<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/11/23?registers=between Fri, 03 May 2024 23:31:35 -0700 Fri, 03 May 2024 23:31:35 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/11/23?registers=between Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a Proposed Rule Change Relating to the New Canadian Link Service https://regulations.justia.com/regulations/fedreg/2005/11/23/E5-6458.html https://regulations.justia.com/regulations/fedreg/2005/11/23/E5-6458.html Wed, 23 Nov 2005 00:00:00 -0800 E5-6458 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-23/pdf/E5-6458.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Short Sale Delivery Requirements https://regulations.justia.com/regulations/fedreg/2005/11/23/E5-6457.html https://regulations.justia.com/regulations/fedreg/2005/11/23/E5-6457.html Wed, 23 Nov 2005 00:00:00 -0800 E5-6457 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-23/pdf/E5-6457.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Establish a Comprehensive Standard of Care and Limitation of Liability With Respect to Clearing Members https://regulations.justia.com/regulations/fedreg/2005/11/23/E5-6456.html https://regulations.justia.com/regulations/fedreg/2005/11/23/E5-6456.html Wed, 23 Nov 2005 00:00:00 -0800 E5-6456 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-23/pdf/E5-6456.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto To Limit the Eligibility for Quotation on the OTCBB of the Securities of an Issuer That Is Repeatedly Delinquent in Its Periodic Reporting Obligations https://regulations.justia.com/regulations/fedreg/2005/11/23/E5-6455.html https://regulations.justia.com/regulations/fedreg/2005/11/23/E5-6455.html Wed, 23 Nov 2005 00:00:00 -0800 E5-6455 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-23/pdf/E5-6455.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Deletion of Interpretation and Policy .01(e) to CBOE Rule 5.4 https://regulations.justia.com/regulations/fedreg/2005/11/23/E5-6449.html https://regulations.justia.com/regulations/fedreg/2005/11/23/E5-6449.html Wed, 23 Nov 2005 00:00:00 -0800 E5-6449 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-23/pdf/E5-6449.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Elimination of Commentary .01(5) to Amex Rule 916 and Amendment to Amex Rules Relating to the Definition of “NMS Stock” https://regulations.justia.com/regulations/fedreg/2005/11/23/E5-6448.html https://regulations.justia.com/regulations/fedreg/2005/11/23/E5-6448.html Wed, 23 Nov 2005 00:00:00 -0800 E5-6448 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-23/pdf/E5-6448.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1, 2, 3 and 4 Relating to Listing Standards for Broad-Based Index Options and Concentration Limits for Narrow-Based Index Option Listing Standards https://regulations.justia.com/regulations/fedreg/2005/11/23/E5-6447.html https://regulations.justia.com/regulations/fedreg/2005/11/23/E5-6447.html Wed, 23 Nov 2005 00:00:00 -0800 E5-6447 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-23/pdf/E5-6447.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2005/11/23/05-23250.html https://regulations.justia.com/regulations/fedreg/2005/11/23/05-23250.html Wed, 23 Nov 2005 00:00:00 -0800 05-23250 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-23/pdf/05-23250.pdf