<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/11?registers=between&min-day=1&max-day=30 Thu, 23 May 2024 19:22:02 -0700 Thu, 23 May 2024 19:22:02 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/11?registers=between&min-day=1&max-day=30 Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to iShares® Dow Jones U.S. Energy Sector Index Fund and iShares Dow Jones U.S. Telecommunications Sector Index Fund https://regulations.justia.com/regulations/fedreg/2005/11/30/05-23496.html https://regulations.justia.com/regulations/fedreg/2005/11/30/05-23496.html Wed, 30 Nov 2005 00:00:00 -0800 05-23496 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-30/pdf/05-23496.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASD Rule 7010 To Change the Fee Structure for the “Browse/Query” Function in the Trade Reporting Service of the Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2005/11/30/05-23495.html https://regulations.justia.com/regulations/fedreg/2005/11/30/05-23495.html Wed, 30 Nov 2005 00:00:00 -0800 05-23495 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-30/pdf/05-23495.pdf Notice - AEW Real Estate Income Fund, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2005/11/30/05-23492.html https://regulations.justia.com/regulations/fedreg/2005/11/30/05-23492.html Wed, 30 Nov 2005 00:00:00 -0800 05-23492 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-30/pdf/05-23492.pdf Notice - Issuer Delisting; Notice of Application of Nabors Industries Ltd. To Withdraw Its Common Shares, $.001 Par Value, From Listing and Registration on the American Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6663.html https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6663.html Tue, 29 Nov 2005 00:00:00 -0800 E5-6663 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6663.pdf Notice - Issuer Delisting; Notice of Application of Centennial Specialty Foods Corporation To Withdraw Its Common Stock, $.0001 Par Value, From Listing and Registration on the Boston Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6662.html https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6662.html Tue, 29 Nov 2005 00:00:00 -0800 E5-6662 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6662.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Participant Fees and Credits https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6661.html https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6661.html Tue, 29 Nov 2005 00:00:00 -0800 E5-6661 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6661.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Its Marketing Fee Program https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6659.html https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6659.html Tue, 29 Nov 2005 00:00:00 -0800 E5-6659 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6659.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Adopt a Simple Auction Liaison System To Auction Qualifying Marketable Orders for Potential Price Improvement https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6656.html https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6656.html Tue, 29 Nov 2005 00:00:00 -0800 E5-6656 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6656.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendments Nos. 1, 2 and 3 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 to the Proposed Rule Change Relating to Exchange Rule 607 https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6653.html https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6653.html Tue, 29 Nov 2005 00:00:00 -0800 E5-6653 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6653.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to the Rule Regarding Supervisory Control Systems, Rule 3012, To Require Notification of Reliance on “Limited Size and Resources” Exception https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6627.html https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6627.html Tue, 29 Nov 2005 00:00:00 -0800 E5-6627 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6627.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to iShares ® MSCI Index Funds https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6626.html https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6626.html Tue, 29 Nov 2005 00:00:00 -0800 E5-6626 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6626.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend Certain Exceptions From the Voting and Ownership Limitations in the Certificate of Incorporation of PCX Holdings, Inc. https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6624.html https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6624.html Tue, 29 Nov 2005 00:00:00 -0800 E5-6624 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6624.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Position Sub-Accounts https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6623.html https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6623.html Tue, 29 Nov 2005 00:00:00 -0800 E5-6623 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6623.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 2 and 3 Thereto Relating to Exposure of Orders in the PCX Plus Crossing Mechanism https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6622.html https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6622.html Tue, 29 Nov 2005 00:00:00 -0800 E5-6622 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6622.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Listing Standards for Investment Company Units and Dissemination of Intraday Optimized Portfolio Value https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6619.html https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6619.html Tue, 29 Nov 2005 00:00:00 -0800 E5-6619 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6619.