<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/12/05?registers=between Sat, 11 May 2024 09:05:40 -0700 Sat, 11 May 2024 09:05:40 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/12/05?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Transaction Fees for Options on the Dow Jones Industrial Average https://regulations.justia.com/regulations/fedreg/2005/12/05/E5-6831.html https://regulations.justia.com/regulations/fedreg/2005/12/05/E5-6831.html Mon, 05 Dec 2005 00:00:00 -0800 E5-6831 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-05/pdf/E5-6831.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change Regarding the Euro Currency Trust https://regulations.justia.com/regulations/fedreg/2005/12/05/E5-6830.html https://regulations.justia.com/regulations/fedreg/2005/12/05/E5-6830.html Mon, 05 Dec 2005 00:00:00 -0800 E5-6830 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-05/pdf/E5-6830.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Telemarketing https://regulations.justia.com/regulations/fedreg/2005/12/05/E5-6828.html https://regulations.justia.com/regulations/fedreg/2005/12/05/E5-6828.html Mon, 05 Dec 2005 00:00:00 -0800 E5-6828 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-05/pdf/E5-6828.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the Prohibition of Trade Shredding https://regulations.justia.com/regulations/fedreg/2005/12/05/E5-6826.html https://regulations.justia.com/regulations/fedreg/2005/12/05/E5-6826.html Mon, 05 Dec 2005 00:00:00 -0800 E5-6826 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-05/pdf/E5-6826.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Scope of Risk Management Controls as They Relate to Maturity Presentment Transactions of Pledged Money Market Instruments https://regulations.justia.com/regulations/fedreg/2005/12/05/E5-6825.html https://regulations.justia.com/regulations/fedreg/2005/12/05/E5-6825.html Mon, 05 Dec 2005 00:00:00 -0800 E5-6825 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-05/pdf/E5-6825.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to a Proposed Interpretation to Rule 342 (Offices-Approval, Supervision, and Control) https://regulations.justia.com/regulations/fedreg/2005/12/05/E5-6820.html https://regulations.justia.com/regulations/fedreg/2005/12/05/E5-6820.html Mon, 05 Dec 2005 00:00:00 -0800 E5-6820 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-05/pdf/E5-6820.pdf Notice - Proposed Collection; Comment Request; Upon Written Request, Copy Available From: Securities and Exchange, Commission, Office of Filings and Information Services, Washington, DC 20549 https://regulations.justia.com/regulations/fedreg/2005/12/05/E5-6819.html https://regulations.justia.com/regulations/fedreg/2005/12/05/E5-6819.html Mon, 05 Dec 2005 00:00:00 -0800 E5-6819 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-05/pdf/E5-6819.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2005/12/05/05-23687.html https://regulations.justia.com/regulations/fedreg/2005/12/05/05-23687.html Mon, 05 Dec 2005 00:00:00 -0800 05-23687 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-05/pdf/05-23687.pdf Rule - Asset-Backed Securities https://regulations.justia.com/regulations/fedreg/2005/12/05/05-23614.html https://regulations.justia.com/regulations/fedreg/2005/12/05/05-23614.html Mon, 05 Dec 2005 00:00:00 -0800 05-23614 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-12-05/pdf/05-23614.pdf Rule - Adoption of Amendments to the Rules of Practice and Related Provisions and Delegations of Authority of the Commission https://regulations.justia.com/regulations/fedreg/2005/12/05/05-23613.html https://regulations.justia.com/regulations/fedreg/2005/12/05/05-23613.html Mon, 05 Dec 2005 00:00:00 -0800 05-23613 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-12-05/pdf/05-23613.pdf