<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/12/12?registers=between Fri, 17 May 2024 09:07:39 -0700 Fri, 17 May 2024 09:07:39 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/12/12?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to the Exchange's Certificate of Incorporation, Constitution and Rules to Allow Limited Liability Companies to Become Members and Related Changes to the Exchange's 2005 Price List https://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7196.html https://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7196.html Mon, 12 Dec 2005 00:00:00 -0800 E5-7196 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-12/pdf/E5-7196.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Restated Certificate of Incorporation of The Nasdaq Stock Market, Inc. https://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7195.html https://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7195.html Mon, 12 Dec 2005 00:00:00 -0800 E5-7195 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-12/pdf/E5-7195.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Certain Changes Pertaining to the Enforcement of Decorum Policies https://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7194.html https://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7194.html Mon, 12 Dec 2005 00:00:00 -0800 E5-7194 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-12/pdf/E5-7194.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Exposure Period for Crossing Orders in the Hybrid Trading System https://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7193.html https://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7193.html Mon, 12 Dec 2005 00:00:00 -0800 E5-7193 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-12/pdf/E5-7193.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to the SizeQuote Mechanism https://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7192.html https://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7192.html Mon, 12 Dec 2005 00:00:00 -0800 E5-7192 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-12/pdf/E5-7192.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change To Amend Its $2.50 Strike Price Interval Program https://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7191.html https://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7191.html Mon, 12 Dec 2005 00:00:00 -0800 E5-7191 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-12/pdf/E5-7191.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Transaction Credits for Round Lots of Certain Listed Securities https://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7190.html https://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7190.html Mon, 12 Dec 2005 00:00:00 -0800 E5-7190 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-12/pdf/E5-7190.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change To Expand Its $2.50 Strike Price Interval Program https://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7189.html https://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7189.html Mon, 12 Dec 2005 00:00:00 -0800 E5-7189 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-12/pdf/E5-7189.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Requiring Its Member To Provide Electronic Mail Addresses to the Exchange https://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7188.html https://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7188.html Mon, 12 Dec 2005 00:00:00 -0800 E5-7188 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-12/pdf/E5-7188.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Elimination of Position and Exercise Limits on NDX Options https://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7187.html https://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7187.html Mon, 12 Dec 2005 00:00:00 -0800 E5-7187 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-12/pdf/E5-7187.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Pilot Program Relating to Minimum Numerical Standards in Section 102.01A of the Listed Company Manual https://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7181.html https://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7181.html Mon, 12 Dec 2005 00:00:00 -0800 E5-7181 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-12/pdf/E5-7181.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2005/12/12/05-23964.html https://regulations.justia.com/regulations/fedreg/2005/12/12/05-23964.html Mon, 12 Dec 2005 00:00:00 -0800 05-23964 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-12/pdf/05-23964.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2005/12/12/05-23963.html https://regulations.justia.com/regulations/fedreg/2005/12/12/05-23963.html Mon, 12 Dec 2005 00:00:00 -0800 05-23963 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-12/pdf/05-23963.pdf