Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/11/23?limit=200®isters=between&mode=atom2024-05-04T05:33:27-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2005/11/23/E5-6458.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a Proposed Rule Change Relating to the New Canadian Link Service2005-11-23T00:00:00-08:002005-11-23T00:00:00-08:00E5-6458Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-23/pdf/E5-6458.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/23/E5-6457.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Short Sale Delivery Requirements2005-11-23T00:00:00-08:002005-11-23T00:00:00-08:00E5-6457Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-23/pdf/E5-6457.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/23/E5-6456.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Establish a Comprehensive Standard of Care and Limitation of Liability With Respect to Clearing Members2005-11-23T00:00:00-08:002005-11-23T00:00:00-08:00E5-6456Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-23/pdf/E5-6456.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/23/E5-6455.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto To Limit the Eligibility for Quotation on the OTCBB of the Securities of an Issuer That Is Repeatedly Delinquent in Its Periodic Reporting Obligations2005-11-23T00:00:00-08:002005-11-23T00:00:00-08:00E5-6455Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-23/pdf/E5-6455.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/23/E5-6449.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Deletion of Interpretation and Policy .01(e) to CBOE Rule 5.42005-11-23T00:00:00-08:002005-11-23T00:00:00-08:00E5-6449Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-23/pdf/E5-6449.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/23/E5-6448.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Elimination of Commentary .01(5) to Amex Rule 916 and Amendment to Amex Rules Relating to the Definition of “NMS Stock”2005-11-23T00:00:00-08:002005-11-23T00:00:00-08:00E5-6448Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-23/pdf/E5-6448.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/23/E5-6447.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1, 2, 3 and 4 Relating to Listing Standards for Broad-Based Index Options and Concentration Limits for Narrow-Based Index Option Listing Standards2005-11-23T00:00:00-08:002005-11-23T00:00:00-08:00E5-6447Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-23/pdf/E5-6447.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/23/05-23250.htmlNotice - Sunshine Act Meeting2005-11-23T00:00:00-08:002005-11-23T00:00:00-08:0005-23250Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-23/pdf/05-23250.pdf