago Exchange 2005-12-15T00:00:00-08:00 2005-12-15T00:00:00-08:00 E5-7371 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/E5-7371.pdf https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7370.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Adoption of a Hybrid Agency Liaison System for Automated Handling of Inbound Orders That Are Not Automatically Executed 2005-12-15T00:00:00-08:00 2005-12-15T00:00:00-08:00 E5-7370 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/E5-7370.pdf https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7369.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Initial Listing and Maintenance To List Options on Certain Securities 2005-12-15T00:00:00-08:00 2005-12-15T00:00:00-08:00 E5-7369 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/E5-7369.pdf https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7368.html Notice - Issuer Delisting; Notice of Application of Rockwell Automation, Inc., To Withdraw Its Common Stock, $1.00 Par Value, (Including the Associated Preferred Share Purchase Rights) From Listing and Registration on the Pacific Exchange, Inc. File No. 1-12383 2005-12-15T00:00:00-08:00 2005-12-15T00:00:00-08:00 E5-7368 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/E5-7368.pdf https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7367.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Study Outline and Selection Specifications for the Limited Principal-Registered Options (Series 4) Examination Program 2005-12-15T00:00:00-08:00 2005-12-15T00:00:00-08:00 E5-7367 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/E5-7367.pdf https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7366.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 9/10 Examination Program 2005-12-15T00:00:00-08:00 2005-12-15T00:00:00-08:00 E5-7366 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/E5-7366.pdf https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7365.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 4 Examination Program 2005-12-15T00:00:00-08:00 2005-12-15T00:00:00-08:00 E5-7365 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/E5-7365.pdf https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7364.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Elimination of Commentary .01, Guideline 5 to Phlx Rule 1010 2005-12-15T00:00:00-08:00 2005-12-15T00:00:00-08:00 E5-7364 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/E5-7364.pdf https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7363.html Notice - Riverton Management, Inc.; Notice of Application 2005-12-15T00:00:00-08:00 2005-12-15T00:00:00-08:00 E5-7363 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/E5-7363.pdf https://regulations.justia.com/regulations/fedreg/2005/12/15/05-24134.html Notice - Sunshine Act Meeting 2005-12-15T00:00:00-08:00 2005-12-15T00:00:00-08:00 05-24134 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/05-24134.pdf https://regulations.justia.com/regulations/fedreg/2005/12/15/05-24004.html Proposed Rule - Internet Availability of Proxy Materials 2005-12-15T00:00:00-08:00 2005-12-15T00:00:00-08:00 05-24004 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/05-24004.pdf