<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/11/28?registers=between Mon, 06 May 2024 15:17:52 -0700 Mon, 06 May 2024 15:17:52 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/11/28?registers=between Notice - Self-Regulatory Organizations; National Stock Exchange; Order Approving Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, To Amend the Exchange's Customer Priority Rule To Require Designated Dealers To Implement and Maintain Automated Compliance Systems https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6562.html https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6562.html Mon, 28 Nov 2005 00:00:00 -0800 E5-6562 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6562.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to Increase the Size of the Audit Committee https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6561.html https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6561.html Mon, 28 Nov 2005 00:00:00 -0800 E5-6561 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6561.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 2 and 4 Thereto Relating to the Removal of Agency Responsibilities From Designated Primary Market-Makers and the Establishment of PAR Officials https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6559.html https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6559.html Mon, 28 Nov 2005 00:00:00 -0800 E5-6559 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6559.pdf Notice - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Amendments to the Interpretive Notice to NFA Compliance Rule 2-9: Enhanced Supervisory Requirements. https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6558.html https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6558.html Mon, 28 Nov 2005 00:00:00 -0800 E5-6558 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6558.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 to the Proposed Rule Change Relating to Exchange Rule 342 (“Offices-Approval, Supervision and Control”) https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6557.html https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6557.html Mon, 28 Nov 2005 00:00:00 -0800 E5-6557 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6557.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Dissemination of Index Values https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6556.html https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6556.html Mon, 28 Nov 2005 00:00:00 -0800 E5-6556 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6556.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6555.html https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6555.html Mon, 28 Nov 2005 00:00:00 -0800 E5-6555 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6555.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6541.html https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6541.html Mon, 28 Nov 2005 00:00:00 -0800 E5-6541 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6541.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6540.html https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6540.html Mon, 28 Nov 2005 00:00:00 -0800 E5-6540 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6540.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6539.html https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6539.html Mon, 28 Nov 2005 00:00:00 -0800 E5-6539 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6539.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6538.html https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6538.html Mon, 28 Nov 2005 00:00:00 -0800 E5-6538 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6538.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Amex Initial Listing Standards https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6537.html https://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6537.html Mon, 28 Nov 2005 00:00:00 -0800 E5-6537 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6537.pdf