Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/11/18?limit=200&registers=between&mode=atom 2024-11-25T23:30:00-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/11/18/E5-6386.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Strategic Total Return Securities SM 2005-11-18T00:00:00-08:00 2005-11-18T00:00:00-08:00 E5-6386 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-18/pdf/E5-6386.pdf https://regulations.justia.com/regulations/fedreg/2005/11/18/E5-6381.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Options Licensing Fee for the PowerShares Lux Nanotech Portfolio (PXN) and the PowerShares Aerospace & Defense Portfolio (PPA) 2005-11-18T00:00:00-08:00 2005-11-18T00:00:00-08:00 E5-6381 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-18/pdf/E5-6381.pdf https://regulations.justia.com/regulations/fedreg/2005/11/18/E5-6380.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Records of Orders and Executions 2005-11-18T00:00:00-08:00 2005-11-18T00:00:00-08:00 E5-6380 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-18/pdf/E5-6380.pdf https://regulations.justia.com/regulations/fedreg/2005/11/18/E5-6379.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Interpretation of Exchange Rule 577 and Section 723 of the Amex Company Guide 2005-11-18T00:00:00-08:00 2005-11-18T00:00:00-08:00 E5-6379 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-18/pdf/E5-6379.pdf https://regulations.justia.com/regulations/fedreg/2005/11/18/E5-6378.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change to Add Rules Regarding Time Tracking Requirements of Specialists and Specialist Organizations to Its Minor Rule Violation Plan 2005-11-18T00:00:00-08:00 2005-11-18T00:00:00-08:00 E5-6378 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-18/pdf/E5-6378.pdf https://regulations.justia.com/regulations/fedreg/2005/11/18/E5-6377.html Notice - AIG SunAmerica Life Assurance Company, et al., Notice of Application 2005-11-18T00:00:00-08:00 2005-11-18T00:00:00-08:00 E5-6377 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-18/pdf/E5-6377.pdf https://regulations.justia.com/regulations/fedreg/2005/11/18/E5-6376.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Elimination of the Equity Option Transaction Fee Discount for Member Firms Facilitating Customer Orders 2005-11-18T00:00:00-08:00 2005-11-18T00:00:00-08:00 E5-6376 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-18/pdf/E5-6376.pdf https://regulations.justia.com/regulations/fedreg/2005/11/18/E5-6375.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to iShares® Index Funds of iShares Trust and iShares, Inc. 2005-11-18T00:00:00-08:00 2005-11-18T00:00:00-08:00 E5-6375 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-18/pdf/E5-6375.pdf https://regulations.justia.com/regulations/fedreg/2005/11/18/E5-6374.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Regarding Clearly Erroneous Executions 2005-11-18T00:00:00-08:00 2005-11-18T00:00:00-08:00 E5-6374 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-18/pdf/E5-6374.pdf