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Clearing Fees for Certain Transactions Executed on OneChicago, LLC https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6618.html https://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6618.html Tue, 29 Nov 2005 00:00:00 -0800 E5-6618 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6618.pdf Notice - Self-Regulatory Organizations; National Stock Exchange; Order Approving Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, To Amend the Exchange's Customer Priority Rule To Require Designated Dealers To Implement and Maintain Automated Compliance Systems https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6562.html https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6562.html Mon, 28 Nov 2005 00:00:00 -0800 E5-6562 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6562.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to Increase the Size of the Audit Committee https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6561.html https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6561.html Mon, 28 Nov 2005 00:00:00 -0800 E5-6561 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6561.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 2 and 4 Thereto Relating to the Removal of Agency Responsibilities From Designated Primary Market-Makers and the Establishment of PAR Officials https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6559.html https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6559.html Mon, 28 Nov 2005 00:00:00 -0800 E5-6559 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6559.pdf Notice - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Amendments to the Interpretive Notice to NFA Compliance Rule 2-9: Enhanced Supervisory Requirements. https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6558.html https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6558.html Mon, 28 Nov 2005 00:00:00 -0800 E5-6558 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6558.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 to the Proposed Rule Change Relating to Exchange Rule 342 (“Offices-Approval, Supervision and Control”) https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6557.html https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6557.html Mon, 28 Nov 2005 00:00:00 -0800 E5-6557 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6557.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Dissemination of Index Values https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6556.html https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6556.html Mon, 28 Nov 2005 00:00:00 -0800 E5-6556 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6556.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6555.html https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6555.html Mon, 28 Nov 2005 00:00:00 -0800 E5-6555 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6555.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6541.html https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6541.html Mon, 28 Nov 2005 00:00:00 -0800 E5-6541 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6541.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6540.html https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6540.html Mon, 28 Nov 2005 00:00:00 -0800 E5-6540 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6540.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6539.html https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6539.html Mon, 28 Nov 2005 00:00:00 -0800 E5-6539 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6539.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6538.html https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6538.html Mon, 28 Nov 2005 00:00:00 -0800 E5-6538 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6538.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Amex Initial Listing Standards https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6537.html https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6537.html Mon, 28 Nov 2005 00:00:00 -0800 E5-6537 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6537.pdf Notice - Advisory Committee on Smaller Public Companies https://regulations.justia.com/regulations/fedreg/2005/11/25/E5-6516.html https://regulations.justia.com/regulations/fedreg/2005/11/25/E5-6516.html Fri, 25 Nov 2005 00:00:00 -0800 E5-6516 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-25/pdf/E5-6516.pdf Notice - Issuer Delisting; Notice of Application of State Bancorp, Inc. To Withdraw Its Common Stock, $5.00 Par Value, From Listing and Registration on the American Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2005/11/25/E5-6515.html https://regulations.justia.com/regulations/fedreg/2005/11/25/E5-6515.html Fri, 25 Nov 2005 00:00:00 -0800 E5-6515 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-25/pdf/E5-6515.pdf Notice - Issuer Delisting; Notice of Application of IDACORP, Inc. To Withdraw Its Common Stock, No Par Value, and Preferred Share Purchase Rights From Listing and Registration on the Pacific https://regulations.justia.com/regulations/fedreg/2005/11/25/E5-6514.html https://regulations.justia.com/regulations/fedreg/2005/11/25/E5-6514.html Fri, 25 Nov 2005 00:00:00 -0800 E5-6514 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-25/pdf/E5-6514.pdf Notice - Issuer Delisting; Notice of Application of Sherwood Brands, Inc. To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the American Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2005/11/25/E5-6513.html https://regulations.justia.com/regulations/fedreg/2005/11/25/E5-6513.html Fri, 25 Nov 2005 00:00:00 -0800 E5-6513 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-25/pdf/E5-6513.pdf Notice - Issuer Delisting; Notice of Application of Cadence Design Systems, Inc. To Withdraw Its Common Stock, $.01 Par Value, and the Preferred Share Purchase Rights From Listing and Registration on the New York Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2005/11/25/E5-6512.html https://regulations.justia.com/regulations/fedreg/2005/11/25/E5-6512.html Fri, 25 Nov 2005 00:00:00 -0800 E5-6512 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-25/pdf/E5-6512.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Systems Enhancement for the Processing of Information in Its Restricted Deposit Service https://regulations.justia.com/regulations/fedreg/2005/11/25/E5-6470.html https://regulations.justia.com/regulations/fedreg/2005/11/25/E5-6470.html Fri, 25 Nov 2005 00:00:00 -0800 E5-6470 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-25/pdf/E5-6470.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a Proposed Rule Change Relating to the New Canadian Link Service https://regulations.justia.com/regulations/fedreg/2005/11/23/E5-6458.html https://regulations.justia.com/regulations/fedreg/2005/11/23/E5-6458.html Wed, 23 Nov 2005 00:00:00 -0800 E5-6458 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-23/pdf/E5-6458.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Short Sale Delivery Requirements https://regulations.justia.com/regulations/fedreg/2005/11/23/E5-6457.html https://regulations.justia.com/regulations/fedreg/2005/11/23/E5-6457.html Wed, 23 Nov 2005 00:00:00 -0800 E5-6457 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-23/pdf/E5-6457.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Establish a Comprehensive Standard of Care and Limitation of Liability With Respect to Clearing Members https://regulations.justia.com/regulations/fedreg/2005/11/23/E5-6456.html https://regulations.justia.com/regulations/fedreg/2005/11/23/E5-6456.html Wed, 23 Nov 2005 00:00:00 -0800 E5-6456 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-23/pdf/E5-6456.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto To Limit the Eligibility for Quotation on the OTCBB of the Securities of an Issuer That Is Repeatedly Delinquent in Its Periodic Reporting Obligations https://regulations.justia.com/regulations/fedreg/2005/11/23/E5-6455.html https://regulations.justia.com/regulations/fedreg/2005/11/23/E5-6455.html Wed, 23 Nov 2005 00:00:00 -0800 E5-6455 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-23/pdf/E5-6455.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Deletion of Interpretation and Policy .01(e) to CBOE Rule 5.4 https://regulations.justia.com/regulations/fedreg/2005/11/23/E5-6449.html https://regulations.justia.com/regulations/fedreg/2005/11/23/E5-6449.html Wed, 23 Nov 2005 00:00:00 -0800 E5-6449 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-23/pdf/E5-6449.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Elimination of Commentary .01(5) to Amex Rule 916 and Amendment to Amex Rules Relating to the Definition of “NMS Stock” https://regulations.justia.com/regulations/fedreg/2005/11/23/E5-6448.html https://regulations.justia.com/regulations/fedreg/2005/11/23/E5-6448.html Wed, 23 Nov 2005 00:00:00 -0800 E5-6448 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-23/pdf/E5-6448.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1, 2, 3 and 4 Relating to Listing Standards for Broad-Based Index Options and Concentration Limits for Narrow-Based Index Option Listing Standards https://regulations.justia.com/regulations/fedreg/2005/11/23/E5-6447.html https://regulations.justia.com/regulations/fedreg/2005/11/23/E5-6447.html Wed, 23 Nov 2005 00:00:00 -0800 E5-6447 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-23/pdf/E5-6447.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2005/11/23/05-23250.html https://regulations.justia.com/regulations/fedreg/2005/11/23/05-23250.html Wed, 23 Nov 2005 00:00:00 -0800 05-23250 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-23/pdf/05-23250.pdf Notice - Filing Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) https://regulations.justia.com/regulations/fedreg/2005/11/22/E5-6411.html https://regulations.justia.com/regulations/fedreg/2005/11/22/E5-6411.html Tue, 22 Nov 2005 00:00:00 -0800 E5-6411 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-22/pdf/E5-6411.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Modify and Consolidate Clearing Fund Rules https://regulations.justia.com/regulations/fedreg/2005/11/22/E5-6410.html https://regulations.justia.com/regulations/fedreg/2005/11/22/E5-6410.html Tue, 22 Nov 2005 00:00:00 -0800 E5-6410 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-22/pdf/E5-6410.pdf Notice - Self-Regulatory Organizations; National Stock Exchange; Order Approving Proposed Rule Change, and Amendment Nos. 1, 2, and 3, Thereto, Relating to the Creation of a Regulatory Oversight Committee https://regulations.justia.com/regulations/fedreg/2005/11/22/E5-6409.html https://regulations.justia.com/regulations/fedreg/2005/11/22/E5-6409.html Tue, 22 Nov 2005 00:00:00 -0800 E5-6409 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-22/pdf/E5-6409.pdf Notice - Issuer Delisting; Notice of Application of McRae Industries, Inc. To Withdraw Its Class A Common Stock, $1.00 Par Value and Class B Common Stock, $1.00 Par Value, From Listing and Registration on the American Stock Exchange LLC File No. 1-08578 https://regulations.justia.com/regulations/fedreg/2005/11/21/E5-6397.html https://regulations.justia.com/regulations/fedreg/2005/11/21/E5-6397.html Mon, 21 Nov 2005 00:00:00 -0800 E5-6397 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-21/pdf/E5-6397.pdf Notice - Allixon International Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2005/11/21/05-23079.html https://regulations.justia.com/regulations/fedreg/2005/11/21/05-23079.html Mon, 21 Nov 2005 00:00:00 -0800 05-23079 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-21/pdf/05-23079.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2005/11/21/05-23045.html https://regulations.justia.com/regulations/fedreg/2005/11/21/05-23045.html Mon, 21 Nov 2005 00:00:00 -0800 05-23045 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-21/pdf/05-23045.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Strategic Total Return Securities SM https://regulations.justia.com/regulations/fedreg/2005/11/18/E5-6386.html https://regulations.justia.com/regulations/fedreg/2005/11/18/E5-6386.html Fri, 18 Nov 2005 00:00:00 -0800 E5-6386 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-18/pdf/E5-6386.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Options Licensing Fee for the PowerShares Lux Nanotech Portfolio (PXN) and the PowerShares Aerospace & Defense Portfolio (PPA) https://regulations.justia.com/regulations/fedreg/2005/11/18/E5-6381.html https://regulations.justia.com/regulations/fedreg/2005/11/18/E5-6381.html Fri, 18 Nov 2005 00:00:00 -0800 E5-6381 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-18/pdf/E5-6381.pdf